Rozprawy doktorskie na temat „IWHM”

Over the past three decades, globalisation and rapid technological advances have fundamentally changed socio-economic structure and have widespread impacts on the nature of work and workplace health (U. Beck, 2000; Bertucci & Alberti, 2004; Bhalla, 1996; Chu & Dwyer, 2002). They have led to fierce global competition, altered the nature of work and exposed employees to new health risks (Chu & Dwyer, 2002; Stitzel & Jarvisalo, 1997). Fierce market competition demands enterprises and industries to build new competencies, restructure and improve productivity and efficiency. Associated with these changes are increased work pressures, weakening commitment to occupational health and safety, and many negative impacts on workers’ health (G. Breucker, 2006; Missler & Theuringer, 2003; WHO, 2003). Evidence shows that the world is facing growing burden of work related fatalities, injuries and diseases, particularly a dramatic increase of work stress. As part of the global community, Taiwan has also encountered similar workplace challenges in the rapidly changing environment. It also has to confront with increasing costs from the burden of work-related injuries and diseases and to find appropriate ways to deal with the serious problems (Council of Labour Affairs Taiwan, 2003, 3005; IOSH, 2002). As the success of organisations relies on having well-qualified, motivated and healthy employees, it is essential to seek effective means to protect and promote the health of the working population (ENWHP, 2005). The integrative workplace health promotion (IWHM) model emerging in the 1990s, is regarded as a comprehensive means to address multiple determinants of health and promote employee health (G. Breucker, 2006; Chu, 2003b; WHO-WPRO, 1999). There have been a great number of international successful examples demonstrating the benefits from implementing the IWHM programs (ENWHP, 2002; Chu, Breucker, Harris, & et al., 2000). In response to these workplace challenges and new occupational health risks, Taiwan has followed the international trend to initiate a series of workplace health promotion (WHP) programs since 2001 (Bureau of Health Promotion Taiwan, 2006). However, a preliminary study revealed that many WHP projects in Taiwan have met with difficulties in encouraging employee participation and sustainable development of the programs. These results were not surprising as the majority of the WHP programs in Taiwan tended to narrowly focused on physical activities, weight control and smoking cessation, while ignoring employee needs and problems relevant to specific workplace concerns (Bureau of Health Promotion, 2003; Hsu, Chang, Peng, & Chen, 2002; Hsu, Chen, & Wu, 2004). In this regard, the comprehensive IWHM which aims to meet employee health needs and improve organisational environment may present an effective means for Taiwan to address complex workplace health issues and to create healthy and sustainable workplaces. This research aims to investigate the applicability of the IWHM model in Taiwan to deal with workplace health problems. Apart from reviewing literature and relevant case studies from international communities and in Taiwan, this study conducted a small scale pilot study and a comprehensive needs assessment at selected workplaces in Taiwan as an experiment to test the applicability of the IWHM model. In practice, this research project targeted the civil servants working at the Liming governmental community in Taichung, Taiwan as the research subject. It involves a combination of qualitative and quantitative methods for data collection and analysis. A variety of data collection techniques including in-depth interviews, focus groups, participant observations, secondary data analysis and questionnaire surveys are used to investigate the workplace health and safety problems and the staff’s health needs. A triangulation technique is used to compare and contrast the different sources of information. The findings indicated that the IWHM model is applicable in the Liming community in terms of feasible methodological approaches using a needs-based program development and implementation process, and positive program outcomes such as stair improvement to prevent falls and the establishment of long-term health management, meaningful participation, practical program activities and holistic evaluation. For potential program sustainability, this project has involved employee representatives in program implementation and taking in charge of the ongoing program activities, and has managed to establish interdepartmental partnership to address common workplace health issues. Even though this research project has not made great progress, it has been moving toward meeting the project objectives and the organisations’ needs. From the Liming experience, this research provided recommendations for future development of WHP in Taiwan including: 1) develop national policies to define clear responsibilities in WHP development at different levels; 2) establish appropriate capacity building and training programs; 3) develop practical guidelines and tools tailored to suit Taiwan’s local conditions and needs; 4) set up effective evaluation and quality management system; 5) provide a professional or technical support team to assist workplaces or industries with the development and implementation of WHP programs.

Over the past three decades, globalisation and rapid technological advances have fundamentally changed socio-economic structure and have widespread impacts on the nature of work and workplace health (U. Beck, 2000; Bertucci & Alberti, 2004; Bhalla, 1996; Chu & Dwyer, 2002). They have led to fierce global competition, altered the nature of work and exposed employees to new health risks (Chu & Dwyer, 2002; Stitzel & Jarvisalo, 1997). Fierce market competition demands enterprises and industries to build new competencies, restructure and improve productivity and efficiency. Associated with these changes are increased work pressures, weakening commitment to occupational health and safety, and many negative impacts on workers’ health (G. Breucker, 2006; Missler & Theuringer, 2003; WHO, 2003). Evidence shows that the world is facing growing burden of work related fatalities, injuries and diseases, particularly a dramatic increase of work stress. As part of the global community, Taiwan has also encountered similar workplace challenges in the rapidly changing environment. It also has to confront with increasing costs from the burden of work-related injuries and diseases and to find appropriate ways to deal with the serious problems (Council of Labour Affairs Taiwan, 2003, 3005; IOSH, 2002). As the success of organisations relies on having well-qualified, motivated and healthy employees, it is essential to seek effective means to protect and promote the health of the working population (ENWHP, 2005). The integrative workplace health promotion (IWHM) model emerging in the 1990s, is regarded as a comprehensive means to address multiple determinants of health and promote employee health (G. Breucker, 2006; Chu, 2003b; WHO-WPRO, 1999). There have been a great number of international successful examples demonstrating the benefits from implementing the IWHM programs (ENWHP, 2002; Chu, Breucker, Harris, & et al., 2000). In response to these workplace challenges and new occupational health risks, Taiwan has followed the international trend to initiate a series of workplace health promotion (WHP) programs since 2001 (Bureau of Health Promotion Taiwan, 2006). However, a preliminary study revealed that many WHP projects in Taiwan have met with difficulties in encouraging employee participation and sustainable development of the programs. These results were not surprising as the majority of the WHP programs in Taiwan tended to narrowly focused on physical activities, weight control and smoking cessation, while ignoring employee needs and problems relevant to specific workplace concerns (Bureau of Health Promotion, 2003; Hsu, Chang, Peng, & Chen, 2002; Hsu, Chen, & Wu, 2004). In this regard, the comprehensive IWHM which aims to meet employee health needs and improve organisational environment may present an effective means for Taiwan to address complex workplace health issues and to create healthy and sustainable workplaces. This research aims to investigate the applicability of the IWHM model in Taiwan to deal with workplace health problems. Apart from reviewing literature and relevant case studies from international communities and in Taiwan, this study conducted a small scale pilot study and a comprehensive needs assessment at selected workplaces in Taiwan as an experiment to test the applicability of the IWHM model. In practice, this research project targeted the civil servants working at the Liming governmental community in Taichung, Taiwan as the research subject. It involves a combination of qualitative and quantitative methods for data collection and analysis. A variety of data collection techniques including in-depth interviews, focus groups, participant observations, secondary data analysis and questionnaire surveys are used to investigate the workplace health and safety problems and the staff’s health needs. A triangulation technique is used to compare and contrast the different sources of information. The findings indicated that the IWHM model is applicable in the Liming community in terms of feasible methodological approaches using a needs-based program development and implementation process, and positive program outcomes such as stair improvement to prevent falls and the establishment of long-term health management, meaningful participation, practical program activities and holistic evaluation. For potential program sustainability, this project has involved employee representatives in program implementation and taking in charge of the ongoing program activities, and has managed to establish interdepartmental partnership to address common workplace health issues. Even though this research project has not made great progress, it has been moving toward meeting the project objectives and the organisations’ needs. From the Liming experience, this research provided recommendations for future development of WHP in Taiwan including: 1) develop national policies to define clear responsibilities in WHP development at different levels; 2) establish appropriate capacity building and training programs; 3) develop practical guidelines and tools tailored to suit Taiwan’s local conditions and needs; 4) set up effective evaluation and quality management system; 5) provide a professional or technical support team to assist workplaces or industries with the development and implementation of WHP programs.
Thesis (PhD Doctorate)
Doctor of Philosophy (PhD)
Griffith School of Environment
Faculty of Environment and Planning
Full Text

Water is an essential resource for sustainable development, however it is not often taken into account. In order to find effective and lasting solutions to the problems related to water resources, it is required a new form of governance and management paradigm. This new paradigm is included into the concept of Integrated Water Resources Management (IWRM), which has been defined by Global Water Partnership GWP , as "a process which promotes the coordinated management and development of water, land and related resources, in order to maximize the resultant economic and social welfare in an equitable manner without compromising the sustainability of ecosystems".

1 EINLEITUNG Der Beitrag beschreibt die Grundgedanken zum Aufbau eines Informations- und Wissensmanagement (IWM) unter Einsatz von Web 2.0 Technologien im Rahmen der BMBF-Fördermaßnahme „Nachhaltiges Landmanagement“ (NLM)1. Aus Sicht des Wissenschaftlichen Begleitvorhabens zur BMBF-Fördermaßnahme werden die konzeptionellen Grundlagen zusammengefasst und erste empirische Untersuchungsergebnisse dargestellt. Die gezielte Implementation und der Transfer von Forschungsergebnissen in die Praxis sind in den letzten Jahren verstärkt in den Fokus von Forschungsvorhaben gerückt, konzeptionell (vgl. z.B. Saywell, & Cotton, 1999) wie förderpolitisch (vgl. z.B. die Statusseminare des BMBF in den fachspezifischen Programmen). Diese Beobachtung ist ebenso für die Forschungs- und Entwicklungsvorhaben im Rahmen der BMBF-Fördermaßnahme NLM zutreffend, wo im Modul B der Fördermaßnahme innovative Konzepte, Strategien, Technologien und Systemlösungen für ein NLM entwickelt werden sollen2, um damit die gesellschaftlichen Herausforderungen und Probleme zu überwinden, die sich durch Klimawandel, Ressourcenverbrauch, die Energiewende oder den demographischen Wandel stellen (vgl. Die Bundesregierung, 2008). [...]

