Дисертації з теми "Optical phased array (OPA)"

This thesis investigates optical feed methods for phased array antennas. The technical and practical limitations are analyzed and an optimum design is determined. This optimum optical feed is a two-beam interferometric approach which uses acoustooptic phase control. The theory is derived; a computer model is developed; and the limitations are determined. Design modifications are suggested which reduce limitations and greatly extend the range of applications.
Master of Science

La technologie photonique sur silicium s'appuie sur les procédés matures de fabrication de l'industrie du semi-conducteur pour produire des composants opto-électroniques à échelle industrielle. Les métamatériaux à base de réseaux sub-longueur d'onde permettent de contrôler le confinement du mode et la dispersion, et ont ainsi été implémentés pour démontrer des performances de pointe de composants photoniques intégrés. Les effets de diffraction et de réflexions sont supprimés dans les matériaux sub-longueur d'onde. Leurs dimensions sont petites et sont environ de 100 nm. Jusqu'à présent, la majorité des composants sub-longueur d'onde ont été fabriqués par lithographie électronique. Or, cette technique n'est pas compatible avec une production à large échelle. Aujourd'hui, la lithographie à immersion se déploie dans les fonderies photoniques sur silicium. Elle permet de définir des dimensions aussi petites que 70 nm, avec un modèle de correction d'effets optiques de proximité. Le but principal de cette thèse est d'étudier la faisabilité de l'utilisation de la lithographie à immersion avec la correction d'effets optiques de proximité pour la fabrication de composants photoniques sub-longueur d'onde de pointe. Ces composants ont été développés sur des plaques de 300 mm de diamètre au CEA-Leti. Trois composants ont été étudiés, chacun avec une spécificité technologique : i) un diviseur de puissance avec une seule étape de gravure complète, ii) un réseau de couplage puce-fibre alternant des gravures partielles et complètes, et iii) une matrice d'antennes optiques, couvrant une large surface, avec une étape de gravure partielle. Le diviseur de puissance est constitué d'un coupleur par interférométrie multi-mode (MMI) avec des réseaux sub longueur d'onde pour contrôler la dispersion des modes optiques et ainsi pour obtenirune très large bande passante spectrale, qui a été mesurée expérimentalement à 350 nm, et qui en bon accord avec les simulations. La bande passante d'un MMI conventionnel sans structures sub longueur d'onde n'est que de 100 nm environ. Le réseau de couplage puce-fibre s'appuie sur une géométrie en forme de « L », avec des structures sub-longueur d'onde gravés partiellement et complètement, pour augmenter l'efficacité de couplage. Celle-ci a été mesurée à -1.70 dB (68 %) à une longueur d'onde de 1550 nm et représente la meilleure performance pour une telle structure complexe, utilisant une technologie autre que la lithographie électronique. Néanmoins, la valeur mesurée est inférieure à la valeur simulée de 0.80 dB (83 %). Une des raisons principales de cette performance limitée est la sensibilité de cette structure aux erreurs d'alignement entre les deux étapes de gravure pendant la fabrication. L'antenne optique est constituée de structures sub longueur d'onde partiellement gravées pour obtenir une grande surface d'émission de 48 µm×48 µm, réduisant ainsi la divergence du faisceau. Cette antenne a été implémentée comme antenne unitaire dans une matrice 4×4 à réseau phasé avec un pas de 90 µm×90 µm. A une longueur d'onde de 1550 nm, le faisceau émis par l'antenne unitaire a une divergence à mi-hauteur mesurée de 1.40° et celui émis par la matrice d'antennes a une divergence à mi hauteur de 0.25°. Ces valeurs sont en accord avec les valeurs simulées. Ces résultats servent comme preuve de concept de l'implémentation d'une telle antenne dans une matrice à réseau phasé. En résumé, les résultats de cette thèse illustrent le grand potentiel de la lithographie à immersion avec la correction d'effets optiques de proximité pour la fabrication de composants photoniques sub- longueur d'onde, ouvrant ainsi la voie pour la commercialisation de ces derniers
Silicon photonics technology leverages the mature fabrication processes of the semi-conductor industry for the large volume production of opto-electronic devices. Subwavelength grating (SWG) metamaterials enable advanced engineering of mode confinement and dispersion, that have been used to demonstrate state-of-the-art performance of integrated photonic devices. SWGs generally require minimum feature sizes as small as a 100 nm to suppress reflection and diffraction effects. Hitherto, most reported SWG-based devices have been fabricated using electron-beam lithography. However, this technique is not compatible with large volume fabrication, hampering the commercial adoption of SWG-based photonic devices. Currently, immersion lithography is being deployed in silicon photonic foundries, enabling the patterning of features of 70 nm, when used in conjunction with optical proximity correction (OPC) models. The main goal of this PhD is to study the feasibility of immersion lithography and OPC for the realization of high-performance SWG devices. The SWG devices developed here have been fabricated using the OPC models and 300 mm SOI wafer technology at CEA-Leti. Three devices have been considered as case studies, each with a specific technological challenge: i) a power splitter requiring a single full etch step, ii) a fiber-chip grating coupler interleaving full and shallow etch steps, and iii) an optical antenna array covering a large surface area with a shallow etch step. The power splitter is implemented using a SWG-engineered multi-mode interferometer (MMI) coupler. The SWG is used to control the dispersion of the optical modes to achieve an ultrawide operating spectral bandwidth. This device experimentally showed state-of-the-art bandwidth of 350 nm, in good agreement with simulations. Note that the bandwidth of a conventional MMI without SWG is around 100 nm. The fiber-chip coupler relies on an L-shaped geometry with SWG in full and shallow etch steps to maximize the field radiated towards the fiber. The measured coupling efficiency, of - 1.70 dB (68 %) at a wavelength of 1550 nm, is the highest value reported for an L-shaped coupler fabricated without electron-beam lithography. Still, this value differs from the calculated efficiency of 0.80 dB (83 %), and compares to experimental values achieved with fiber-chip grating couplers without SWG (~ -1.50 dB). One of the main reasons for the limited experimental performance is the strong sensitivity of the structure to errors in the alignment between the full and shallow etch steps. The optical antenna uses shallowly etched SWG teeth to minimize the grating strength, allowing the implementation of a large area emission aperture, of 48 × 48 µm, which is required to minimize the beam divergence. A two-dimensional (2D) optical phased array (OPA) with an antenna pitch of 90 µm × 90 µm, comprising 16 antennas was designed and fabricated. The SWG-based unitary antenna has a measured full width at half maximum divergence of 1.40° at a wavelength of 1550 nm, while the beam emitted from the phased array has a divergence of 0.25°, both in very good agreement with expected values. These results serve as a good proof-of-concept demonstration of this novel antenna architecture. In summary, the results shown in this PhD illustrate the great potential of immersion lithography and OPC for harnessing SWG-engineering, paving the way for their commercial adoption. Devices with full or shallow etch steps exhibited excellent performance close to that predicted by simulations. The fiber-chip grating couplers deviated from expected results, probably due to the tight fabrication tolerances associated with the combination of full and shallow etch steps

Thesis (S.B. and M.Eng.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 1999.
Includes bibliographical references (p. 66).
by Afsana N. Akhter.
S.B.and M.Eng.

An array of grating couplers is studied to be used for beam steering in a wireless optical communication system. This structure is designed using a rib waveguide with a silicon thickness of 220nm and an etch depth of 70nm using 2μm silica substrate. TE polarized input light with wavelength of 1550nm is coupled into the feed waveguide. The structure is optimized based on the angular coverage, directed power, and beam efficiency of the radiated main beam of an individual grating coupler. The main beam radiated by optimized grating coupler has a beamwidth of 10.3°×30.7°. The designed 1-D array of the fifteen grating couplers provides tunability in the range of around 30 degrees which is required for a point to pint wireless optical communication transmitter.

