Gotowa bibliografia na temat „Securities and Exchange Commission”
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Artykuły w czasopismach na temat "Securities and Exchange Commission"
Taylor, Eileen, James Bierstaker i Joseph Brazel. "Comments by the Auditing Standards Committee of the Auditing Section of the American Accounting Association on the Securities and Exchange Commission Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934". Current Issues in Auditing 5, nr 1 (1.01.2011): C16—C27. http://dx.doi.org/10.2308/ciia-50017.
Pełny tekst źródłaNathan, Daniel A., i Tiffany Rowe. "SEC charges broker-dealer for failure to protect against insider trading by employees". Journal of Investment Compliance 16, nr 1 (5.05.2015): 59–62. http://dx.doi.org/10.1108/joic-01-2015-0004.
Pełny tekst źródłaCampbell, M. K. "Accountability [US Securities and Exchange Commission role]". IEEE Potentials 21, nr 2(415) 2 (2002): 18–21. http://dx.doi.org/10.1109/45.998086.
Pełny tekst źródłaFeller, Robert H. "Securities and exchange commission and environmental disclosure". Journal of Cleaner Production 1, nr 2 (styczeń 1993): 107–17. http://dx.doi.org/10.1016/0959-6526(93)90049-h.
Pełny tekst źródłaN, Rishab Kumar Jain, i Sarah John. "The Intersection of Cryptocurrencies with Securities Law". April-May 2023, nr 33 (26.05.2023): 17–29. http://dx.doi.org/10.55529/ijrise.33.17.29.
Pełny tekst źródłaTrammell, Susan. "Staying Power: The Irrepressible Securities and Exchange Commission". CFA Institute Magazine 15, nr 5 (wrzesień 2004): 39–43. http://dx.doi.org/10.2469/cfm.v15.n5.2887.
Pełny tekst źródłaRajgopal, Shivaram, i Roger M. White. "Stock Trades of Securities and Exchange Commission Employees". Journal of Law and Economics 60, nr 3 (sierpień 2017): 441–77. http://dx.doi.org/10.1086/695691.
Pełny tekst źródłaMartin, David, David Engvall, Kerry Burke, Gerald Hodgkins, Matthew Franker i Reid Hooper. "US SEC report calls for better internal accounting controls for cyber-related threats". Journal of Investment Compliance 20, nr 1 (7.05.2019): 5–9. http://dx.doi.org/10.1108/joic-12-2018-0055.
Pełny tekst źródłaCressey, Donald R., i Susan P. Shapiro. "Wayward Capitalists: Target of the Securities and Exchange Commission." Contemporary Sociology 15, nr 4 (lipiec 1986): 627. http://dx.doi.org/10.2307/2069325.
Pełny tekst źródłaSchuck, Peter H., i Susan Shapiro. "Wayward Capitalists: Target of the Securities and Exchange Commission". Journal of Policy Analysis and Management 4, nr 2 (1985): 297. http://dx.doi.org/10.2307/3324678.
Pełny tekst źródłaRozprawy doktorskie na temat "Securities and Exchange Commission"
Shin, Hyundan. "The securities and exchange commission and equity issues". The Ohio State University, 1995. http://rave.ohiolink.edu/etdc/view?acc_num=osu1259088014.
Pełny tekst źródłaShin, Hyun-Han. "The Securities and Exchange Commission and Equity Issues /". The Ohio State University, 1995. http://rave.ohiolink.edu/etdc/view?acc_num=osu1487928649988513.
Pełny tekst źródłaSpansk, Mattis. "Europe Calls →FEBI eller ESEC? : - Financial European Bureau of InvestigationellerEuropean Securities and Exchange Commission". Thesis, Uppsala universitet, Företagsekonomiska institutionen, 2021. http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-439573.
Pełny tekst źródłaConac, Pierre-Henri. "La régulation des marchés boursiers par la Commission des opérations de bourse (COB) et la "Securities and Exchange Commission" (SEC)". Paris 1, 1999. http://www.theses.fr/1999PA010257.
Pełny tekst źródłaConac, Pierre-Henri. "La régulation des marchés boursiers par la Commission des opérations de bourse, COB et la Securities and exchange commission, SEC /". Paris : LGDJ, 2002. http://catalogue.bnf.fr/ark:/12148/cb389268212.