Despite the emphasis of Integrated Water Resources Management (IWRM) on 'soft' demand-side management, large-scale water infrastructure is increasingly being constructed in basins managed under an IWRM framework. While there has been substantial research on IWRM, few scholars have unpacked how IWRM and large-scale water infrastructure development coexist and conflict. Piura, Peru is an important site for understanding how IWRM and capital-intensive, concrete-heavy water infrastructure development articulate in practice. After 70 years of proposals and planning, the Regional Government of Piura began construction of the mega-irrigation project, Proyecto Especial de Irrigacion e Hidroelectrico del Alto Piura (PEIHAP) in 2013. PEIHAP, which will irrigate an additional 19,000 hectares (ha), is being realised in the wake of major reforms in the Chira-Piura River Basin, a pilot basin for the IWRM-inspired 2009 Water Resources Law. We first map the historical trajectory of PEIHAP as it mirrors the shifting political priorities of the Peruvian state. We then draw on interviews with the newly formed River Basin Council, regional government, PEIHAP, and civil society actors to understand why and how these differing water management paradigms coexist. We find that while the 2009 Water Resources Law labels large-scale irrigation infrastructure as an 'exceptional measure', this development continues to eclipse IWRM provisions of the new law. This uneasy coexistence reflects the parallel desires of the state to imbue water policy reform with international credibility via IWRM while also furthering economic development goals via large-scale water infrastructure. While the participatory mechanisms and expertise of IWRM-inspired river basin councils have not been brought to bear on the approval and construction of PEIHAP, these institutions will play a crucial role in managing the myriad resource and social conflicts that are likely to result.

The hyporheic interstitial was recognized as an integral zone within the aquatic ecosystem bearing important functions for both adjacent compartments, surface and ground water, about 50 years ago. Since then, rather disciplinary works gained knowledge on the organismic community of this ecotone, its spatial extent, the role of distinct parameters such as hydrology and morphology, temporal characteristics, process dynamics, the role for stream or groundwater quality and restoration measures. However, a systematic study on the risks to the hyporheic functions was missing to date. This thesis combined existing methods in order to gather an integrated set of information allowing for the assessment of the ecotonal status. This approach was applied to investigate the functional behavior towards stressors like increasing nutrient and fine sediment input into a rather pristine environment. An interdisciplinary risk assessment and the establishment of adapted measures was called for as land-use scenarios for the studied catchment area indicated progressive onland erosion. Therefore firstly, an integrated monitoring scheme was drawn up and conducted at three sites along a river that underlay a stressor gradient such as mentioned before. Secondly, the data sets were analysed in order to evaluate the status of the hyporheic funtions at the riffles. Thirdly, a coupled surface-subsurface modelling approach was set up to further study the impact of the stressors on the ecotonal integrity. And fourthly, an interdisciplinary consideration combined with studies on the catchments sediment budget and the rivers ecological status was applied to identify measures for the restoration and protection of the aquatic ecosystem. The analysis of the data gathered with the help of the established monitoring scheme revealed that elevated nutrient or fine sediment input lead to biological or physical clogging, respectively, with consequences for the hyporheic zone functions. The surface - ground water connectivity was either lowered in summer months, when biofilm growth was highest, or permanently, as fine sediment particles infiltrated into the interstices of the riverbed sediment. Scouring did not seem to take place as high amounts of fine particles were found in the matrix after discharge events of snowmelt and summer precipitation. With respect to the biogeochemical regulation function, biofilm material appeared to provide an autochthonous carbon source boosting microbial substance turnover. The sediment underneath the physical clogged layer was cut off from carbon and oxygen rich surface water and thus was not reactive. However, the enhanced surface area provided by the fine sediment within the topmost sediment layer seemed to support microbial processing. The inclusion of the results of a study concerning the ecological status at the investigated reaches lead to the deduction that biological clogging at the present degree was not affecting habitat quality. Whereas the physical clogging had tremendeous and lasting effects on the macroinvertebrate community which carries to the conclusion that sediment management within the studied catchment is of uttermost importance. A scenario analysis reflecting distinct clogging degrees and types with a calibrated model of a studied riffle within a pristine reach proved the observed loss of hydrologic connectivity due to physical and biological clogging. Further, a treshold of oxygen consumption rates above which the reproduction of salmonid fish would be unsuccessful was identified for the settings of the middle reaches. In summer month with low discharge it seemed to be likely that this treshold might be reached. Following, a dynamic discharge may be decisive to protect the ecotonal integrity. The integration with the outcome of an investigation regarding the sediment sources within the catchment allowed for two suggestions. On the one hand, river bank restoration and protection within the middle reaches need to be prioritised, and on the other hand, the conservation of the natural vegetation at the steep slopes within the mountaineous areas need to be undertaken in order to secure the pristine aquatic environment of this area. Hyporheic zone research of the last decade was driven by testing hypotheses on the functional significance of distinct spatial and temporal configurations in the field and by new modelling approaches. However, data on the quantification of the ecological impact of clogging processes were lacking. The thesis contributed to the systemic understanding of the hyporheic zone being affected by physical and biological clogging and new field data within a degrading pristine environment were generated, accessible for further hyporheic research. The interdisciplinarity enabled comprehensive statements for the usage of an Integrated Water Resources Management plan.