Light detection and ranging (LIDAR) is a currently developing sensing technology that detects objects using light. The next generation of information technologies including autonomous vehicles and AI robotics all require the LIDAR sensing system due to its high resolution for a more accurate sensing than radio detection and ranging (RADAR). Currently, LIDAR systems use a mechanical based beam steering approach where multiple lasers are mounted on a mechanical apparatus which is rotated to steer the beam. The mechanical device is expensive, bulky, and large. The scanning rate of the device is limited to the physical rotation of the rotor, and that the systems fail to capture accurate data when the rotor is stuck. This device will require high maintenance and the mechanical approach makes LIDAR systems not so attractive. The approach of using Silicon-on-Insulator (SOI) based optical phased array (OPA) solves these problems by being cheap to manufacture, small in size and does not require maintenance as it does not have any moveable parts. In this thesis, the design and simulation of the optical phased array are presented. Simulation methods such as finite element method (FEM) and finite-difference time-domain method (FDTD) are used to conduct this study. The thesis demonstrates the need for crosstalk reduction and the detrimental effects it has upon the beam steering mechanism. A near half-wavelength one-dimensional (1-D) OPA antenna which incorporates a superlattice structure design is proposed which overcomes conventional crosstalk problems and offers high resolution broadband beam steering while preserving a small footprint size. The element spacing of 0.8 μm is achieved for the grating OPA and results show that the proposed OPA can steer 130° in the longitudinal axis with a divergence beam width of 2.52° at the main lobe for 33 grating elements. The thesis also describes to improve the fiber-to-chip coupling efficiency.

The focus of this work involves optical and RF (radio frequency) applications of novel microactuation and self-assembly techniques in MEMS (Microelectromechanical systems). The scaling of physical forces into the micro domain is favorably used to design several types of actuators that can provide large forces and large static displacements at low operation voltages. A self-assembly method based on thermally induced localized plastic deformation of microstructures has been developed to obtain truly three-dimensional structures from a planar fabrication process. RF applications include variable discrete components such as capacitors and inductors as well as tunable coupling circuits. Optical applications include scanning micromirrors with large scan angles (>90 degrees), low operation voltages (<10 Volts), and multiple degrees of freedom. One and two-dimensional periodic structures with variable periods and orientations (with respect to an incident wave) are investigated as well, and analyzed using optical phased array concepts. Throughout the research, permanent tuning via plastic deformation and power-off latching techniques are used in order to demonstrate that the optical and RF devices can exhibit zero quiescent power consumption once their geometry is set.

The goal of the research reported in this thesis is to establish the feasibility of a novel optical architecture for an optical route & select circuit switch suitable for implementation as a photonic integrated circuit. The proposed architecture combines Optical Phased Array (OPA) switch elements implemented as multimode interference coupler based Generalised Mach-Zehnder Interferometers (GMZI) with a planar Lüneburg lens-based optical transpose interconnection network implemented using graded metamaterial waveguide slabs. The proposed switch is transparent to signal format and, in principle, can have zero excess insertion loss and scale to large port counts. These switches will enable the low-energy consumption high capacity communications network infrastructure needed to provide environmentally-friendly broadband access to all. The thesis first explains the importance of switch structures in optical communications networks and the difficulties of scaling to a large number of switch ports. The thesis then introduces the Talbot effect, i.e. the self-imaging of periodic field distributions in free space. It elaborates on a new approach to finding the phase relations between pairs of Talbot image planes at carefully selected positions. The free space Talbot effect is mapped to the waveguide Talbot effect which is fundamental to the operation of multimode interference couplers (MMI). Knowledge of the phase relation between the MMI ports is necessary to achieve correct operation of the GMZI OPA switch elements. An outline of the design procedures is given that can be applied to optimise the performance of MMI couplers and, as a consequence, the GMZI OPA switch elements. The Lüneburg Optical Transpose Interconnection System (LOTIS) is introduced as a potential solution to the problem of excessive insertion loss and cross-talk caused by the large number of crossovers in a switch fabric. Finally, the thesis explains how a Lüneburg lens may be implemented in a graded ‘metamaterial’, i.e. a composite material consisting of ‘atoms’ arranged on a regular lattice suspended in a host by nano-structuring of silicon waveguide slabs using a single etch-step. Furthermore, the propagation of light in graded almost-periodic structures is discussed. Detailed consideration is given to the calibration of the local homogenised effective index; in terms of the local parameters of the metamaterial microstructure in the plane and the corrections necessary to accommodate slab waveguide confinement in the normal to the plane. The concept and designs were verified by FDTD simulation. A 4×4 LOTIS structure showed correct routing of light with a low insertion loss of -0.25 dB and crosstalk of -24.12 dB. An -0.45 dB excess loss for 2D analysis and an -0.83 dB insertion excess loss for 3D analysis of two side by side metamaterial Lüneburg lenses with diameter of 15 μm was measured, which suggests that the metamaterial implementation produces minimal additional impairments to the switch.

Optical communications systems operate at the limits of their margins to respond to increasing capacity demands. Some of the signal processing functions required must soon operate at speeds beyond electronic implementation. Optical signal processors are fundamentally analog which requires precise control of the operating state. Programmable optical components are consequently essential. The thesis explores and elucidates the properties of meshes of generalized Mach-Zehnder interferometers (GMZIs) amenable to silicon (Si) photonics integration that are based on multimode interference couplers with programmability achieved via voltage controlled phase-shift elements within the interferometer arms to perform a variety of finite impulse response (FIR) and infinite impulse response (IIR) signal processing functions. The thesis presents a novel class of integrated photonic phased array systems with a single-stage, multistage, and feedback architectures. The designed photonic integrated systems utilize nano-electromechanical-system (NEMS) operated phase shifters of cascaded free suspended slot waveguides that are compact and require a small amount of power to operate. The structure of the integrated photonic phased array switch (IPPAS) elements is organized such that it brings the NEMS-operated phase shifters to the exterior sides of the construction; facilitating electrical connection. The transition slot couplers used to interconnect the phase shifters to the rest of the silicon structure are designed to enable biasing one of the silicon beams of each phase shifter from an electrode located at the side of the phase shifter. The other silicon beam of each phase shifter is biased through the rest of the silicon structure of the fabric, which is taken as a ground. Phased array processors of 2×2 and 4×4 multiple-input-multiple-output (MIMO) ports are conveniently designed within reasonable footprints native to the current fabrication technologies. The response of the single-stage 4×4 broadband IPPAS element is determined, and its phase synthesis states required for single-throw, double-throw and broadcast routing operations are predicted. The transmission responses of the single-stage wavelength division multiplexing (WDM) processors of 2×2 and 4×4 MIMO ports are simulated. The wavelength steering capability of the transmission interferograms by applying progressive phase shifts through the array of NEMS-operated phase shift elements of the single-stage 4×4 WDM (de)multiplexer is demonstrated. The advantages of cascading broadband and WDM phased array sections are articulated through several study cases. Five different cascaded phased array architectures are trialed for the construction of non-blocking 4×4 IPPAS broadband switches that are essential elements in the construction of universal photonic processors. A cascaded 2×2 WDM (de)multiplexer that can set the bandwidth of the (de)multiplexed cyclic channels into a binary number of programmable values is demonstrated. The envelope and wavelength modulations of the transmission responses utilizing a cascaded forward structure of three 2×2 sections that can be utilized for the (de)multiplexing of different bandwidth channels are demonstrated providing individual wavelength steering capability of the narrowband and wideband channels and the individual wavelength steering capability of the slow envelope and wavelength modulating functions. Innovative universal 2×2 and 4×4 cascaded phased array processors of advanced high-order architectures that can function as both non-blocking broadband routers and tunable WDM (de)multiplexers with spectrum steering and bandwidth control of the (de)multiplexed demands are introduced. The multimode interference (MMI) coupler is utilized for the construction of several IIR feedback photonic processors. Tunable photonic feedback processors have the advantage of using less number of MMI couplers compared to their counterparts of FIR forward-path processors saving on the footprint and loss merits. A passive feedback 2×2 (de)multiplexer made of a 4×4 MMI coupler and two loopback paths is proposed. The inclusion of an imbalance in the lengths of the loopback paths of the same symmetrical feedback (de)multiplexer is demonstrated to achieve wavelength modulation of the (de)multiplexed transmission responses that are useful for the (de)multiplexing of different bandwidth channels. Several newly introduced IIR feedback architectures are demonstrated to function similarly as their counterparts of FIR forward-path processors as binary bandwidth variable (de)multiplexers, envelope and wavelength modulation (de)multiplexers, and universal feedback processors. The investigation provided in this thesis is also supported with dynamic zero-pole evolution analysis in the complex plane of analysis of the studied FIR and IIR photonic processors to enhance understanding the principle of operation. This research expands the prospective for constructing innovative silicon-on-insulator (SOI) based optical processors for applications in modern optical communication systems and programmable elastic optical networks (EONs).

Thesis (Ph.D.)--Kent State University, 2005.
Title from PDF t.p. (viewed Sept. 14, 2006). Advisor: Philip J. Bos. Keywords: liquid crystal; diffractive optical element; optical phased array; spatial light modulator; high resolution wavefront control; aberration correction. Includes bibliographical references (p. 206-213).