Pełny tekst źródłaDUBEUX, JULIO RAMALHO. "BRAZILIAN SECURITIES AND EXCHANGE COMMISSION AND THE MAIN LEGAL INSTRUMENTS USED TO REGULATE BRAZILIAN CAPITAL MARKET". PONTIFÍCIA UNIVERSIDADE CATÓLICA DO RIO DE JANEIRO, 2005. http://www.maxwell.vrac.puc-rio.br/Busca_etds.php?strSecao=resultado&nrSeq=7668@1.
Pełny tekst źródłaThe last decades have been characterized by state intervention in the economy through the activities of various regulatory administrative entities. This dissertation aims to analyze the legal structure of Brazilian Securities and Exchange Commission (CVM) and the main instruments used to regulate Brazilian capital market. Following the North-American regulatory model, CVM is established as an independent regulatory entity. The regulation that it enacts follows the principles of disclosure policy. To fulfill its mission, CVM makes use of legislative, executive and adjudicatory regulatory instruments. This study suggests that credibility and efficiency of Brazilian capital market depend, largely, on the ability of CVM to conduct market regulation.
Lawal, Bello. "Securities and exchange commission code of best practices and the quality of corporate governance in Nigeria". Thesis, Glasgow Caledonian University, 2014. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.636818.
Pełny tekst źródłaGrobecker, Reeve. "The Effect of Shifting Cases from District Courts to Administrative Proceedings at the Securities and Exchange Commission". Scholarship @ Claremont, 2019. https://scholarship.claremont.edu/cmc_theses/2274.
Pełny tekst źródłaGrosjean, Sophie. "La règlementation et la régulation de la Securities and Exchange Commission américaine : réflexions sur les dynamiques de la mondialisation". Thesis, Paris 1, 2016. http://www.theses.fr/2016PA01D068.
Pełny tekst źródłaGlobalisation does not equals to internationalization : it constitutes a continuing dynamics moved by diverse interactions and interdependences. The US SEC together whith its significant unilateralist strategy adapted accordingly to international evolutions and reactions. Internal vehicles of adaptation gave rise to the developement of the SEC regulation caracteristics and to its inter-regulation. The SEC legal acculturation and its subtle and ribbon development of extrateritoriality are the direct consequences of the significant offensive legal nationalism of the US financial regulator. The US regulator becam accordingly a leader on the international scale and pioneered – directly or by reaction – exchanges with its foreign counterparts. The SEC actively participate in the structuring process of the worldwilde legal framework : those logics are sometimes paradoxical but necessarily complement one another. Competition among regulators should be avoided in order to favour exchanges and collaboration. The multifaced transatlantic cooperation is a perfect example of success likely to spread more broadly. Other multilateral aspects enable the SEC to evolve within the financial globalization context. Such is the case of multilateral memorandum of understanding and international agreements on enforcement actions and international mecanisms leading to the equivalence of local financial regulations
Lyford, Henry. "Conflict of Interest?: Executive-Auditor Relationship and the Likelihood of a SEC-Prompted Restatement". Scholarship @ Claremont, 2010. http://scholarship.claremont.edu/cmc_theses/39.
Pełny tekst źródłaKsiążki na temat "Securities and Exchange Commission"
Philippines. Securities and Exchange Commission. Securities and Exchange Commission. [Manila]: CD Asia, 2000.
Znajdź pełny tekst źródłaUnited States. Government Accountability Office. Securities and Exchange Commission: Programs and operations. New York: Nova Science Publishers, 2008.
Znajdź pełny tekst źródłaUnited States. General Accounting Office, red. Securities and Exchange Commission: Anti-manipulation rules concerning securities offerings. Washington, D.C: The Office, 1997.
Znajdź pełny tekst źródłaEkiran, Oba. Nigerian Securities and Exchange Commission: Two decades of operation. Lagos: Intervention Finance Co. Ltd., 2002.
Znajdź pełny tekst źródłaH, Strouse Robert, i Thomas Eliot B, red. Securities practice handbook. Wyd. 5. Philadelphia, Pa: American Law Institute-American Bar Association Committee on Continuing Professional Education, 1987.
Znajdź pełny tekst źródłaPointer, Larry Gene. An introduction to the Securities and Exchange Commission. Plano, Tex: Business Publications, 1986.
Znajdź pełny tekst źródłaUnited States. Securities and Exchange Commission., red. Securities Act Of 1993... United States Securities And Exchange Commission... 09/94. [S.l: s.n., 1999.