Philosophiae Doctor - PhD
The research problem for this study is the limited and unsuccessful implementation of the IWRM concept. This thesis has argued that comprehensive assessment of physical and socioeconomic conditions is essential to provide explanation on factors that limit the successful execution of the IWRM approach. It has further argued that the local IWRM works as proxy for full and successful implementation of the IWRM approach.To contextualise this thesis, the prevailing physical and socioeconomic factors in Malawi in relation to current management and usage of water resources were explained.With 1,321m3 per capita per year against index thresholds of 1,700-1,000m3 per capita per year, this study showed that Malawi is a physically water stressed country but not physically water scarce country although economically it is a water scarce country. This novelty is against some literature that present Malawi as a water abundant country.Again, this study showed that executing a full and successful IWRM in Malawi remains a challenge because of the prevailing socioeconomic situation in terms of water policies,water laws, institutions and management instruments. These aspects have not been reformed and harmonised to facilitate a successful operation of the IWRM approach.The main water-related problem in Malawi is the mismanagement of the available water resources. This is largely due to the lack of implementing management approaches which can generate systematic data for practical assessment of water resources to guide the coordinated procedure among water stakeholders working in catchments. This lack of implementing a coordinated management approach commonly known as integrated water resources management (IWRM) can be attributed to various reasons that includei) lack of comprehensive assessment of factors that can explain lack of successful IWRM implementation at catchment level and ii) lack of methods to demonstrate data generation and analysis on quantity, quality and governance of water that show practical operation of IWRM at community level using groundwater as a showcase among others.This study revealed that introducing local IWRM requires a prior knowledge of the evolution and role of the full IWRM concept in the international water policy which aimed at addressing broader developmental objectives. Globally, the current status of the IWRM concept has potential to address such broader developmental objectives, but sustaining IWRM projects where they have been piloted showed slow progress. Basing on the factors that slow such a progress, local IWRM approach has emerged as a proxy to execute the full IWRM as demonstrated in chapter 8 in this thesis. However, the observed lack of sustainable resources to fund continual functioning of local IWRM activities will defeat its potential solution to water management challenges. The main threat for sustainable local IWRM activities is the tendency of national governments to decentralise roles and responsibilities to local governments and communities without the accompanying financial resources to enable the implementation of the local participation, investments and initiatives at local level. If this tendency could be reversed, the contribution by local IWRM towards solving management problems in the water sector will be enormous. Chapter four has provided the general case-study approach used in this study in terms of research design, data collection methods, data analysis methods, ethical consideration and limitation of the current study within the context of water resource management with a focus on groundwater management.Using geologic map, satellite images, photographs and hydrogeologic conceptual model, the following results emerged: 1) that the Upper Limphasa River catchment has fractured rock aquifer with limited permeability and storage capacity; 2) The topographic nature and north-south strikes of the lineaments explained the north-south flow direction of groundwater in the catchment; 3) The drainage system observed in the Kandoli and Kaning’ina Mountains to the east and west of the Upper Limphasa River catchment respectively (Fig. 5.1; Fig.5.2) formed a groundwater recharge boundary; 4)The regional faults in the same mountains (Fig. 5.1; Fig.5.2) formed structural boundar as well as hydrogeologic boundary which controlled flow direction of the groundwater;5) the hydrogeologic conceptual model showed the existence of the forested weathered bedrock in the upland areas of the entire catchment which formed no-flow boundary and groundwater divide thereby controlling the water flow direction downwards (Fig. 5.9);6) The major agricultural commercial activities existed in Lower Limphasa catchment while only subsistence farming existed in Upper Limphasa catchment. This knowledge and visualization from the map (Fig. 5.3) and conceptual model (Fig.5.9) showed interactions between upland and lowland areas and the role of physical factors in controlling groundwater flow direction in the catchment. It also provided the enlightenment on implications of socioeconomic farming activities on water management. These insights enabled this study to recommend the need for expedited implementation of holistic effective management for sustainable water utilization.Using different physical factors, water scarcity indices and methodologies, this study showed that Malawi is a physically water stressed as well as an economic water scarce country. This novelty is against some literature that present Malawi as a water abundant country. Again, despite the high proportion (85%) of Malawians relying on groundwater resource, groundwater availability (storage in km3) is relatively low (269 km3 in Table 6.10) compared to other countries within SADC and Africa. Given the complexity of groundwater abstraction, the available groundwater for use is further reduced for Malawians who depend on such a resource for their domestic and productive livelihoods. Such insights provided the basis for discussing the need for IWRM.Although daily statistics on groundwater demand (i: 21.20 litres; 116.91 litres;80,550.99 litres), use (ii: 16.8 litres; 92.55 litres; 63,766.95 litres) and abstracted but not used (iii: 4.4; 24.36; 16,784.04 litres) were relatively low per person, per household and per sub-catchment respectively, such statistics when calculated on monthly basis (i.Demand: 636 litres; 3,507.30 litres; 2,416,529.70 litres; ii.Use:504 litres; 2,776.5 litres;1, 913, 008.5 litres iii. Abstracted but not used: 132 litres; 730 litres; 503, 521.2); and on yearly basis (i. Demand: 7,632 litres; 42,087.6 litres; 28,998,356.4 litres; ii. Use: 6,048 litres; 33,318 litres; 22, 956, 102 litres; iii: Abstracted but not used: 1,584 litres; 8,769.6 litres; 6,042,254.4 litres) per person, per household and per sub-catchment provided huge amount of groundwater (Table 6.5). Given the limited storage capacity of fractured rock aquifer in the basement complex geology, the monthly and yearly groundwater demand and use on one hand and abstracted but not used on the other was considered enormous. With the population growth rate of 2.8 for Nkhata Bay (NSO, 2009) and the observed desire to intensify productive livelihoods activities coupled with expected negative effects of climate change, the need to implement IWRM approach for such groundwater resource in the study catchment remains imperative and is urgently needed.In addition to identifying and describing factors that explain the limited groundwater availability in the study catchment, the study developed a methodology for calculating groundwater demand, use and unused at both households and sub-catchment levels.This methodology provided step-by-step procedure for collecting data on groundwater demand and use as a tool that would improve availability of data on groundwater.Implications of such results for IWRM in similar environments were discussed. Despite the time-consuming procedure involved in using the developed methodology, the calculations are simple and interpretation of results is easily understood among various stakeholders. Hence, such an approach is recommended for the IWRM approach which requires stakeholders from various disciplines to interact and collaborate. Nonetheless, this recommends the use of this method as its further refinement is being sought. The analysis on groundwater quality has shown that the dominant water type in the aquifers of Upper Limphasa catchment was Ca-HCO3, suggesting that the study area had shallow, fresh groundwater with recent recharged aquifer. Analyses on physicochemical parameters revealed that none of the sampled boreholes (BHs) and protected shallow dug wells (PSWs) had physical or chemical concentration levels of health concern when such levels were compared with 2008-World Health Organisation(WHO) guidelines and 2005-Malawi Bureau of Standards (MBS). Conversely, although the compliance with 2008-WHO and 2005-MBS of pathogenic bacteria (E.coli) in BHs water was 100% suggesting that water from BHs had low risk and free from bacteriological contamination, water from PSWs showed 0% compliance with 2008-WHO and 2005-MBS values implying high risk to human health. The overall assessment on risk to health classification showed that PSWs were risky sources to supply potable water, hence the need to implement strategies that protect groundwater.On the basis of such findings, the analysis in this study demonstrated the feasibility of using IWRM approach as a platform for implementing environmental and engineering interventions through education programmes to create and raise public awareness on groundwater protection and on the need for collaborative efforts to implement protective measures for their drinking water sources. The use of different analytical methods which were applied to identify the exact sources of the observed contaminants in the PSWs proved futile. Therefore, this study concluded that rolling-out PSWs either as improved or safe sources of drinking water requires further detailed investigations.However, this research recommended using rapid assessment of drinking water-quality (RADWQ) methods for assessing the quality of groundwater sources for drinking. Despite the study area being in the humid climatic region with annual rainfall above 1,000 mm, many of the physical factors were not favourable for availability of more groundwater in the aquifers. Such observation provided compelling evidence in this study to commend the local IWRM as a proxy for the full IWRM implementation for sustainable utilization of such waters. Although institutional arrangements, water laws and water policy were found problematic to facilitate a successful implementation of full IWRM at national level in Malawi, this thesis demonstrated that local institutional arrangements, coordination among institutions, data collection efforts by local community members (active participation), self-regulation among local community committees were favourable conditions for a successful local IWRM in the Upper Limphasa River catchment. This research recommends continuation of such local participation, investment and initiatives as proxy for the full and successful IWRM beyond the study catchment. However, the observed lack of financial resource from central government to facilitates local IWRM activities were seen as counterproductive.In addition, this thesis recommended further studies which should aim at improving some observed negative implications of self-regulations on community members and the limited decentralisation elements from the Department of Water Development.Finally, one of the contributions from this study is the scientific value in using different methods to assess the quality of groundwater as presented in chapter 7. The second value is the demonstration of applying practical techniques to evaluate factors that explain the amount of groundwater storage in the aquifers that can be understood by water scientists, water users, water developers and water managers to implement IWRM collaboratively using groundwater as a showcase. The third contribution is the provision of the procedure to systematically generate data on demand (abstraction) and use of groundwater in unmetered rural areas which has the potential to guide water allocation process in the catchment. Fourthly, the thesis has provided a hydrogeologic conceptual model for the first time for Limphasa River catchment to be used as a visual tool for planning and developing management practices and addressing current water problems.Fifthly, the study has shown how local IWRM works at community level as a proxy for the full implementation of IWRM despite the absence of Catchment Management Agencies. The last contribution is the dissemination of results from this study made through publications and conference presentations as outlined in the appendix.

The main aim of this interdisciplinary research is to develop a socio-technical and institutional framework for implementing the Integrated Water Resources Management (IWRM) paradigm by analysing how water resources can be managed in response to anthropogenic drivers (e.g. population/economic growth) and environmental pressures (e.g. climate change) within an evolving institutional set-up. Implementation of the Framework has focussed on Iran, and Lake Urmia basin as a case study, which involved a significant element of action research based upon stakeholder participation. Lack of implementation of concepts such as IWRM has been attributed to the gap between technical outcomes and policy decisions. To achieve an integrated synthesis for this interdisciplinary study, the integrated methodological framework has used four analytical components based on the IWRM concept: (1) Driver-Pressure-State-Impact Response (DPSIR); (2) Institutional Analysis and Development (IAD); (3) Integrated Socio-technical Assessment (ISTA) using modelling and Multi criteria Decision-Making (MCDA) tools; and (4) Ethics to assess water allocation decision outcomes in multitier Multi-Stakeholder Platforms (MSPs). Results from the case study show that the non-structural responses (legislations, new administrations etc.) adopted since 2003 have not guaranteed the implementation of sustainable water allocation outcomes in river basins including Lake Urmia basin. Water allocation has become highly political and caused polarisation in opinions and multiple perspectives among stakeholders underlined by diverging discourses on climate change, water and land development and irrigation water use efficiency. The participatory water allocation decision reached for Lake Urmia Basin, which included an allocation to sustain the hydrological and ecological functions of the Lake, has been re-evaluated by analysing historical climatic and hydrologic data. The outcome suggests that water availability in the basin is less than that adopted by the stakeholders based on trend analysis within the existing discourse. Therefore, the thesis demonstrates a mechanism for adaptive water allocation and demand management under an uncertain future climate which is represented through rainfall scenarios generated using a stochastic rainfall model. It is concluded that the participatory process has enhanced the efficacy of the water governance system, but the effectiveness of water allocation will be compromised unless an adaptive water allocation approach is implemented, and basin-wide water use efficiency measures are taken. It is recommended that modern day water and land governance has to take into account the ethical and cultural aspects of the community to form an alliance for sustainable resource use; thus, an Ethical legal framework for community-based land and water governance has been proposed. The overall integrated methodological approach provides an innovative analytical framework to understand the discursive deliberations in a complex Social-Ecological system heightened by (1) scientific uncertainty over climate variability and change; and (2) dynamic institutional transformation and evolution.

Climate change affects water resources suitable for human consumption, transforming water quality and quantity. These changes exacerbate vulnerabilities of human society, increasing the importance of adequately protecting and managing water resources and supplies. Growing urban populations provide an additional stress on existing water resources, particularly increasing the vulnerability of people living in poor neighbourhoods. In urban areas, official responses to climate change are currently dominated by Disaster Risk Management (DRM); however, more recently Integrated Water Resources Management (IWRM) has emerged to support the integration of climate change adaptation in water resource planning. Based on a case study of the city of Douala, Cameroon, the thesis examines the operational implementation of both frameworks, combining observations, semi-structured interviews with different stakeholders and a survey carried out in three poor communities. The research highlights the challenges of improving the joining of both frameworks to adequately reach the urban poor, whilst being alert to, and responsive to, the autonomous adaptation strategies the poor autonomously implement and develop. At present, the IWRM and DRM frameworks are implemented separately and do not clearly reach the urban poor who face three major water-related issues (flooding, water-related diseases and water access). Other institutional water-related measures and projects are carried out by authorities in the low-income communities, but the institutions still struggle to manage the delivery of basic services and protect these communities against hazards. The lack of effective outcomes of the institutional water-related measures and projects has led to a strong process of autonomous adaptation by inhabitants of poor communities. Driven by their adaptive capacity supported by the abundance in groundwater resources, they use coping and adaptive strategies to reduce their vulnerability to water-related issues, such as alternative water suppliers. Similarly, the frequency of the flooding hazard has led the urban poor to develop practices to minimise disaster impacts. However, the autonomous strategies developed face limitations caused by the natural and build environment. In this context, the autonomous strategies of the urban poor and the strategies appear to have a strong influence on each other. While institutional projects have initiated spontaneous strategies, other strategies reduce the willingness of the low-income neighbourhoods to participate in the implementation of official, externally derived development projects.