A major limitation of acousto-optic (AO) leaky-mode modulator based holographic displays is their inability to present full-parallax. We propose that full-parallax capabilities can be bestowed on these displays by integrating an electro-optic (EO) phased array into the architecture. We validated this concept by rendering computational models and by fabricating and testing a basic two-axis AO/EO deflector prototype in lithium niobate. This was, to our knowledge, the first instantiation of an integrated, hybrid AO/EO deflector. The prototype had a 6° deflection range along the AO-axis, and a 3° deflection range along the EO-axis. A series of models provide us with a clear path forward for optimizing this deflector. They suggest that an AO/EO modulator with an EO deflection range of 24.5° and that requires less than 7.5 V can be fabricated within the limitations of standard photolithography.

This dissertation proposes, studies and experimentally demonstrates novel liquid crystal (LC) optics to solve challenging problems in RF and photonic signal processing, freespace and fiber optic communications and microscopic imaging. These include free-space optical scanners for military and optical wireless applications, variable fiber-optic attenuators for optical communications, photonic control techniques for phased array antennas and radar, and 3-D microscopic imaging. At the heart of the applications demonstrated in this thesis are LC devices that are non-pixelated and can be controlled either electrically or optically. Instead of the typical pixel-by-pixel control as is custom in LC devices, the phase profile across the aperture of these novel LC devices is varied through the use of high impedance layers. Due to the presence of the high impedance layer, there forms a voltage gradient across the aperture of such a device which results in a phase gradient across the LC layer which in turn is accumulated by the optical beam traversing through this LC device. The geometry of the electrical contacts that are used to apply the external voltage will define the nature of the phase gradient present across the optical beam. In order to steer a laser beam in one angular dimension, straight line electrical contacts are used to form a one dimensional phase gradient while an annular electrical contact results in a circularly symmetric phase profile across the optical beam making it suitable for focusing the optical beam. The geometry of the electrical contacts alone is not sufficient to form the linear and the quadratic phase profiles that are required to either deflect or focus an optical beam. Clever use of the phase response of a typical nematic liquid crystal (NLC) is made such that the linear response region is used for the angular beam deflection while the high voltage quadratic response region is used for focusing the beam. Employing an NLC deflector, a device that uses the linear angular deflection, laser beam steering is demonstrated in two orthogonal dimensions whereas an NLC lens is used to address the third dimension to complete a three dimensional (3-D) scanner. Such an NLC deflector was then used in a variable optical attenuator (VOA), whereby a laser beam coupled between two identical single mode fibers (SMF) was mis-aligned away from the output fiber causing the intensity of the output coupled light to decrease as a function of the angular deflection. Since the angular deflection is electrically controlled, hence the VOA operation is fairly simple and repeatable. An extension of this VOA for wavelength tunable operation is also shown in this dissertation. A LC spatial light modulator (SLM) that uses a photo-sensitive high impedance electrode whose impedance can be varied by controlling the light intensity incident on it, is used in a control system for a phased array antenna. Phase is controlled on the Write side of the SLM by controlling the intensity of the Write laser beam which then is accessed by the Read beam from the opposite side of this reflective SLM. Thus the phase of the Read beam is varied by controlling the intensity of the Write beam. A variable fiber-optic delay line is demonstrated in the thesis which uses wavelength sensitive and wavelength insensitive optics to get both analog as well as digital delays. It uses a chirped fiber Bragg grating (FBG), and a 1xN optical switch to achieve multiple time delays. The switch can be implemented using the 3-D optical scanner mentioned earlier. A technique is presented for ultra-low loss laser communication that uses a combination of strong and weak thin lens optics. As opposed to conventional laser communication systems, the Gaussian laser beam is prevented from diverging at the receiving station by using a weak thin lens that places the transmitted beam waist mid-way between a symmetrical transmitter-receiver link design thus saving prime optical power. LC device technology forms an excellent basis to realize such a large aperture weak lens. Using a 1-D array of LC deflectors, a broadband optical add-drop filter (OADF) is proposed for dense wavelength division multiplexing (DWDM) applications. By binary control of the drive signal to the individual LC deflectors in the array, any optical channel can be selectively dropped and added. For demonstration purposes, microelectromechanical systems (MEMS) digital micromirrors have been used to implement the OADF. Several key systems issues such as insertion loss, polarization dependent loss, wavelength resolution and response time are analyzed in detail for comparison with the LC deflector approach. A no-moving-parts axial scanning confocal microscope (ASCM) system is designed and demonstrated using a combination of a large diameter LC lens and a classical microscope objective lens. By electrically controlling the 5 mm diameter LC lens, the 633 nm wavelength focal spot is moved continuously over a 48 [micro]m range with measured 3-dB axial resolution of 3.1 [micro]m using a 0.65 numerical aperture (NA) micro-objective lens. The ASCM is successfully used to image an Indium Phosphide twin square optical waveguide sample with a 10.2 [micro]m waveguide pitch and 2.3 [micro]m height and width. Using fine analog electrical control of the LC lens, a super-fine sub-wavelength axial resolution of 270 nm is demonstrated. The proposed ASCM can be useful in various precision three dimensional imaging and profiling applications.
Ph.D.
Optics and Photonics
Optics

Theory, design, fabrication and characterization of on-chip optical beam steering systems are presented in this dissertation. Silicon photonics is being considered for integration with conventional CMOS technology for large-band width and low loss on and off-chip communications. We choose silicon nanomembrane, or silicon-on-insulator (SOI) substrates for implementation of large-angle and agile beam steeres. While working on the targeted device, we contributed to the theory, modeling, engineering and implementation of different building blocks. Multimode-interference couplers (MMIs) constitute important parts of this dissertation. These devices are commonly used as on-chip beam splitters, optical switches and on-chip static phase shifters. The MMIs’ principles of operation are suited in more details and design rules are derived for the first time. MMI based beam splitters with number of outputs as large as 12 are fabricated and tested on SOI wafers. Traditionally, MMIs devices were designed by means of computationally expensive numerical simulations. Numerically and experimentally, we show that our analytical design rules make design of MMIs with low insertion loss and highly uniform outputs possible without additional optimization processes. Optical phased arrays include phase shifter blocks. In the first prototype, we use micro-heaters for tuning the optical phase. The bread-loafing effect, which is generally considered an undeniable phenomenon in the silicon industry, is engineered to realize a mechanical structure to efficiently direct heat toward the silicon waveguides. We also investigate slow light photonic crystal based delay lines to be used as phase shifters. An important drawback of such devices is the low coupling efficiency between slow-light photonic crystal waveguides and fast light strip waveguides. We numerically and experimentally investigate the coupling efficiency, and show for the first time that a few-period long fast-light photonic crystal waveguide without any group index tapering suffices for efficient coupling. The prototype is fabricated, packaged and tested and optical beam steering angle over ±30degrees is demonstrated. Finally, preliminary investigations for 3D implementation of the beam steerer system are presented to clarify the approaches to take for future works.
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In this paper, we present the results of the design and fabrication of a 12 channel nano-membrane-based optical phased array that allows for large angle beam steering operating at wavelength=1.55µm. Our device is fabricated on silicon-on-insulator using standard CMOS process. By implementing unequally spaced waveguide array elements, we can relax the half-wavelength spacing requirement for large angle beam steering, thereby avoiding the optical coupling between adjacent waveguides and reducing the side-lobe-level of the array radiation pattern. 1D beam steering of tranverse-electric polarized single mode light is designed to be achieved thermo-optically through the use of thin film metal phase shifters.
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The performance of existing ground-based space debris laser ranging systems can be improved by directing more light onto space debris by coherently combining multiple lasers using an optical phased array (OPA). If the power delivered to target is sufficiently high then these systems may also provide the capability to remotely manoeuvre space debris via photon radiation pressure and/or ablation. By stabilising the relative output phase of multiple lasers, OPAs form a coherent optical wave-front in the far field. Since the phase of each laser can be controlled independently, they also have the ability to dynamically manipulate the distribution of optical power in the far field, potentially enabling them to compensate for atmospheric turbulence. This beam-forming functionality, combined with their inherent scalability and high power handling capabilities make OPAs a promising technology for future space debris laser ranging and manoeuvring systems. In this thesis, we describe the iterative development of a high-power compatible internally sensed OPA, which---in contrast to externally sensed OPAs that sense the output phase of each laser externally using free-space optics---relies on the small fraction of light that is reflected back into the fibre at the output of the OPA to stabilise its relative output phase. This allows internally sensed OPAs to be implemented entirely within fibre without any dependence on free-space optics at the output, offering potential advantages over externally sensed techniques when operating in the presence of shock and vibration. A proof-of-concept experiment demonstrated the viability of internal sensing, but also highlighted a number of weaknesses that would affect its utility, specifically in supporting high optical powers greater than 100s of mW. An improved high-power compatible internally sensed OPA was designed to overcome these restrictions by isolating sensitive optical components from high optical powers using asymmetric fibre couplers. This concept was initially demonstrated experimentally using slave lasers offset phase-locked to a single master laser, and then again using fibre amplifiers in a master oscillator power amplifier configuration. The experimental demonstration of the fibre amplifier compatible OPA stabilised the relative output phase of three commercial 15 W fibre amplifiers, demonstrating a root-mean-squared output phase stability of $\lambda/194$, and the ability to steer the beam at up to 10 kHz. The internally sensed OPA presented here requires the simultaneous measurement, and control of the phase of each emitter in the OPA. This is accomplished using digitally enhanced heterodyne interferometry and digitally implemented phasemeters, both of which rely heavily on high-speed digital signal processing resources provided by field-programmable gate-arrays.