Znajdź pełny tekst źródłaNigeria. Securities and Exchange Commission. 20 years of securities market regulation in Nigeria. Abuja: Securities and Exchange Commission, 2000.
Znajdź pełny tekst źródłaJ, Wilder Brian, red. The Securities and Exchange Commission (SEC): Background, issues, bibliography. New York: Novinka Books, 2003.
Znajdź pełny tekst źródłaCommission, United States Securities and Exchange. Rules and regulations of the Securities and Exchange Commission. New York (345 Hudson St., New York 10014): Bowne, 1995.
Znajdź pełny tekst źródłaCzęści książek na temat "Securities and Exchange Commission"
Bockmann, Roland. "USA: Securities and Exchange Commission". W Internationale Koordinierung nationaler Enforcement-Aktivitäten, 97–124. Wiesbaden: Gabler Verlag, 2012. http://dx.doi.org/10.1007/978-3-8349-4228-9_8.
Pełny tekst źródłaSchwartz, Robert A., Larry Tabb i Michael S. Piwowar. "Fireside Chat: Michael S. Piwowar, Commissioner, Securities and Exchange Commission". W Liquidity, 85–100. Cham: Springer International Publishing, 2023. http://dx.doi.org/10.1007/978-3-031-36914-8_6.
Pełny tekst źródłaMaco, Paul S., i Cristy C. Edwards. "The Role of the Securities and Exchange Commission". W The Handbook of Municipal Bonds, 397–423. Hoboken, NJ, USA: John Wiley & Sons, Inc., 2015. http://dx.doi.org/10.1002/9781119198093.ch23.
Pełny tekst źródłaMaco, Paul S. "Sarbanes-Oxley and the Securities and Exchange Commission". W The Handbook of Municipal Bonds, 425–46. Hoboken, NJ, USA: John Wiley & Sons, Inc., 2015. http://dx.doi.org/10.1002/9781119198093.ch24.
Pełny tekst źródłaKiefer, Marcus. "Einleitung und Problemstellung". W Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission, 1–6. Wiesbaden: Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_1.
Pełny tekst źródłaKiefer, Marcus. "Gründe zur Neuordnung des deutschen Kapitalmarkts durch die Errichtung einer enforcement-Instanz". W Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission, 7–29. Wiesbaden: Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_2.
Pełny tekst źródłaKiefer, Marcus. "Die SEC als gesetzliches Gremium zur Regulierung des Kapitalmarkts". W Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission, 30–61. Wiesbaden: Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_3.
Pełny tekst źródłaKiefer, Marcus. "Überwachung und Sanktionierung durch die SEC". W Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission, 62–133. Wiesbaden: Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_4.
Pełny tekst źródłaKiefer, Marcus. "Übertragbarkeit der SEC-Strukturen auf Deutschland bzw. Europa". W Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission, 134–94. Wiesbaden: Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_5.
Pełny tekst źródłaKiefer, Marcus. "Thesenförmige Zusammenfassung". W Kritische Analyse der Kapitalmarktregulierung der U.S. Securities and Exchange Commission, 195–200. Wiesbaden: Deutscher Universitätsverlag, 2003. http://dx.doi.org/10.1007/978-3-322-81631-3_6.
Pełny tekst źródłaStreszczenia konferencji na temat "Securities and Exchange Commission"
Özel, Çağlar. "Portfolio Management Contract". W International Conference on Eurasian Economies. Eurasian Economists Association, 2018. http://dx.doi.org/10.36880/c10.02050.
Pełny tekst źródłaHarrell, D. R., i T. L. Gardner. "Significant Differences in Proved Reserves Volumes Estimated Using SPE/WPC Reserves Compared to United States Securities and Exchange Commission (SEC) Definitions". W SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2003. http://dx.doi.org/10.2118/84145-ms.
Pełny tekst źródłaChaves, Rubens Marques, André Luis Debiaso Rossi i Luís Paulo Faina Garcia. "A Financial Distress Prediction using a Non-stationary Dataset". W Encontro Nacional de Inteligência Artificial e Computacional. Sociedade Brasileira de Computação - SBC, 2023. http://dx.doi.org/10.5753/eniac.2023.234013.
Pełny tekst źródłaCline, William B., Shane Kenneth Hattingh i Brian Rhodes. "The Material Issues Involved in the Discussion Surrounding the Virtues of the SPE/WPC Definition of Proved Oil and Gas Reserves vs. the Corresponding Definition Set Out by United States Securities and Exchange Commission (SEC)". W SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2005. http://dx.doi.org/10.2118/96382-ms.