Water is a constantly changing resource by way of the hydrological cycle. It is unevenly distributed and crosses boundaries of all kinds i.e. political, social, cultural and natural. Samoa is a small developing state in the Pacific Region that is facing rapid pressure with its water resource availability. Consequently, access to and use of water resources has created tensions between water resources regulators, water utilities and villages. Therefore, managing and governing of water becomes a challenging process that has to take into account the complexity of both nature and society. With the emergence of the Integrated Water Resources Management (IWRM) framework, a greater social acceptance and importance has been given to catchment scale management and governance. Nowadays, many countries including Samoa, have embraced this appealing concept where catchments are seen as natural units for water governance and management. This study used a social qualitative approach, aimed to investigate the implementation of catchment management and examine local community perceptions of catchment management, using Apia Catchment as case study. It is based on a conceptual framework of the concept of scale i.e. set out in recent debates and ideas in the arena of catchment scale water governance and management. The primary data was collected from community focus groups within two villages of Apia Catchment, and semi-structured interviews with government agencies involved in the Water and Sanitation Sector programmes. The findings revealed a shift in water resources management and governance and a spatial scale mismatch in Apia Catchment management. According to government officials, the catchment approach is a ‘management tool’ adopted to improve the coordination between water users and to promote local ownership of catchment activities amongst individual villages. However, several challenges arose around land ownership, monetary cost, community resistance and issues outside of catchment areas when implementing catchment management. Despite the challenges that government officials encountered and the concerns raised by the communities, catchment scale management is still being adopted in Samoa. With the adoption of catchment management, many individual villages within Apia Catchment are expected to make decisions collectively. However, some local groups have concerns about the use of the term ‘boundary’, the possibility of the government taking over their land and the proposed catchment-based authority taking precedence over pre-existing cultural hierarchy. Overall, this research reveals that catchment management is often viewed or seen by government as a ‘one size fits all’ notion that ignores the range of the socio-ecological realities on the ground. This study shows that in order to design better water resources policies and strategies that are fully applicable and workable for Samoa, it is very important to identify these mismatches in scales (e.g. spatial and administrative) and levels (e.g. national and local). Understanding scales and associated levels is critical to understanding the whole system and can reduce possible consequences of mismatches due to lack of interaction and collaboration between levels and scales. Local villages have expressed their opinions on how to enhance catchment management and this could perhaps be useful for government in terms of implementation. Based on the results, recommendations are made for water resources managers to assess the importance of different levels and their interactions but, more importantly, to consider how local communities perceive catchment management.

Water resources management practice has undergone changes in management approaches and principles over time. It was previously characterised by what scholars refer to as the hydraulic mission where ‘extreme engineering’ was the order of the day (Allan, 2003). As Radif (1999) argues, water resources managers and policy makers were initially driven to manage and supply water to people for its direct use
these included drinking, growing food, and providing power for domestic and industrial use. This modus operandi continued until the end of the 1970s. Over two decades later, this focus is still prevalent in many countries in southern Africa including Botswana. As Swatuk and Rahm (2004) state, “augmenting supply is a continuing focus of government activity”. The National Water Master Plan (NWMP) is the current policy document guiding water resources management in Botswana and it focuses on supply-side interventions in response to increasing water demand. According to SMEC et al. (1991), the consulting company that conducted the NWMP study, “the investigation and studies... indicated the need for the continuing development of water supplies throughout Botswana over the next 30 years”. Based on these observations, government has developed significant human and technical capacity in exploiting both surface and groundwater resources (Swatuk and Rahm, 2004).

Many studies have investigated Nigeria’s experiences of river basin management. Despite the acceptance of IWRM by the Nigerian Government, findings from the literature demonstrate that there remain significant water management challenges in Nigeria. However, reported research which exposes the forces influencing the implementation of Integrated Water Resources Management (IWRM) in Nigeria remains sparse. This thesis exposes these forces, and most importantly, the environments within which they are embedded by drawing upon theoretical and empirical evidence on the processes required to transfer IWRM from theory to practice. The retroductive logic of enquiry was adopted as a guide and a conceptual framework was developed to illustrate the forces influencing IWRM implementation at the river basin level in Nigeria and the environments within which they are embedded. The conceptual framework formed the basis for the development of the research questions and also informed the choice of neo-institutional theory as a guide to proffer answers to the research questions. The research process employed a qualitative social science approach to provide answers to the research questions and realise the study’s main aim. The study’s theoretical framework followed a string of hermeneutics, phenomenology, and interpretivists philosophies and a case study research strategy to explore issues related to IWRM implementation in both Ogun-Oshun River Basin and Benin-Owena River Basin from different perspectives using multiple sources of evidence – documents, semi-structured interviews, and direct observations. Interviews were conducted with the staff of the River Basin Development Authorities (RBDAs) and other water-related national and international organisations in the selected case river basins in Nigeria. The data obtained were first analysed using textual approach and then followed by variance institutional approach. Findings clearly illustrate that: (i) there were weaknesses in IWRM implementation in Nigeria, and (ii) both institutional (that is, regulative, normative, cognitive, and cultural) and technical (that is, water infrastructure) elements which are located within the macro and the operational environments were the forces that contributed to the weaknesses in IWRM implementation at the river basin level in Nigeria. Consistent with the institutional analysis perspective, to improve IWRM implementation in practice in Nigeria, the study proposed improvements to the regulative institutions to serve as a shock. This study contributes to IWRM and reinforces the importance of institutional and technical elements as potent forces that can enable or constrain the implementation of a water management approach, IWRM.

Pervasive social and ecological water crises in Mexico remain, despite over two decades of legal and institutional backing for Integrated Water Resources Management (IWRM) as a policy tenet. In this article we apply a socialshed analysis to uncover and understand the geographical and jurisdictional forces influencing the social construction and simultaneous fragmentation of the San Miguel Watershed (SMW) in the state of Sonora, in Mexico's water-scarcity bulls-eye. Specific insights derived from an empirical analysis include that water management (WM) is socially embedded in dense networks of family and friends, farmers and ranchers, citizens and local government - all to varying degrees sharing information about local water crises. Irrigation water user representatives (WUR) are connected across communities and within their own municipalities, but interwatershed social links with other WUR are virtually nonexistent, despite high levels of awareness of crossmunicipality WM problems. Implementation of IWRM as a federal policy by a single agency and the creation of basin councils and subsidiary technical committees for groundwater management have not been sufficient for technical - much less social - integration at the watershed level. This study shows that the SMW socialshed remains fragmented by local jurisdictions; without coordinated agency-jurisdiction-local action fomenting social connections, a socialshed will not emerge.

One billion people currently live in basins that are likely to require action to address climate change-induced water stress. Rather than blaming dwindling resource availability as the key culprit for this global water crisis, the United Nations has dubbed the water crisis a "crisis in governance." One of the key prescriptions promoted by multilateral funders and international water experts for addressing the looming crisis has been water policy reform that follows the principles of Integrated Water Resource Management (IWRM). While there has been significant research on the IWRM model, few people have conducted empirical studies that examine how IWRM water reform generates changes within the agricultural sector. It is particularly important to study the tight coupling of agricultural and water policy in light of a changing climate, which poses substantial challenges to water availability and agricultural production. In this thesis, I explore the salient case study of the Piura River Basin in northern Peru. I employ semi-structured interviews with key institutional actors in the agricultural and water sector, participant observation, and technical document review to examine how the IWRM-based 2009 Water Resources Law is reshaping agricultural land use under climate change and globalization pressures. I argue that 2009 Water Resources Law formalized and limited public participation within the newly formed river basin council, while concurrently strengthening technocratic water allocation institutions that limit the agency of smallholder water users to make agricultural land use decisions. Additionally, I find that climate change adaptation discourse is being operationalized within river basin council to legitimize these reforms, but these reforms are explicitly enrolled in agricultural development policy aimed at converting traditional agricultural systems to export-oriented production. This study contributes to the fledgling scholarship on the implications of the 2009 Water Resource Law for Peruvian agricultural communities. More broadly, my findings offer insight into how IWRM reshapes the agricultural sector, how this is situated into the continually shifting role of the state, and how these policy reforms integrate and animate climate change adaptation.