Phased array antenna has been used for a variety of military and civil applications, over the past five decades. Being structurally conformal and flexible, phased array antenna is highly suitable for mobile applications. Besides, it can form the agile or shaped beams required for interference cancellation or multifunction systems. Moreover, the spatial power combination property increases the effective radiated power of a transmitter phased array system. Similarly, in a receiver phased array, beamforming increases the signal to noise ratio by coherent integration of the desired signals. Despite its impressive potentials and properties, phased array antenna has not become a commercial product yet. Cost and complexity of phased array antenna are beyond the scales of consumer electronics devices. Furthermore, calibration is an essential requirement of such a complex system, which is a fairly time-consuming process and requires skilled man power. Moreover, the narrow bandwidth of microwave components degrades the broadband performance of phased array system. Finally, the majority of the beamforming algorithms developed so far have preconditions, which make them unsuitable for a low-cost system. The objective of this thesis is to provide a novel cost-effective solution to minimize the system complexity of the future intelligent antenna systems, without sacrificing the performance. This research demonstrates that a powerful, robust beamforming algorithm, integrated in an efficient single-receiver architecture, constitutes the essence of a low-cost phased array antenna. Thus, a novel beamforming technique, called Zero-knowledge algorithm is developed. It is investigated, both theoretically and experimentally, that the proposed algorithm can compensate for the hardware errors and imperfections of the low-cost components of the system. Zero-knowledge beamforming algorithm possesses significant properties. Neither a priori knowledge of the incoming signal direction, nor the exact characteristics of the phase control network are required in this method. Proper adjustment of the parameters, makes this algorithm appropriate for mobile systems, particularly those installed on vehicles. The algorithm alleviates the drawbacks of analog phase shifters, such as imbalanced insertion loss and fabrication tolerances. Furthermore, this algorithm can serve as the core of a direction-of-arrival estimation technique, which senses the minor deflections of the array heading. For broadband applications optical delay lines must be used in the phase control network of the phased array systems, which are costly. Nevertheless, employing miniaturized delay lines can significantly reduce the device area, and consequently, the fabrication cost. Thus, in this research four types of miniaturized optical delay lines, designed in slow-wave structures, are analyzed, which can provide a large delay per length. In addition, two novel optical beamforming techniques, based upon the properties of Zero-knowledge algorithm, are developed for transmitter and receiver phased arrays.

Este projecto tem como objectivo o estudo, desenho e simulação de um beamformer óptico, a operar na banda Ka (26 - 40 GHz) implementado num circuito fotónico integrado. Este dispositivo deve ser capaz de gerar atrasos TTD (True Time Delay) de modo a evitar deformações de feixe, denominadas beamsquint, que afectam negativamente a qualidade do sinal transmitido. Esta funcionalidade tem como objectivo melhorar a performance de sistemas baseados em agrupamentos de antenas (Phased Array Antennas) para sinais com elevada largura de banda. Outro aspecto importante do projecto é a integração do circuito óptico num chip fotónico baseado na tecnologia de fotónica integrada em Silício, que permite o fabrico de dispositivos ópticos compactos e de baixo custo.
This project proposes the design of a Photonic Integrated Circuit, or PIC, Optical Beaformer for broadband Phased Array Antennas, or PAA, operating in the Ka band (26 - 40 GHz). The beamformer circuit should implement a True Time Delay device that enables seamless phase tuning for each radiating element that is independent from frequency. The frequency independence of the generated delays avoids a recurring phenomenon on PAA systems known as beamsquint, which consists in deformation of the array radiation pattern that deteriorates the quality of the transmitted signal. Therefore, by eliminating beamsquint, this technology should allow PAA based systems to be used in broadband communications, which are becoming evermore pervasive, due to modern day demands for high-speed data tranfer. This project also aims to take advantage of recent integrated phtonics techonology, in order to fabricate compact and cheaper optical circuit devices.

Este projecto tem como objectivo o estudo, desenho e simulação de um beamformer óptico, a operar na banda Ka (26 - 40 GHz) implementado num circuito fotónico integrado. Este dispositivo deve ser capaz de gerar atrasos TTD (True Time Delay) de modo a evitar deformações de feixe, denominadas beamsquint, que afectam negativamente a qualidade do sinal transmitido. Esta funcionalidade tem como objectivo melhorar a performance de sistemas baseados em agrupamentos de antenas (Phased Array Antennas) para sinais com elevada largura de banda. Outro aspecto importante do projecto é a integração do circuito óptico num chip fotónico baseado na tecnologia de fotónica integrada em Silício, que permite o fabrico de dispositivos ópticos compactos e de baixo custo.
This project proposes the design of a Photonic Integrated Circuit, or PIC, Optical Beaformer for broadband Phased Array Antennas, or PAA, operating in the Ka band (26 - 40 GHz). The beamformer circuit should implement a True Time Delay device that enables seamless phase tuning for each radiating element that is independent from frequency. The frequency independence of the generated delays avoids a recurring phenomenon on PAA systems known as beamsquint, which consists in deformation of the array radiation pattern that deteriorates the quality of the transmitted signal. Therefore, by eliminating beamsquint, this technology should allow PAA based systems to be used in broadband communications, which are becoming evermore pervasive, due to modern day demands for high-speed data tranfer. This project also aims to take advantage of recent integrated phtonics techonology, in order to fabricate compact and cheaper optical circuit devices.

Light Detection and Ranging (LiDAR) systems are expected to become the de facto sensors of choice for autonomous vehicles and robotics systems due to their long range and high resolution, allowing them to map the environment accurately. Current available LiDAR systems are based on mechanical apparatus and discrete components that result in large, bulky, and expensive systems with yet-to-be-proven reliability. The advent of Silicon Photonics technology, advanced CMOS foundries allow us to fabricate miniaturized optical components such as phased arrays that combined enable reliable, solid-state, and cost-effective chip-scale LiDAR systems. Furthermore, Silicon Photonics based platform has the advantage of integrating many complex optical components in to a single chip. It is possible to realize an optical phased array based on waveguides with gratings for emitters. These emitters allow to steer the beam by tuning the source's wavelength exploiting the grating's sensitivity to wavelength in one axis and standard phase tuning on the other axis. Such a steering scheme requires only N phase shifters for an N-channel system thus leading to high power efficiency. Another example that could leverage the Silicon Photonics platform is a full coherent LiDAR system utilizing Frequency-Modulated Continuous-Wave (FMCW) detection scheme that was recently reported. However, miniaturizing a LiDAR system to chip-scale has many challenges. The work in this dissertation presents solutions to some of the key challenges we face in order to demonstrate high performance LiDAR based on phased array. One key challenge is the trade-off between beam divergence and field of view. Here, we show a platform based on silicon-nitride/silicon that achieves simultaneously minimal beam divergence and maximum field of view while maintaining performance that is robust to fabrication variations. In addition, in order to maximize the emission from the entire length of the grating, we design the grating’s strength by varying its duty cycle (apodization) to emit uniformly. We fabricate a millimeter long grating emitter with diffraction-limited beam divergence of 0.089°. Another challenge that is intertwined with the aperture length mention before is how maximizing the steering range in an optical phased array. The array's field of view that is perpendicular to the light propagation is governed by the spacing between emitters. In contrast to Radio Frequency based devices, achieving maximum field of view by placing the emitters at half wavelength pitch to avoid side lobes, is challenging for optical phased arrays as the size of the mode is comparable to the wavelength that give rise to cross-talk issues. Emitter pitch that is larger than half the wavelength induce grating lobes in the steered range, effectively limiting the field of view. The closer together the waveguides, the shorter emitters must be to avoid cross-talk, fundamentally limiting the spot size at the farfield. Cross-talk between waveguides induces wavefront aberrations in the beam, thereby increasing beam divergence and limiting the system resolution and range. Here, we improve the mode confinement in the waveguide by increasing the index along the waveguide axis. We use thin Silicon rods, known as metamaterials, between the emitters to tightly confine the mode in the waveguide. Concentrating the mode in the waveguide reduces cross-talk between emitters and maximizes the optical phased array field of view. By embedding an array in a Mach–Zehnder interferometer we demonstrate a sensitive method of measuring cross-talk between the waveguide. We also measure in the nearfield the width of an array of waveguides over a millimeter long emitters. We show that by using the metamaterials we can realize a dense array with a pitch of 1.2 µm over a millimeter long waveguides with gratings at negligible cross-talk. This short pitch allows for 83° steering angle range (Field of View). Combining this the work of Silicon Nitride based long gratings, will allow for a LiDAR system with minimal beam divergence while achieving record large Field of View. Finally, the last chapter discusses Subwavelength Grating structures that due to their sub-wavelength dimensions guide light without diffraction. These structures allow us to tailor the required effective index by varying their duty cycle. We evaluate their robustness to fabrication variations by embedding them inside a sensitive race track. Using this resonator we measured the sensitivity of Subwavelength Grating structures to an off-set in the element's location, elements' width, duty cycle variation, and width change of a single element. Lastly, we show that due to their periodic structure, they are also robust to as many as three consecutive missing elements. This protection property opens the possibility of realizing a plethora of new devices not possible using wire waveguides. One such example is a T-splitter in which an incoming Transverse Magnetic polarized mode could be split to two separate branches at a 90° angle. The demonstrated platform we show here paves the way for on-chip LiDAR systems for autonomous automotive, robotics, wireless communications, and particle trapping.