Pełny tekst źródłaNarayanan, Keshav, Peter Gale, J. P. Blangy i Elliott Young. "Establishing Reasonable Certainty for Reserves Estimates by Utilizing a Combination of Reliable Technologies". W SPE Annual Technical Conference and Exhibition. SPE, 2022. http://dx.doi.org/10.2118/210358-ms.
Pełny tekst źródłaPerdomo, Lilibeth Chiquinquira, Carlos Alvarez, Maria Edith Gracia, Guillermo Danilo Salomone, Gilberto Ventuirini i Gustavo Adolfo Selva. "Adapted Methodology for Evaluating EOR Reserves and Resources, Incorporated and Applied at an Oil and Gas Company". W SPE Europec featured at 82nd EAGE Conference and Exhibition. SPE, 2021. http://dx.doi.org/10.2118/205215-ms.
Pełny tekst źródłaFong, C. M., C. T. Ho i H. L. Nguyen. "Using AHP in decision analysis - the case of vietnam state securities commission". W 2007 IEEE International Conference on Industrial Engineering and Engineering Management. IEEE, 2007. http://dx.doi.org/10.1109/ieem.2007.4419168.
Pełny tekst źródła"Exchange Rate Regime Impacts on Real Estate Securities Returns: the Euro Conversion". W 10th European Real Estate Society Conference: ERES Conference 2003. ERES, 2003. http://dx.doi.org/10.15396/eres2003_165.
Pełny tekst źródłaWindasari, Ike Pertiwi, Agung Budi Prasetijo i Reza Pahlevi Pangabean. "Indonesia Stock Exchange Securities Buy/ Sell Signal Detection using Bollinger Bands and Williams Percent Range". W 2018 International Seminar on Research of Information Technology and Intelligent Systems (ISRITI). IEEE, 2018. http://dx.doi.org/10.1109/isriti.2018.8864452.
Pełny tekst źródłaMałecka, Joanna. "Alternative Securities Markets as Financing Sources for SMEs – Selected Aspects of AIM and NC". W Contemporary Issues in Business, Management and Education. Vilnius Gediminas Technical University, 2017. http://dx.doi.org/10.3846/cbme.2017.072.
Pełny tekst źródłaRaporty organizacyjne na temat "Securities and Exchange Commission"
Lazonick, William, i Matt Hopkins. Why the CHIPS Are Down: Stock Buybacks and Subsidies in the U.S. Semiconductor Industry. Institute for New Economic Thinking Working Paper Series, wrzesień 2021. http://dx.doi.org/10.36687/inetwp165.
Pełny tekst źródłaBinz, Oliver, i John Graham. The Information Content of Corporate Earnings: Evidence from the Securities Exchange Act of 1934. Cambridge, MA: National Bureau of Economic Research, luty 2022. http://dx.doi.org/10.3386/w29747.
Pełny tekst źródłaToporowski, Jan. Monetary Policy and Illiquidity. Institute for New Economic Thinking Working Paper Series, styczeń 2024. http://dx.doi.org/10.36687/inetwp218.
Pełny tekst źródłaShapovalova, Daria, Tavis Potts, John Bone i Keith Bender. Measuring Just Transition : Indicators and scenarios for a Just Transition in Aberdeen and Aberdeenshire. University of Aberdeen, październik 2023. http://dx.doi.org/10.57064/2164/22364.
Pełny tekst źródłaFinancial Markets Report - Second Quarter 2023. Banco de la República, lipiec 2024. http://dx.doi.org/10.32468/rmf.eng2-trim.2023.
Pełny tekst źródłaPayment Systems Report - June of 2020. Banco de la República de Colombia, luty 2021. http://dx.doi.org/10.32468/rept-sist-pag.eng.2020.
Pełny tekst źródłaFinancial Stability Report - September 2015. Banco de la República, sierpień 2021. http://dx.doi.org/10.32468/rept-estab-fin.sem2.eng-2015.
Pełny tekst źródłaPayment Systems Report - June of 2021. Banco de la República, luty 2022. http://dx.doi.org/10.32468/rept-sist-pag.eng.2021.
Pełny tekst źródłaFinancial Infrastructure Report 2022. Banco de la República, czerwiec 2023. http://dx.doi.org/10.32468/rept-sist-pag.eng.2022.
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