This study looks at political culture and socialisation responses to Integrated Water Resource Management (IWRM). It identifies political culture and socialisation as part of a process, the development of a political culture with specific attitudes, cognitions, and feelings towards the political system. Political culture and socialisation impart the knowledge of how to act politically, i.e. how to apply values in formulating demands and making claims on the political system. They form a connecting link between micro- and macro-politics. The study maintains that political orientations are handed down from one generation to another, through the process of political socialisation. Top-down and bottom-up influences come into play to augment a discourse on the global nature of political socialisation and the political culture of international societies with regard to IWRM and governance ideologies. It is argued that these international ideas become relevant in the national political agenda, civil society organisations and trans-national networks. The IWRM aspects of water as an economic good and a basic human right have become a two-edged sword in the South African context. The study reveals that politics stand at the epicentre of water problems, and that IWRM is a political-ethical issue which challenges power bases in many communities. The IWRM global norms of equitable, efficient and sustainable use of water resources have become a major problem in a water-scarce country burdened with economic inequalities and abject poverty. This is a pressing issue because there is an increasing demand for water to sustain the development necessary to redress the draconian ills of the apartheid past. This becomes evident in the fundamental legislative overhaul that has taken place since 1994, embracing a transformation culture that glorifies the norm of water not only as a fundamental human right, but also as a commodity that is necessary to sustain human dignity. It is here that water is politicised. Violent protests have erupted in reaction to perceived neo-liberal attempts to deny the poor their access to this resource. The political culture and socialisation responses as far as IWRM is concerned appear within fragmented lines, i.e. mainly black and poor communities embrace a culture of non-payment for services and resort to violent protests as a viable method to raise their concerns. In contrast, the white and middle-class communities manifest a tendency to form parallel local government structures; they then withhold rate payments and provide services for themselves through ratepayer associations. Finally, the study considers the South African context with regard to the manifestations of political culture, and how this influences water resources. It is evident that there is too much emphasis on politics at the expense of discussions on IWRM. Civil society organisations make very little attempt to encourage public participation in water management structures. It also appears that political elites who are disillusioned with civil society organisations tend to derail their efforts to educate the public on water management structures.
MA, Political Studies, North-West University, Vaal Triangle Campus, 2011

Water resources management has to deal with complex real life problems under uncertain framework conditions. One possibility for encountering such challenges is integrated water resources management (IWRM). However, IWRM is often understood as prescriptive manual, not acknowledging the need for adaptive solutions and capacity development (CD). These challenges demonstrate that sustainable water resources management requires transdisciplinarity, i.e. the integration of several scientific disciplines, as well as the collaboration between science and local actors. Transdisciplinarity is inherently related to CD since it facilitates collaboration and provides mutual learning and knowledge on complex interrelationships. This correlates with the evidence that CD can be seen as a key factor for water resources management (Alaerts et al. 1991, Alaerts 2009). Consequently, the objective of this thesis is to strengthen water resources management by connecting processes of IWRM and CD in a transdisciplinary sense, i.e. (i) interrelating disciplinary research within an interdisciplinary research team that collaborates with local actors, and (ii) conducting a political process for knowledge and capacity development. Based on general insights, an embedded case study in the Western Bug River Basin, Ukraine, was conducted to evaluate the concept. It is shown that CD is essential for shifting from IWRM theories towards implementation and accordingly advantages of harmonizing CD into the IWRM process are presented (Leidel et al. 2012). Next to capacity issues, also other coordination gaps were assessed. River Basin Organisations are frequently proposed as a response to the administrative gap; however, coordination efforts cannot be simply reduced by transferring tasks from jurisdictional institutions to a river basin authority, because they will always need to coordinate with organizations from within or outside the water sector (von Keitz and Kessler 2008). Thus, coordination mechanisms across the boundaries of relevant policy fields are essential. Therefore, a management framework is established linking technical development and capacity development that describes interrelations between environmental pressures and capacity and information gaps for different levels of water management (Leidel et al. 2014). The developed model-based and capacity-based IWRM framework combines model-based systems analysis and capacity analysis for developing management options that support water management actors. This is aligned with a political process for capacity development. It constitutes a boundary object for approaching cross-scale challenges that converges analyses, assessments and participation into one strategy. As concluded by Mollinga (2008), this can improve the performance of sustainable resources management by approaching transdisciplinarity. Within the model and capacity-based IWRM framework, the results of the integrated analysis are made explicit and transparent by introducing a matrix approach. Technical issues, institutional challenges, organizational and human resources development, and information needs are jointly assessed and interrelated by confronting pressures and coordination gaps on a subsystem basis. Accordingly, the concept supports a transparent decision making process by identifying knowledge and capacities required for the implementation of technical intervention options and vice versa. The method is applied in the International Water Research Alliance Saxony (IWAS) model region ‘Ukraine’. It could be shown that the approach delivers management options that are scientifically credible and also accepted by and relevant for the actors. The case study revealed that technical intervention measures for the urban and rural water management have to be jointly implemented with appropriate CD measures and an accompanying political process on (i) strengthening the institutional framework and interministerial collaboration, (ii) fitting RBM into the existing institutional framework, (iii) setting up prerequisites for realistic RBM (Monitoring, information management, legal enforcement), (iv) a revision of effluent standards and a differentiated levy system, (v) cost covering tariffs, (vi) association work. For the Western Bug River Basin (WBRB), the strengthening of the collaboration between actors on all levels has to be continued. For increasing the usability, the approach needs to be institutionalized and become more practice relevant, e.g. by extending it to a water knowledge management system. Developing a roadmap for establishing transboundary water management is a subsequent step. For strengthening future water management actors, IWRM curricula development at uni-versities in Ukraine was supported. And we developed the e-learning module IWRM-education that links interactively different aspects of water management to comprehend the complexity of IWRM (Leidel et al. 2013). The evaluation showed that participants under-stand the content, appreciate this way of learning, and will use this module for further activities. The case study showed that technical cooperation can be a facilitator for political processes and that it can support decision making in a transparent way. Yet, it also showed that IWRM is highly political process and that the developed approach cannot cover all obstacles. In summary, exploring and reducing simultaneously environmental pressures and capacity and information gaps is essential for water sector evolution worldwide. Accordingly, transdisciplinarity as a means for capacity development can support the implementation of real integrated water resources management.

Negative impacts of large-scale metal/mineral mining (LSM) on the quantity and quality of surface and ground water resources within the catchment are systematic occurrences during both mining and post-mining phases. The lack of adequate engagement by mining companies with interested and affected water resources stakeholders, makes mitigating such impacts difficult. At national scale, the legal regulation of LSM and the legal management and protection planning of water resources in LSM context are accomplished through three intersecting branches of law namely mining law, water resources law, and environmental protection law. The lack of adequate coordination between these branches of law and policies constitutes an obstacle towards reconciling competing economic profitability and socio-environmental protection. The thesis intends to test this law triptych against functional and process sustainable development-based IWRM integration indicators. The selected functional IWRM-type integration indicators consist of the planning and management of land and water resources, of surface and ground waters, and of water quality with water quantity. The selected process IWRM-type integration indicators consist of three stakeholder engagement processes namely inter-agency cooperation between water, environmental protection and mining bodies at state level, multi-stakeholder cooperation (including mining companies) at catchment level and vertical cooperation between state and catchment levels. The study of the manifestation of these indicators is conducted by comparing the South African, Western Australian and Ontario jurisdictions in general and specifically during pre-mining, mining and post-mining phases to determine whether these branches of law separately and jointly require or fail to require (i) mining, environmental protection and water resources management governmental bodies to cooperate to establish a coordinated mining/water inter-agency policy framework (ii) mining companies to engage with stakeholders to achieve integrated mine water protection and management planning, and (iii) vertical cooperation between state and catchment levels.

Agriculture based livelihoods in arid and semi-arid areas encompass limited physical resources and evolving relationships between environment, population and the state. Northwest China encounters constant socio-economic changes, changing climate, agriculture and land practices and political relations that impact the social-ecological system. This thesis investigates how policy, environmental changes and local action interact with each other and affect the livelihoods and determine the environment in the Shiyang River Basin. Focusing on increasingly severe water crisis, environment degradation and endangered livelihoods that define arid and semi-arid environment, this thesis examines local people's perceptions of and interaction with their environment and water-related interventions in the Shiyang River Basin, a typical inland arid area in Northwest China. In 12-months fieldwork, mixed methods were used including semi-structured interviews, questionnaires, group discussions and participant observation. This research explicitly applying a socio-ecological system lens shows that people's perceptions of water crises can be highly divergent, regarding access to and control over local water resources and the roles of internal and external interventions. A wide range of factors result in uneven access to resources and inequitable consequences across space and even within local communities. In the Chinese contexts, personal experiences together with geographical factor, lands area and income levels have significant impacts on villagers' water perceptions. Political trust, social capital and collective action play a key role in the understanding, implementation processes and outcomes of government-enforced water reforms at local levels. This research is the first known study to use the tools of social analysis to examine water, society and the state interactions and their consequences on governance of the irrigation commons, local livelihoods and sustainability in rural China. It shows the everyday water struggle over water control, access and economic opportunities among different water stakeholders. Although a majority of population still depend on irrigated agriculture for their livelihoods, the future of agriculture in studied basin or in China generally is uncertain as farmers migrate, the population ages and next generations become better educated and migrate to the city. This thesis enables a new perspective on the global water management debate within a context where research has stresses the natural and technocratic approaches and creates new opportunities for more effective and appropriate governance of common pool resources. Interdisciplinary understanding regarding stakeholder perceptions, water resources management and environmental change are enriched. Potential barriers and solutions are transferable to other regions and countries where water crises are accelerating due to population growth, urbanization, industrialization, agriculture and economic development, climate change and other socio-political changes.