The communications performance of a novel transmitter for potential use in space-based laser communications systems was experimentally measured. The transmitter uses an integrated phased array of strongly gain-saturated AlGaAs semiconductor optical amplifiers as a power amplifier to amplify a phase-shift-keyed master oscillator signal. The bit-error-rate performance of the transmitter was measured and compared to the bit-error-rate performance of the master oscillator alone A self-homodyne technique was used to measure the bit-error-rate performance of the transmitter. A portion of the unmodulated master oscillator signal was split off and used as the local oscillator in the receiver to allow the data to be recovered. A 3 dB fiber-optic coupler was used to combine the modulated signal and the local oscillator so that the mixing efficiency of the homodyne detection process could be made nearly one. The phased array of semiconductor optical amplifiers was a graded-index, separate-confinement heterostructure, single-quantum well device that was operated under strongly gain-saturated conditions in order to maximize the energy extracted from it. A 2$\sp7$-1 length pseudorandom data sequence at a data rate of 200 Mbps was used to measure the bit-error rate. The impact of the unequal path lengths to each amplifier of the integrated phased array was analyzed. In addition, the impact of amplified spontaneous emission noise was analyzed for an intersatellite laser communications system No degradation in bit-error-rate performance was observed from using the integrated phased array of strongly gain-saturated semiconductor optical amplifiers to amplify the phase-shift-keyed master oscillator signal. In addition, the phased array of strongly gain-saturated semiconductor optical amplifiers did not measurably increase the linewidth of the amplified, unmodulated master oscillator signal. The unequal path lengths of the integrated phased array cause the on-axis intensity to drop off and recover at each phase transition, which causes a small penalty in communications performance and limits the data rate. The amplified spontaneous emission noise causes no degradation because only a small fraction of it is received by the receiver of an intersatellite laser communications system due to the beam forming properties of the phased array
acase@tulane.edu

Silicon based on-chip optical phased arrays are an enabling technology to achieving agile and compact large angle beam steering. In this work, a single layer array is presented, and approaches to multilayer 3D photonic integration for achieving a 2D array are also discussed. Finally, two dimensional optical beam steering is achieved using both thermo-optic and wavelength tuning. Various structures are considered as an alternative to the conventionally used shallow etched surface gratings to achieve narrow beam widths in the far field along with low switching power. The corrugated waveguide interspersed with 2D photonic crystal for crosstalk suppression is presented as a novel structure for coupling to free space that can provide lithographically defined index contrast in a single fabrication step, along with the smallest beam widths presented to date, at 0.25°. In addition, a polysilicon overlay with an oxide etch stop layer on top of a silicon waveguide is also presented as a grating coupler that achieves narrow far field beam widths. With this structure, two dimensional steering of 20° X 15° is demonstrated with a 16 element optical phased array, with a beam width of 1.2° X 0.4° and maximum power consumption of 20mW per channel.
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碩士
國立臺灣大學
電子工程學研究所
107
The technology trend of the semiconductor industry has always followed Moore''s law to enhance the performance of field-effect transistors (FETs) by continuously scaling down the feature size. To overcome the challenge of scaling, gate-all-around (GAA) FETs providing better gate electrostatic controllability than FinFETs can effectively suppress the short-channel effects (SCEs) and reduce power consumption. Furthermore, the stacked GAAFETs can achieve low power consumption while improving the electrical characteristics in the same footprint to drive the technology node beyond 3 nm. By incorporating Sn into Ge with the presence of biaxial compressive strain for germanium-tin (GeSn) alloy, the hole effective mass become smaller than Ge increasing the hole mobility and boosting the performance of p-channel field effect transistors (pFETs). In addition, the Sn concentration can lower the Γ valley resulting in an indirect-to-direct transition in relaxed GeSn at Sn contents of 6-10%. Thus, GeSn material can also be widely used in optoelectronic devices due to the possible extension of absorption edge to short-wavelength-infrared (SWIR) and mid-infrared (MIR) range. Unlike the existing materials such as InGaAs for making SWIR photodetectors, the GeSn p-channel stacked GAAFETs are easier to be compatible with complementary metal-oxide-semiconductor (CMOS) processes. Advanced driver assistance systems (ADAS) is one of the smart car technologies actively developed by various car manufacturers in recent years. It is rely on the pre-warning systems by different active safety systems to prevent traffic accidents. LiDAR (Light Detection And Ranging) is necessary to be added into the current ADAS system including visible light cameras, RADAR (Radio Detection And Ranging), and ultrasonic sensors to achieve an autonomous driving level above level 3. The conventional type of LiDAR as mechanical scanning LiDAR has a high cost due to the manual alignment of the emitting and receiving devices. Moreover, the reliability is reduced by the mechanical rotating components used to change the direction of laser beam. Therefore, the microelectromechanical (MEMS) LiDAR with almost no movable element or optical phased array (OPA) LiDAR with no moving parts as solid-state LiDAR can achieve better reliability, lower cost, size and power consumption than conventional LiDAR. The OPA LiDAR might be the most promising candidate for the development trend in the future. In this thesis, we investigated the transfer characteristics of a vertically stacked Ge0.91Sn0.09 junctionless (JL) p-channel GAAFETs under SWIR light (1550 nm and 2000 nm) illumination causing optical response to extract VT shift and photocurrent. The existence of GeSn channel can be proved by the VT shift at 2000 nm since only GeSn can absorb the light. At 1550 nm, lots of defects can increase the leakage current leading to photocurrent induced by the parasitic GeSi channel. The main purpose is to purpose a fast, convenient, and nondestructive way of optical inspection for device structure. Finally, the absorbance and optical generation have been simulated by using finite-difference time-domain (FDTD) method to calculate electron lifetime. In the second part of the thesis, the analysis of designing optical phased array LiDAR system is given. To obtain a finite spot at the far field by interference and scan laterally by modulating phase, several simulations have been done. The parameters such as etch depth and grating period of the input grating coupler are simulated by FDTD method to improve the coupling efficiency. In addition, the beam propagation method (BPM) was used to simulate multimode interference splitter (MMI) to reduce splitting loss, and optical modulator based on plasma dispersion effect to adjust geometry and doping concentration for decreasing loss and increasing phase change under the same bias voltage. The emission angle can also be controlled by tuning phase electrically. At last, the effect of far-field pattern varied by the parameters including the number of channel and grating spacing of multi-channel output grating coupler by FDTD simulation and MATLAB calculation.