This case study was made in Kiru Valley in the northeast Tanzania in order to study the water management to get a picture of which institutions that are involved, how conflicts are resolved, and also to see if all farmers in the area have an influence in the management. The area consists of big-scale farmers, small-scale farmers with IFAD irrigation scheme and small-scale farmers without irrigation scheme. The irrigation scheme was built in 2004 in the villages Mawemairo and Matufa. Mapea village is located downstream and has got less water after the scheme was built. The case study was conducted by semi-structured interviews with some officials at different institutions in the District, Mawemairo and Mapea and also with some farmers in Mawemairo. The results were mainly analysed with Integrated Water Resources Management approach which have been adapted by Tanzania government. Mawemairo and Matufa have established a Water Users Association (WUA) and the water management seems to work quite good for those who are members of this. But those farmers who are not members of a WUA seem to be outside of the management of the rivers in Kiru Valley. What is missing is a platform where all relevant stakeholders in Kiru Valley, like farmers, can participate in the decision-making and where conflicts can be resolved.

Groundwater is an important water resource to be used to supplement the water demand for the City of Cape Town for present and future generations. Understanding the groundwater occurrence of the Table Mountain area is very important for future groundwater exploitation and management. Apart from the sea in the west, Table Mountain is mostly surrounded by the unconsolidated sediments including the Kirstenbosch, Newlands, and Oranjezicht areas. These areas are rich in groundwater resources, like springs
some of them were utilized, others not. However, there are few studies that focused on spring resource in this area. No up to date information is available for spring resources research and relative data is lacking from local research institutions. In fact, some of the spring resources in the Table Mountain area had been extracted and been utilized for local community for many years. Data and information newly obtained from this study about such groundwater resources will help future groundwater development and management. There are at least 13 springs in the selected study area. Those springs were investigated for groundwater occurrence, because spring is an important manifestation of the underlying aquifer through which groundwater dynamics can be detected. The main objective of the study was to sketch a clear picture of groundwater occurrence and to obtain an improved understanding of how geomorphology affects groundwater flow, its manifestation and quality. Water resources management is also important because this kind of water resource can be used to help meet the water demand of this local area in the future. There is relationship between the topographical features of the Table Mountain and spring occurrence. The research area delineated is used to interpret the relationship. Hydro-geochemical analysis is carried out to indicate the chemical components of the groundwater and to understand the groundwater type and water quality of this particular area. Based on the completed analysis and interpretation of factors influencing discharge and recharge, some good results were obtained and useful information is made available for first time.

The Buriganga River has dramatically been disrupted due to extreme reduction of its water flow and encroachment of the banks and rigorous pollution due to human waste, industrial garbage and solid waste dumping. Thus Buriganga poses serious environmental threats to the Dhaka city.s sustainable environment. Using GIS tools it is revealed that the first risk to be considered is the amount of decreasing water which is putting a threat on the life of the Buriganga River as well as the whole ecosystem of the surrounding region. The second hazard is considered as decreasing vegetation due to the growing up of built up area and river land conversion to agricultural field. The Buriganga River is now highly polluted and becoming more or less dead due to dumping clinical, industrial and household wastes, industrial effluents, and discharge of oil from river vehicles. Due to the severe pollution and loss of normal flow of water, the Buriganga River effects on the environment, social and economical impacts of the surrounding area. These are the great threat and health hazard risk for the inhabitants of the nearby area. Unfortunately there is no distinct river basin committee yet, even not for all other rivers. In the National Water Policy 1999, the first term river basin management came which only defines some common issues of river problems mainly focusing on the flood. No IWRM implementation policy is practiced in the country. This research work recommends promoting a sustainable environment in the Dhaka city area and healthier life for its inhabitants. It is essential to save the surrounding river system especially the Buriganga River. An integrated river basin organization is highly necessary to implement IWRM approach to save the river. The present study reveals that governmental weak institutional setup and lack of enforcement of existing laws and policy are the main obstruct to save the Buriganga River.

Khartoum State in Sudan is subject to the erratic and intense rainfall during the short rainy season and dryness and heat throughout the rest of the year. High intensity rainstorms with a short duration have become more frequent in the area during the last two decades resulting in cities inundation and flash floods in the rural parts. On the other hand, the dry season means hot weather in the urban parts and water shortage in the rural part. Rural areas are dependent on the runoff water brought about by the seasonal streams as a source of water. For this study, Khartoum City Center and Seleit area were taken to investigate the application of water harvesting in the urban and rural areas, respectively. Accordingly, the hydrological characteristics and the specification of the potential water harvesting sites and systems were examined. For Khartoum City Center, characteristics of the drainage system were examined using ArcGIS platform. It is found that the drainage system covers 42% of the area with total capacity of 24000 m3. Daily rainfall data for urban meteorological station were used to calculate the probability and the return period of the rainfall, as well as the potential runoff. Rainfall probability of occurrence was calculated applying Gumbel distribution method for extreme events that were arranged according to the Peak-over-Threshold method. The potential runoff that could be generated from a certain rainfall was calculated using the Natural Resources Conservation Services method provided by the United States Department of Agriculture (US-NRCS). Accordingly, the curve number was calculated depending on the land use/land cover and the hydrological soil group. Consequently, the weighted curve number is found to be 94%, indicating dominant imperviousness. 13.1 mm rainfall depth produces runoff volume equal to the drainage system capacity with return period of one year; whereas more than four folds the drainage system capacity is produced by 30 mm rainfall depth that is considered the threshold for raising flood hazard. Six potential sites for roof rainwater harvesting were selected. Accordingly, it is found that, the application of roof water harvesting in 18% and 72% of the commercial and business district buildings can accommodate the runoff resulting from the 13.1 and 30 mm rainfall depth, respectively. Hence, impounding rainstorm water would help managing the urban runoff water, and consequently, the stored water could be used for making more green areas that will enhance the urban environment. Three watersheds of ephemeral streams (wadi), namely Wadi El Kangar, Wadi El Seleit, and Wadi El Kabbashi make up Seleit area. Distinct maps were prepared in ArcMap for the calculation of the potential runoff and the specification of the appropriate water harvesting sites and systems. The Wadis watersheds areas are found to be 540, 344 and 42 km2 for Wadi El Kangar, Wadi El Seleit and Wadi El Kabbashi, respectively. Daily rainfall data of rural meteorological station were classified into three groups representing the soil dry (AMCI), moderate (AMCII), and wet (AMCIII) moisture conditions; the respective CNI, CNII, and CNIII values were calculated accordingly. The weighted CN values indicate high runoff potential within the three soil moisture conditions. Accordingly, the rainfall thresholds for runoff generation for AMCI, AMCII and AMCIII conditions are found to be respectively 18.3 mm, 9.1 mm and 4.4 mm for Wadi El Kabbashi and 22 mm, 11 mm and 5 mm for both Wadi El Seleit and Wadi El Kangar. El Kangar dam subwatershed was used for calibrating the potential runoff calculated by the NRCS method. Since the Wadis are ungauged, Google Earth and GIS platforms were used to calculate geometrically the volume of the dam reservoir water for three years. This volume was compared to the annual runoff calculated by the NRCS method. Consideration to different factors was made to locate the potential water harvesting sites. Accordingly, water harvesting systems for fodder and crop plantation; sand storage surface or subsurface dams; or groundwater recharge, were specified. The socio-economic study revealed that the financial capacity, if any, of the villagers is very limited. Thus, the financial source for the construction of the suggested potential water harvesting or the rehabilitation of the existing ones is questionable. Hence, other potential financial sources are needed to help executing water harvesting projects in the region, e.g. Khartoum State Government. Applying water harvesting in Seleit area is found to be promising. Improving the livelihood of the villagers by applying runoff water harvesting could assure better water accessibility, better income generation from farms production, and allocation of time for other activities, e.g. education. This would be reflected in reduced migration to nearby cities and stabilized market supply of agricultural and animal products. Therefore, the development of the rural part is of great benefit to the development of Khartoum State, as long as the interdependency and mutual benefit between the rural and urban areas, represented by the local food and labor market, remain exist.

La risorsa acqua in zone semi-aride è sottoposta a un'estrema variabilità climatica nello spazio e nel tempo. La gestione della risorsa acqua è quindi soggetta a un insieme di sfide quando i vincoli naturali vengono uniti agli effetti indotti da attività umana come per esempio l'aumento dello sfruttamento dell'acqua di sottosuolo, cambiamento dell'uso del suolo e presenza di infrastruttura mista. Si spera che il cambiamento climatico e l'attività risultanti dallo sviluppo economico, a corto termine aumentino la pressione su un sistema ormai sensibile. Se pianificato e gestito correttamente, lo stoccaggio dell'acqua, nelle sue varie forme, funge come un meccanismo di controllo della variabilità climatica e può potenziare la capacità adattiva. Lo uadi Merguellil è un corso d'acqua a carattere non perenne al centro della Tunisia, più specificamente a est della città di Kairouan. Il Merguellil drena la pioggia sulla dorsale Tunisina insieme al uadi Zeroud e Nebhana, ed è tra i principali fiumi che scorre sulla piana di Kairouan. Lo stoccaggio dell'acqua nel bacino assume diverse forme come i laghi collinari, i terrazzi, acqua di sottosuolo e una diga. Alcune delle opzioni per lo stoccaggio dell'acqua sono state costruite per preservare la risorsa acqua, mantenere la popolazione rurale e mantenere l'equità tra le zone a monte ed a valle ma solitamente non è mai stata fatta un'analisi comprensiva dei "trade-offs" coinvolti in tali sviluppi. Anche se la ricerca è sviluppata in questa zona, finora nessuna analisi ha cercato di combinare le dinamiche del sistema idrologico con scenari gestionali. L'analisi di scenari gestionali consente ai decisori di valutare delle alternative di pianificazione e può incrementare positivamente la loro abilità di creare delle politiche che si basino sulle necessità fisiche ma anche sociali di un particolare sistema. Questo lavoro è un primo passo verso un Sistema di Gestione Integrata della Risorsa Idrica (inglese: IWMR) capace di mettere in prospettiva strategie future su diverse scale. L'uso di uno strumento metodologico illustra le sfide associate nell'affrontare questo compito. In questo caso, un modello WEAP (Water Evaluation and Planning System) è stato sviluppato in collaborazione con partners Tunisini in modo da integrare le conoscenze su processi fisici e valutare diverse tendenze come l'aumento dell'irrigazione o il cambio di alcuni aspetti climatici. Lo strumento ora è disponibile ai ricercatori locali dove potrà essere sviluppato ulteriormente a fine di indirizzare domande più specifiche. Questo lavoro focalizza lo stoccaggio dell'acqua per poter evidenziare le interazioni dinamiche tra le diverse opzioni di stoccaggio nella zona di studio e valutare i "trade-offs" tra di esse. I risultati iniziali dimostrati in questo lavoro sono: - Se lo sfruttamento degli acquiferi fosse ristretto ai livelli delle loro ricarica, la domanda d'acqua dei diversi utilizzatori non sarebbe soddisfatta al 25% dei livelli di consumo attuale. - La tendenza di incremento dell'agricoltura di irrigazione crea un impatto più accentuato nelle risorse di sottosuolo di quello creato da un'ipotetica riduzione della piovosità all'85% - L'aumento del numero di laghi collinari riduce la quantità d'acqua che arriva a valle, allo stesso tempo aumenta la quantità d'acqua "persa" per evaporazione.