Photonics and Optical techniques have advanced recently by a great extend to play an important role in Microwave and Radar applications. Antenna array of modern active phased array radars consist of multiple low power transmit and receive mod- ules. This demands distribution of the various Local Oscillator(LO) signals for up conversion of transmit signals and down conversion of receive signals during various modes of operation of a radar system. Additionally, these receivers require control and clock signals which are digital and low frequency analog, for the synchronization between receive modules. This is normally achieved through RF cables with complex distribution networks which add significantly higher additional weight to the arrays. During radar operations, radio frequency (RF) transmit signal needs to be distributed through the same modules which will in turn get distributed to all antenna elements of the array using RF cables. This makes the system bulky and these large number of cables are prone to Electromagnetic Interference (EMI) and need additional shielding. Therefore it is very desirable to distribute a combination of these RF, analog and digital signals using a distribution network that is less complex, light in weight and immune to EMI. Advancements in Optical and Microwave photonics area have enabled carrying of higher datarate signals on a single fiber due to its higher bandwidth capability including RF signals. This is achieved by employing Wavelength Division Multi- plexing (WDM) that combine high speed channels at different wavelengths. This work proposes, characterizes and evaluates an optical Wavelength Division Multiplexed(WDM) distribution network that will overcome the above mentioned problems in a phased array radar application. The work carries out a feasibility analysis supported with experimental measurements of various physical parameters like am- plitude, delay, frequency and phase variation for various radar waveforms over WDM links. Different configurations of optical distribution network are analyzed for multipoint distribution of both digital and RF signals. These network configurations are modeled and evaluated against various parameters that include power level, loss, cost and component count. A configuration which optimizes these parameters based on the application requirements is investigated. Considerable attention is paid to choose a configuration which does not provide excess loss, which is economically viable, compact and can be realized with minimum component count. After analysing the link configuration, multiplexing density of the WDM link is considered. In this work, since the number of signals to be distributed in radar systems are small, a coarse WDM(CWDM) scheme is considered for evaluation. A comparative study is also performed between coarse and dense WDM (DWDM) links for selection of a suitable multiplexing scheme. These configurations are modeled and evaluated with power budgeting. Even though CWDM scheme does not permit the utilisation of the available bandwidth to the fullest extent, these links have the advantage of having less hardware complexity and easiness of implementation. As the application requires signal distribution to thousands of transmit-receive modules, amplifiers are necessary to compensate for the reduction of signal level due to the high splitting ratio. Introduction of commonly available optical amplifiers like Erbium Doped Fiber Amplifier (EDFA), affect the CWDM channel output powers adversely due to their non-flat gain spectrum. Unlike DWDM systems, the channel separation of CWDM systems are much larger causing significantly high channel gain differences at the EDFA output. So an analysis is carried out for the selection of a suitable wavelength for CWDM channels to minimize the EDFA output power variation. If the gain difference is still significant, separate techniques needs to be implemented to flatten the output power at the antenna end. A CWDM configuration using C-band and L-band EDFAs is proposed and is supported with a feasibility analysis. As a part of evaluation of these links for radar applications, a mathematical model of the WDM link is developed by considering both the RF and digital sig- nals. A generic CWDM system consisting of transmitters, receivers, amplifiers, multiplexers/ demultiplexers and detectors are considered for the modeling. For RF signal transmission, the transmitters with external modulators are considered. Mod- eling is done based on a bottom-top approach where individual component models are initially modeled as a function of input current/power and later cascaded to obtain the link model. These models are then extended to obtain the wavelength dependent model ( spectral response) of the hybrid signal distribution link Further mathematical analysis of the developed link model revealed its variable separable nature in terms of the input power and wavelength. This led to significant reduction in the link equation complexity and development of some approximation techniques to easily represent the link behavior. The reduced form of the link spectral model was very essential as the initially developed wavelength model had a lot of parametric dependency on the component models. This mathematical reduction process led to simplification of the spectral model into a product of two independent functions, the input current and wavelength. It is also noticed that the total link power within specific wavelength range can be obtained by the integrating these functions over a specific link input power. After the mathematical modelling, an experimental prototype physical link is set up and characterized using various radar signals like continuous wave (CW) RF, pulsed RF, non linear frequency modulated signal (NLFM) etc. Additionally a proof of concept Radio-Over-Fiber (RoF) link is established to prove the superior transmission of microwave signal through an optical link. The analysis is supported with measurements on amplitude, delay, frequency and phase variations. The NLFM waveforms transmissions are further analysed using a matched _ltering process to confirm the side lobe requirement. Further a prototype WDM link is built to study the performance when digitally modulated channels are also multiplexed into the link. The link is again validated for signal levels, delay, frequency and phase parameters. Since amplitude and delay are deterministic, it is proposed that these parameter variations can be compensated by using suitable components either in the electrical or the optical domain. Radar systems use low frequency digital signals of different duty-cycles for synchronization and control across various transmit-receive modules. In the proposed link, these digital signals also modulate a WDM channel and hence the link is called a hybrid system. As the proposed link has EDFA to compensate for the splitting losses, there are chances of transient effects at the EDFA output for these low bitrate channels. Owing to the long carrier lifetime, low bitrate digital channels are prone to EDFA transient effects under specific signal and pump power conditions. Additionally, the synchronization signals used in radar application vary the duty-cycle over time, which is found to introduce variations in transient output. This practical challenge is further studied and the thesis for the first time, includes an analysis of EDFA transient e_ects for variable duty-cycle pulsed signals. The analysis is carried out for various parameters like bitrate, input power, pump power and duty-cycle. Investigations on EDFA transients on variable duty-cycle signals help in proposing a viable method to predict the lower duty-cycle transients from higher duty-cycle transients. The predicted transients were again validated against simulated transients and experimental results. As these transient effects are not desirable for radar signals, we propose a novel transient suppression techniques in optical and electrical domain which are validated with simulation and experimental measures. One suppression technique tries to avoid transient effect by keeping the optical input to EDFA always constant by feeding an inverted version of the original pulse into the EDFA along with the actual pulse. It is observed that as the wavelength of the inverted pulse is closer to the original input pulse, the transient effect settles faster. These EDFA transients are evaluated with WDM link configurations, where both high and low bitrate signals are co-propagated. Another challenging aspect of the link operation is the non-at gain spectrum of EDFA. i.e., EDFA provides unequal power level for various signals at WDM link output. This is especially true in the case of local oscillator signals, where it is preferable to have the same amplitude signals before feeding it to the mixer stages. But in the radar applications, this will require additional hardware circuits to equalize the signal level within a phased array antenna. This work also proposes some of the power equalization methods that can be used along with the WDM links. This part of the work is also supported with simulation model and experimental results. The analytical and experimental study of this thesis aids the evaluation process of a suitable optical Wavelength Division Multiplexed(WDM) distribution network that can be used for the distribution of both RF and digital signals. The optical WDM links being superior with its light weight, less loss and EMI/ EMC immunity provides a better solution to future class of radars.

Photonics and Optical techniques have advanced recently by a great extend to play an important role in Microwave and Radar applications. Antenna array of modern active phased array radars consist of multiple low power transmit and receive mod- ules. This demands distribution of the various Local Oscillator(LO) signals for up conversion of transmit signals and down conversion of receive signals during various modes of operation of a radar system. Additionally, these receivers require control and clock signals which are digital and low frequency analog, for the synchronization between receive modules. This is normally achieved through RF cables with complex distribution networks which add significantly higher additional weight to the arrays. During radar operations, radio frequency (RF) transmit signal needs to be distributed through the same modules which will in turn get distributed to all antenna elements of the array using RF cables. This makes the system bulky and these large number of cables are prone to Electromagnetic Interference (EMI) and need additional shielding. Therefore it is very desirable to distribute a combination of these RF, analog and digital signals using a distribution network that is less complex, light in weight and immune to EMI. Advancements in Optical and Microwave photonics area have enabled carrying of higher datarate signals on a single fiber due to its higher bandwidth capability including RF signals. This is achieved by employing Wavelength Division Multi- plexing (WDM) that combine high speed channels at different wavelengths. This work proposes, characterizes and evaluates an optical Wavelength Division Multiplexed(WDM) distribution network that will overcome the above mentioned problems in a phased array radar application. The work carries out a feasibility analysis supported with experimental measurements of various physical parameters like am- plitude, delay, frequency and phase variation for various radar waveforms over WDM links. Different configurations of optical distribution network are analyzed for multipoint distribution of both digital and RF signals. These network configurations are modeled and evaluated against various parameters that include power level, loss, cost and component count. A configuration which optimizes these parameters based on the application requirements is investigated. Considerable attention is paid to choose a configuration which does not provide excess loss, which is economically viable, compact and can be realized with minimum component count. After analysing the link configuration, multiplexing density of the WDM link is considered. In this work, since the number of signals to be distributed in radar systems are small, a coarse WDM(CWDM) scheme is considered for evaluation. A comparative study is also performed between coarse and dense WDM (DWDM) links for selection of a suitable multiplexing scheme. These configurations are modeled and evaluated with power budgeting. Even though CWDM scheme does not permit the utilisation of the available bandwidth to the fullest extent, these links have the advantage of having less hardware complexity and easiness of implementation. As the application requires signal distribution to thousands of transmit-receive modules, amplifiers are necessary to compensate for the reduction of signal level due to the high splitting ratio. Introduction of commonly available optical amplifiers like Erbium Doped Fiber Amplifier (EDFA), affect the CWDM channel output powers adversely due to their non-flat gain spectrum. Unlike DWDM systems, the channel separation of CWDM systems are much larger causing significantly high channel gain differences at the EDFA output. So an analysis is carried out for the selection of a suitable wavelength for CWDM channels to minimize the EDFA output power variation. If the gain difference is still significant, separate techniques needs to be implemented to flatten the output power at the antenna end. A CWDM configuration using C-band and L-band EDFAs is proposed and is supported with a feasibility analysis. As a part of evaluation of these links for radar applications, a mathematical model of the WDM link is developed by considering both the RF and digital sig- nals. A generic CWDM system consisting of transmitters, receivers, amplifiers, multiplexers/ demultiplexers and detectors are considered for the modeling. For RF signal transmission, the transmitters with external modulators are considered. Mod- eling is done based on a bottom-top approach where individual component models are initially modeled as a function of input current/power and later cascaded to obtain the link model. These models are then extended to obtain the wavelength dependent model ( spectral response) of the hybrid signal distribution link Further mathematical analysis of the developed link model revealed its variable separable nature in terms of the input power and wavelength. This led to significant reduction in the link equation complexity and development of some approximation techniques to easily represent the link behavior. The reduced form of the link spectral model was very essential as the initially developed wavelength model had a lot of parametric dependency on the component models. This mathematical reduction process led to simplification of the spectral model into a product of two independent functions, the input current and wavelength. It is also noticed that the total link power within specific wavelength range can be obtained by the integrating these functions over a specific link input power. After the mathematical modelling, an experimental prototype physical link is set up and characterized using various radar signals like continuous wave (CW) RF, pulsed RF, non linear frequency modulated signal (NLFM) etc. Additionally a proof of concept Radio-Over-Fiber (RoF) link is established to prove the superior transmission of microwave signal through an optical link. The analysis is supported with measurements on amplitude, delay, frequency and phase variations. The NLFM waveforms transmissions are further analysed using a matched _ltering process to confirm the side lobe requirement. Further a prototype WDM link is built to study the performance when digitally modulated channels are also multiplexed into the link. The link is again validated for signal levels, delay, frequency and phase parameters. Since amplitude and delay are deterministic, it is proposed that these parameter variations can be compensated by using suitable components either in the electrical or the optical domain. Radar systems use low frequency digital signals of different duty-cycles for synchronization and control across various transmit-receive modules. In the proposed link, these digital signals also modulate a WDM channel and hence the link is called a hybrid system. As the proposed link has EDFA to compensate for the splitting losses, there are chances of transient effects at the EDFA output for these low bitrate channels. Owing to the long carrier lifetime, low bitrate digital channels are prone to EDFA transient effects under specific signal and pump power conditions. Additionally, the synchronization signals used in radar application vary the duty-cycle over time, which is found to introduce variations in transient output. This practical challenge is further studied and the thesis for the first time, includes an analysis of EDFA transient e_ects for variable duty-cycle pulsed signals. The analysis is carried out for various parameters like bitrate, input power, pump power and duty-cycle. Investigations on EDFA transients on variable duty-cycle signals help in proposing a viable method to predict the lower duty-cycle transients from higher duty-cycle transients. The predicted transients were again validated against simulated transients and experimental results. As these transient effects are not desirable for radar signals, we propose a novel transient suppression techniques in optical and electrical domain which are validated with simulation and experimental measures. One suppression technique tries to avoid transient effect by keeping the optical input to EDFA always constant by feeding an inverted version of the original pulse into the EDFA along with the actual pulse. It is observed that as the wavelength of the inverted pulse is closer to the original input pulse, the transient effect settles faster. These EDFA transients are evaluated with WDM link configurations, where both high and low bitrate signals are co-propagated. Another challenging aspect of the link operation is the non-at gain spectrum of EDFA. i.e., EDFA provides unequal power level for various signals at WDM link output. This is especially true in the case of local oscillator signals, where it is preferable to have the same amplitude signals before feeding it to the mixer stages. But in the radar applications, this will require additional hardware circuits to equalize the signal level within a phased array antenna. This work also proposes some of the power equalization methods that can be used along with the WDM links. This part of the work is also supported with simulation model and experimental results. The analytical and experimental study of this thesis aids the evaluation process of a suitable optical Wavelength Division Multiplexed(WDM) distribution network that can be used for the distribution of both RF and digital signals. The optical WDM links being superior with its light weight, less loss and EMI/ EMC immunity provides a better solution to future class of radars.

Plasmonics is an important branch of nanophotonics and is the study of the interaction of electromagnetic fields with the free electrons in a metal at metallic/dielectric interfaces or in small metallic nanostructures. The electric component of an exciting electromagnetic field can induce collective electron oscillations known as surface plasmons. Such oscillations lead to the localization of the fields that can be at sub-wavelength scale and to its significant enhancement relative to the excitation fields. These two characteristics of localization and enhancement are the main components that allow for the guiding and manipulation of light beyond the diffraction limit. This thesis focuses on developing plasmonic devices for near and far-field applications. In the first part of the thesis, we demonstrate the detection of single point mutation in peptides from multicomponent mixtures for early breast cancer detection using selfsimilar chain (SCC) plasmonic devices that show high field enhancement and localization. In the second part of this work, we investigate the anomalous reflection of light for TM polarization for normal and oblique incidence in the visible regime. We propose gradient phase gap surface plasmon (GSP) metasurfaces that exhibit high conversion efficiency (up to ∼97% of total reflected light) to the anomalous reflection angle for blue, green and red wavelengths at normal and oblique incidence. In the third part of the thesis, we present a theoretical approach to narrow the plasmon linewidth and enhance the near-field intensity at a plasmonic dimer gap (hot spot) through coupling the electric localized surface plasmon (LSP) resonance of a silver hemispherical dimer with the resonant modes of a Fabry-Perot (FP) cavity. In the fourth part of this work, we demonstrate numerically bright color pixels that are highly polarized and broadly tuned using periodic arrays of metal nanosphere dimers on a glass substrate. In the fifth and final part of the thesis, we propose numerically an approach to narrow the plasmon linewidth and enhance the magnetic near field intensity at a magnetic hot spot in a hybridized metal-insulator-metal (MIM) structure. The computational method used throughout the thesis is the finite-difference time-domain method (FDTD).