This dissertation examines some of the strengths and weaknesses in basin level governance particularly as it relates to three current policy priorities: adaptive governance, international frameworks for response to natural and man-made disasters, and resilience in integrated water resources management. While these priorities are well-established in the academic and policy literature, in practice the ability to implement them at multiple levels has proven challenging. Though my dissertation highlights these challenges using case studies of European river basins, the observations and lessons for improving integrated management at multiple levels of governance, in multiple sectors, and among various actors are more broadly relevant to other natural resource governance settings. The first paper of this dissertation explores adaptive governance in the Tisza sub-basin, considering both constraints and policy options for strengthening adaptive governance at the sub-basin level. The Tisza is the largest sub-basin to the Danube River basin, and faces increasing pressures exacerbated by climate change. The Tisza countries have experienced challenges with managing climate change adaptation in a nested, consistent, and effective manner pursuant to the European Union Water Framework Directive. This is due, in part, to inefficiencies in climate change adaptation, such as weakened vertical coordination. This paper examines the conceptual domains relating to adaptation in international governance, and adaptation in transboundary water management in particular, with a focus on multilevel governance. International laws and policies governing transboundary waters in the Danube basin and Tisza sub-basin are reviewed. Using interviews and document analysis, the paper highlights challenges to adaptation in the Tisza sub-basin, including policy, fiscal, institutional, and capacity. The paper concludes with an exploration of possible policy options for sub-basin management, such as the development of a sub-basin commission, the establishment of a permanent Tisza expert group to be housed at and coordinated by the ICPDR, the use of new or existing bilateral treaties, and designing a framework for managing the Tisza. The second paper analyzes the transition in international frameworks of response to natural and man-made disasters as incorporated and integrated at multiple levels of governance. It begins with a discussion of the distinctions between so-called “natural” disasters and “man-made” accidents, how and why they are treated differently, and how recent developments in international law and practice are raising questions about the merits of these historic distinctions. Anthropogenic climate change drives more extreme and sometimes cascading disasters that require complex and overlapping types of response; it is argued that the distinctions in response to natural and man-made disasters are counterproductive, outdated, and ultimately flawed. The paper examines the policy and institutional frameworks governing response to natural disasters and man-made accidents in the Danube River basin and Tisza River sub-basin. Using expert interviews and legal and policy analysis, it then explores the differences in how natural disasters and man-made accidents are monitored and how they are responded to. The paper concludes with an analysis of the implications of transitioning policies toward a more holistic framework for response, regardless of whether the cause is natural, man-made, or (as is increasingly the case) some combination. The third paper advances the concept of a new approach – resilient IWRM – and how this approach can be applied to the management practices of the Danube and Rhine River basins and other river basins around the world. Using the Sendai Framework for Disaster Risk Reduction, the leading framework for resilience, and supported by expert interviews, the paper analyzes what resilience measures have been addressed, and what gaps remain in the basin management frameworks of the Danube and Rhine River basins. The paper concludes with a discussion of the current constraints in the resilient IWRM framework of the Danube and Rhine River basins, in addition to options for overcoming these challenges. This dissertation concludes with a discussion of crosscutting dimensions of analysis, specifically the challenges faced in integrating climate change adaptation, response to natural and man-made disasters, and resilience into multiple levels of water governance. While these conceptual elements are well-established, the ability to operationalize these elements has proven difficult from multiple perspectives highlighted in this dissertation. The difficulties suggest a more nuanced and pragmatic approach to both their framing and their operationalization.

The availability and management of water resources is a global issue, this is particularly true in countries with limited water resources, such as Palestine, which falls under the Water Stress Line (1000 m3/person/year)1. Palestine has operated under an -unstable political, economic and social conditions for more than six decades. This uncertainty has resulted in mismanagement, inefficient institutions and the over-xploitation of water resources. The main aim of this study was to produce socioeconomic indicators based on the water tariff structure in order to be pro-poor and to enable water utilities to cope with uncertainties. The study s recommendation is for a flexible, pro-poor and socially acceptable tariff structure have been based on empirical work and socio-economic data which has been collected by rigorous research and reinforced with case studies. Initial results based on a pilot survey showed that there was a 33% increase in the revenue of the water supplier equivalent to 13% of the total water costs and an increase in the number of beneficiaries that paid their bills ranging from 10.5% to 38.6%. If applied at national level, the model application based on current socioeconomic data would have a wide positive socio-economic impact in reducing poverty, financial equality, social security and reduction of the effect of uncertainties. The reform of the existing legal and institution framework are a prerequisite for the application of this kind of model. Institutional and legal reforms coupled with the application of this model, would produce a dynamic water pricing policy as part of the efforts to have an integrated water management and would serve as a tool for the national goal of poverty alleviation and food security.

Purpose of the study is to examine the relationship of ruminative tendency, internal working models of attachment (Self-Model and Other-Model) and help seeking attitudes (Positive Beliefs and Negative Beliefs) with psychological symptoms among the university students. In scope of the current research, the mediation role of rumination in the relationship between internal model of self and psychological symptoms was examined. By applying convenient sampling procedure, six hundred and ten university students were included into the current study from 9 different state universities in Ankara and Istanbul. Turkish version of Relationship Questionnaire (Bartholomew &
Horowitz, 1991), Relationship Scale Questionnaire (Griffin &
Bartholomew, 1994), Brief Symptom Inventory (Derogatis, 1992), Ruminative Response Scale (Nolen-Hoeksema &
Marrow, 1991) and Attitudes toward Seeking Psychological Help - Shortened (Tü
rkü
m, 2001) were delivered to the university students at university campuses. Multiple regression analyses were implemented to evaluate the research hypotheses. The results revealed that rumination, internal model of others, and negative beliefs about psychological help significantly predicted the increase in psychological symptoms of Turkish university students. Positive beliefs about psychological help did not relate to psychological symptoms of university students for the current set of data. In addition to this, rumination mediated the relationship between internal model of self and psychological symptoms of university students. The research findings were discussed by relying on the previous research premises.

Este artículo explora el proceso de bricolaje institucional que se desarrolla en una comunidad nativa y que conduce a la creación de una comisión de regantes. A partir de una revisión histórica, se identifican las dinámicas de préstamo de arreglos previos, como relaciones familiares o modalidades de reunión, para dar sentido a nuevos marcos institucionales promovidos por proyectos de desarrollo, como el trabajo cooperativo o el pago de una tarifa por el uso del agua. El argumento sostiene que se trata de un proceso de alteración institucional, dado que no conduce a la creación de un nuevo organismo cualitativamente distinto sino que reproduce lógicas y acuerdos previamente establecidos.
This article explores the institutional bricolage process developed in a native community, which derives in the creation of a water user’s association. Based on a historical review, the article identifies the borrowing dynamics from previous arrangements, such as family relationships and meetings, in order to make sense of the new institutional frameworks promoted by development projects, such as cooperative work and the payment of a water tariff. The argument proposes that this is a process of institutional alteration, because it does not led to the creation of a qualitatively different organism, but rather it reproduces previously stablished logics and agreements.

Management of water bodies according to their river basinsis becoming increasingly common, as the concept of IntegratedWater Resources Management (IWRM) is getting more and moreacknowl-edged. In Europe, a large portion of these“new”management units will probably be internationalor transboundary. Decisions and policies consideringtransboundary water issues need to be based on reliable andcomprehendible information. In this thesis, a review of variousexisting models that may be used for understanding the role anduse of information in (transboundary) water management ispresented. Further, the thesis reports on an assessment of theinformation management of three transboundary water regimes inEurope, namely the international water commissions for LakeNeusiedl, Lake Constance and Elbe River. Besides examining theinformation management of the regimes as such, the managementwas also related to information needs implied by the IWRMcon-cept and by the EU Water Framework Directive (WFD). Thereviewed models and approaches were grouped into threecategories: information management models, information cyclemodels and communication between actors. The first categorycomprised models that may be used for managing and assessingdifferent types of information. The second group dealt withmodels explaining the production and communication ofinformation predominately from an information producer/senderperspective. The third group focused on ideas concerninginteractions and communication of information between differentkinds of actors. The studies on information management intransboundary water regimes showed that the information needsand strategies often were defined primarily with watercommissions’own needs in mind. The data collected by thecommissions were predominated by monitoring data, describingthe status of the environment and the impact caused by humanactivities. Furthermore, any communication of information toother groups of actors was mainly done through passivechannels. The information management in these transboundarywater regimes was not fully in accordance with informationneeds implied by the IWRM concept and the EU WFD.