Phased array antenna (PAA) is a key component in many of the modern military and commercial radar and communication systems requiring highly directional beams with narrow beam widths. One of the advantages that this technology offers is a physical movement-free beam steering. Radar and communication technologies also require the PAA systems to be compact, light weight, demonstrate high bandwidth and electromagnetic interference (EMI) free performance. Conventional electrical phase shifters are inherently narrowband. This calls for technologies that have a larger bandwidth and high immunity to electromagnetic interference. Optical true-time-delay (TTD) technique is an emerging technology that is capable of providing these features along with the ability to provide frequency independent beam steering. Photonic crystal fiber (PCF) based optical TTD lines are capable of providing precise and continuous time delays required for PAA systems. Photonic crystal fibers are a new class of optical fibers with a periodic arrangement of air-holes around a core that can be designed to provide extraordinary optical characteristics which are unrealizable using conventional optical fibers. In this dissertation, highly dispersive photonic crystal fiber structures based on index-guidance and bandgap-guidance were designed. Designs exhibiting dispersion coefficients as large as -9500ps/nm/km and 4000ps/nm/km at 1550nm were presented. A TTD module utilizing a fabricated highly dispersive PCF with a dispersion coefficient of -600ps/nm/km at 1550nm was formed and characterized. The module consisted of 4 delay lines employing highly dispersive PCFs connected with various lengths of non-zero dispersion shifted fibers. By employing PCFs with enhanced dispersion coefficients, the TTD module size can be proportionally reduced. A 4-element linear X-band PAA system using the PCF-TTD module was formed and characterized to provide continuous time delays to steer radiofrequency (RF) beams from -41 degrees to 46 degrees by tuning the wavelength from 1530nm to 1560nm. Using the PCF-TTD based X-Band PAA system, single and simultaneous multiple beam transmission and reception capabilities were demonstrated. Noise and distortion performance characteristics of the entire PAA system were also evaluated and device control parameters were optimized to provide maximum spurious-free-dynamic range. In order to alleviate computational and weight requirements of practical large PAA systems, a sparse array instead of a standard array needs to be used. X-Band sparse array systems using PCF and dispersive fiber TTD technique were formed and RF beam steering was demonstrated. As an important achievement during the research work, the design and fabricated structure of a PCF currently reported to have the highest dispersion coefficient of -5400ps/nm/km at 1549nm, along with its limitations was also presented. Finally, other interesting applications of highly dispersive PCFs in the areas of pulse compression and soliton propagation were explored.
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L’attività di ricerca svolta durante il corso di dottorato e descritta dettagliatamente all’interno della tesi è stata diretta al progetto di una innovativa rete ottica di formazione del fascio per antenne a schiera a banda larga esenti dal fenomeno del beam squint. La rete di formazione del fascio proposta è basata sull’utilizzo di un chip ottico integrato modulare che consente di realizzare il True Time Delay implementando switched delay lines. Le caratteristiche del sistema ne consentono l’utilizzo in architetture ad array e a subarray, e la sua modularità rende possibile, in principio, il pilotaggio del sistema radiante, integrando in un unico componente le linee di ritardo di ciascun elemento della schiera. Nella sua prima parte la tesi di dottorato introduce alle antenne ad alte prestazioni richieste dalle moderne applicazioni, focalizzando l’attenzione sui Phased Array, sistemi radianti destinati a svolgere un ruolo di primo piano grazie alla loro flessibilità e potenzialità. Un’analisi ragionata delle soluzioni proposte in letteratura viene, quindi, proposta al fine di evidenziare i principi di funzionamento e le principali problematiche connesse all’implementazione di reti ottiche di formazione del fascio. Inoltre, vengono descritte e discusse le architetture ottiche utilizzate sia per il controllo della fase che per il controllo del ritardo. Successivamente viene presentata la nuova unità ottica integrata di tipo True Time Delay. Le configurazioni di utilizzo del chip ottico studiate e messe a punto durante gli anni del corso di dottorato vengono presentate nel dettaglio, chiarendo le scelte e le strategie di progetto utilizzate in modo da ottimizzare le prestazioni del sistema. Viene presentato il progetto di un prototipo di antenna a schiera basato sul nuovo modulo True Time Delay e un modello accurato dell’intero sistema, implementato allo scopo di verificare il funzionamento dell’antenna e determinarne le prestazioni. Il modello sviluppato tiene in conto delle reali caratteristiche dei dispositivi disponibili in commercio da utilizzarsi all’interno della rete e del sistema radiante, degli inevitabili errori realizzativi relativi a ciascun componente e delle caratteristiche peculiari del nuovo modulo di ritardo. Per compensare gli effetti degli errori suddetti è stata prevista all’interno della rete un’unità di compensazione. Per rendere semplice ed efficace determinarne i parametri è stato sviluppato un algoritmo evolutivo capace di sfruttare al meglio le potenzialità dell’unità così da evitare inutili complessità. Infine, viene proposta una nuova architettura, interamente ottica, di una rete di formazione del fascio per antenne a schiera capaci di irradiare sia fasci somma che fasci differenza beam squint free.

This thesis deals with optical synthesis of unmodulated and modulated microwave signals. Generation of microwave signals based on optical heterodyning is discussed in detail. The effect of phase noise of laser on heterodyned output has been studied for different phase noise profiles. Towards this, we propose a generic algorithm to numerically model the linewidth broadening of a laser due to phase noise. Generation of microwave signals is demonstrated practically by conducting an optical heterodyning experiment. Signals ranging in frequency from 12.5 MHz to 27 GHz have been generated. Limitations of optical heterodyning based approach in terms of phase noise performance and frequency stability are discussed and practically demonstrated. A hardware-efficient Optical Phase Locked Loop (OPLL) is proposed to overcome these issues. Phase noise tracking performance of the proposed OPLL has been experimentally demonstrated. Phase noise values as low as -105 dBc/Hz at 10 KHz offset have been achieved. Optical modulators, owing to their extremely low electro-optic response time, can support high frequency modulating signals. This makes them highly attractive in comparison to their microwave counterparts. In this thesis, we propose techniques to generate microwave signals modulated at very high bit rates by down-converting the corresponding modulated optical signals to microwave domain. Down-conversion required for this process is achieved by optical heterodyning. The proposed concept has been theoretically analyzed, simulated and experimentally validated. Amplitude Modulated and ASK modulated microwave signals have been generated as Proof-of-Concept. Limitations posed by OPLL in generation of angle modulated microwave signals by optical heterodyning have been brought out. Schemes overcoming these limitations have been proposed towards generation of BPSK and QPSK modulated microwave signals. Integrated Optics (IO) technology has been studied as a means of implementation of the proposed concepts. IO components like Sinusoidal bends, Y-branch splitters and Electro-Optic-Modulators (EOMs) have been designed towards optical synthesis of modulated microwave signals. Propagation of modulated optical signal through these IO components has also been studied. An all-optic scheme based on Optical Beam Forming is proposed for transmission of QPSK modulated signal. Limitation of phase-shifting based approach, in terms of beam-squint, has been brought out. True-Time-Delay based approach has been proposed for applications demanding wide instantaneous bandwidth to avoid beam-squint. Algorithms / numerical methods required for analyses and simulations associated with the above-mentioned tasks have been evolved. This study is envisaged to provide useful insight into the realization of high-speed, compact, light-weight data transmitting systems based on Integrated Optics for future onboard spacecraft applications. This work, we believe, is a step towards realization of an Integrated Optic System-on-Chip solution for specific microwave data transmission applications.

This thesis deals with optical synthesis of unmodulated and modulated microwave signals. Generation of microwave signals based on optical heterodyning is discussed in detail. The effect of phase noise of laser on heterodyned output has been studied for different phase noise profiles. Towards this, we propose a generic algorithm to numerically model the linewidth broadening of a laser due to phase noise. Generation of microwave signals is demonstrated practically by conducting an optical heterodyning experiment. Signals ranging in frequency from 12.5 MHz to 27 GHz have been generated. Limitations of optical heterodyning based approach in terms of phase noise performance and frequency stability are discussed and practically demonstrated. A hardware-efficient Optical Phase Locked Loop (OPLL) is proposed to overcome these issues. Phase noise tracking performance of the proposed OPLL has been experimentally demonstrated. Phase noise values as low as -105 dBc/Hz at 10 KHz offset have been achieved. Optical modulators, owing to their extremely low electro-optic response time, can support high frequency modulating signals. This makes them highly attractive in comparison to their microwave counterparts. In this thesis, we propose techniques to generate microwave signals modulated at very high bit rates by down-converting the corresponding modulated optical signals to microwave domain. Down-conversion required for this process is achieved by optical heterodyning. The proposed concept has been theoretically analyzed, simulated and experimentally validated. Amplitude Modulated and ASK modulated microwave signals have been generated as Proof-of-Concept. Limitations posed by OPLL in generation of angle modulated microwave signals by optical heterodyning have been brought out. Schemes overcoming these limitations have been proposed towards generation of BPSK and QPSK modulated microwave signals. Integrated Optics (IO) technology has been studied as a means of implementation of the proposed concepts. IO components like Sinusoidal bends, Y-branch splitters and Electro-Optic-Modulators (EOMs) have been designed towards optical synthesis of modulated microwave signals. Propagation of modulated optical signal through these IO components has also been studied. An all-optic scheme based on Optical Beam Forming is proposed for transmission of QPSK modulated signal. Limitation of phase-shifting based approach, in terms of beam-squint, has been brought out. True-Time-Delay based approach has been proposed for applications demanding wide instantaneous bandwidth to avoid beam-squint. Algorithms / numerical methods required for analyses and simulations associated with the above-mentioned tasks have been evolved. This study is envisaged to provide useful insight into the realization of high-speed, compact, light-weight data transmitting systems based on Integrated Optics for future onboard spacecraft applications. This work, we believe, is a step towards realization of an Integrated Optic System-on-Chip solution for specific microwave data transmission applications.