Keywords:Integrated Water Resources Management (IWRM);transboundary water management; information; EU Water FrameworkDirective (WFD); regimes; policy and decision making; LakeNeusiedl; Lake Constance; Elbe River.

La Ley de Recursos Hídricos (No 29338) de 2009 transformó el marco normativo e institucional del sector hídrico en el Perú hacia un enfoque en la Gestión Integrada de Recursos Hídricos (GIRH). Este cambio fue significativo después de 40 años de vigencia de la ley anterior que priorizaba el uso agrícola del recurso hídrico. A través de un análisis del marco normativo actual y la institucionalidad existente combinado con una mirada a las relaciones históricas entre la burocracia hídrica del Estado y la sociedad peruana, este artículo argumenta que la institucionalidad del agua contemporánea refleja la persistencia de una cultura tecnocrática basada en la ingeniería y la manipulación y control de la naturaleza que predominaba al nivel global en el siglo 20. El trabajo muestra como la burocracia hídrica actual en el Perú ha consolidado su autoridad sobre el agua a través de la asimilación y desarrollo de una variante de la GIRH que prioriza el establecimiento de derechos formales al agua, el reconocimiento del valor económico del recurso hídrico, y un creciente enfoque en la eficiencia del uso del agua.
The 2009 Hydrologic Resources Law (Law 29338) shifted the legal and institutional framework in Peru’s water sector toward a focus on Integrated Water Resource Management (IWRM). This change formally ended the explicit prioritization of water for agricultural uses that had prevailed for four decades under the prior legal regime enacted during the nation’s agrarian reform. This article combines analysis of Peru’s current legal and institutional setting for water management with examination of the historical dynamics betweenthe state water bureaucracy and Peruvian society to argue that the existing arrangements for water governance reflect the enduring influence of an engineer-led technocracy rooted in the high-modernist approaches of the 20th century. The article illustrates how the state bureaucracy has consolidated centralized authority over the water sector through assimilation and adaptation of the IWRM paradigm and the development of a water regime that prioritizesthe formalization of water rights, recognition of the economic value of water, and water-use efficiency.

Esta Tese tem como objetivo avaliar, a partir da avaliação do ciclo de vida, a participação de diferentes atores na construção de sistemas sustentáveis de gerenciamento integrado de resíduos sólidos urbanos (RSU) para fins de apoio à tomada de decisão na escolha de cenários futuros de gerenciamento. Participaram da pesquisa atores vinculados profissionalmente ao órgão municipal gestor de resíduos e outros técnicos externos que tinham vínculo com a área ambiental e de gestão de resíduos. Através de técnicas estruturadas, os atores foram convidados a construir cenários futuros, utilizando como base o cenário atual e definindo opções de coleta, de tratamento e de destinação final; bem como na definição de pesos a serem adotados na ponderação dos indicadores e subíndices de sustentabilidade. A metodologia desenvolvida foi aplicada ao sistema de gerenciamento de RSU da cidade de Porto Alegre, adotando-se os dados e informações referentes ao ano de 2011. O inventário do ciclo de vida (ICV) foi realizado pelo programa computacional IWM-2. Foram calculados indicadores e subíndices ambientais, econômicos e sociais para a avaliação de impacto do ciclo de vida (AICV), sendo calculado um índice de sustentabilidade geral utilizado para hierarquização do cenário atual e dos construídos. O estudo realizado permitiu demonstrar que os cenários construídos com participação exclusivamente dos atores do órgão municipal apresentaram maior nível de coleta diferenciada, maior cobertura da coleta automatizada, maior participação do processo de compostagem como forma de tratamento e uma menor disposição de rejeitos em aterro sanitário. A digestão anaeróbia aparece como opção de tratamento nos cenários montados pelos dois grupos (atores do órgão municipal e todos os atores). Os dois grupos mostraram rejeição à tecnologia da incineração, tanto na montagem inicial dos cenários quanto na hierarquização desses com base na percepção pessoal de sustentabilidade dos mesmos. O cenário construído com a visão otimista de todos os atores resultou no melhor desempenho para os subíndices de sustentabilidade ambiental e social; ficou, porém com o pior desempenho econômico (maior custo unitário entre todos os cenários). Já o cenário construído com a visão otimista dos atores do órgão municipal teve o melhor desempenho econômico, ficando em terceiro nos critérios ambiental e social. Utilizado o índice de sustentabilidade geral, calculado com a ponderação dos pesos atribuídos pelos atores aos subíndices (ambiental, econômico e social), o melhor desempenho geral foi do cenário construído pelos atores municipais. Conclui-se ainda que, quando são montados cenários futuros de gerenciamento de RSU, as tecnologias de coleta automatizada e diferenciada, os tratamentos de compostagem, a digestão anaeróbia, o CDR (combustível derivado de resíduos) e a incineração devem ser consideradas e avaliados, sendo a ferramenta de AICV apropriada para apoio à decisão na escolha de modelos sustentáveis.
This thesis aims to evaluate, through life cycle assessment, the participation of different stakeholders in building sustainable integrated municipal solid waste (MSW) management systems to provide decision-making support in the choice of future MSW management scenarios. Participant stakeholders were professionally linked to the municipal solid waste authority and other external experts who were linked with the environmental subjects and solid waste management. Through structured techniques stakeholders were asked to build future scenarios, using as a basis the current scenario, and setting options for the MSW collection, treatment and disposal, and the definition of weights to be adopted in the weighting of indicators and sub-indices of sustainability. The developed methodology was applied to the MSW management system of the city of Porto Alegre, adopting the data and information relating to the year 2011. The software IWM-2 was used in order to get the life cycle inventory (LCI) data. Environmental, economic and social indicators and sub-indices were calculated for life cycle impact assessment (LCIA). An overall sustainability index was calculated and used to ranking current and constructed scenarios. The study has demonstrated that scenarios constructed exclusively with the participation of municipal authority stakeholders showed higher level of origin separate collection, greater coverage of automated collection (containerization), greater participation of composting treatment process and a lower waste disposal into sanitary landfill. Anaerobic digestion appears as an option to be used in the settings assembled by the two groups (municipal stakeholders and all stakeholders). The two groups of stakeholders showed rejection of incineration technology, both in the initial assembly and in the hierarchy of these scenarios based on personal perception of thereof sustainability. The scenario built with the optimistic view of all stakeholders resulted in better performance for the environmental and social sustainability sub-indices, however, with the worst economic performance (higher unit cost between all scenarios). The scenario built with the optimistic view of the municipal authority stakeholders had the best economic performance, ranking third in the environmental and social criteria. The overall sustainability index, calculated trough weighing of the weights assigned by the stakeholders to the sub-indices (environmental, economic and social), showed that the best overall performance of all scenarios was the municipal authority stakeholders scenario. We also conclude that, when future scenarios are mounted, MSW management technologies for segregated and container collection, treatments as composting, anaerobic digestion, RDF (Refuse Derived Fuel) and incineration should be considered and evaluated; and that the LCIA tool is appropriated for decision-making support in order to get sustainable MSW systems.

The purpose of this study is to revise the Department of Water Affairs and Forestry's (DWAF's) current Integrated Environmental Management (IEM) procedure and to develop an Environmental Management Framework (EMF), so as to ensure that the environment is considered in a structured, formal manner at each decision-making stage of the projects development business process. The proposed EMF provides process diagrams that align the IBM principles, the environmental assessment and management tools, and the engineering business process with the project life cycle approach for DWAF's water sector functional areas. Key decision-making points are introduced to the business process to ensure that all the specific requirements have been met before continuing to the next engineering stage of the business life cycle. Auditing nodes were identified within the life cycle approach and complement the decision-making points and strengthen the evaluation of environmental compliance and performance. These process diagrams is designed to prompt development planners and implementers to consider the environment at all stages of the business life cycle and practice sound environmental management. The EMF is based on international best practice and follows the Deming model philosophy as well as principles and elements of an environmental management system. The EMF must be an integral part in the way the department conduct its business and not seen as an ad hoc function and the duties of the environmental officer. To conclude, the EMF is the building block and interim management plan for an appropriate environmental management system in the future and the first step towards business excellence for the Department of Water Affairs and Forestry.
Thesis (M.Sc. (Geography and Environmental Studies))--North-West University, Potchefstroom Campus, 2005.

Dans le cadre de l’évaluation multicritère des systèmes en protection intégrée contre les adventices (PIC-Adventices), cette étude a eu pour objectif d’étudier l’impact de la combinaison de pratiques alternatives à l’usage d’herbicides sur les émissions de N2O par les sols. L’étude a été conduite sur quatre systèmes de culture, un système de référence en agriculture raisonnée (S1) et trois systèmes PIC-Adventices (S2, S3, S5), sur le site expérimental Dijon-Epoisses (47°20'N, 5°2'E). La mise en place de dispositifs de mesure à haute résolution, alliant la méthode des chambres d’accumulation de gaz en surface du sol aux analyses de gaz par infrarouge, a permis d’estimer l’intensité des émissions de N2O pour les sols argilo-calcaires caractéristiques de la plaine dijonnaise, avec des flux moyens compris entre -6 et 257 g N-N2O ha-1 jour-1. Cette intensité s’est avérée étroitement liée à certains paramètres environnementaux (température, part de porosité occupée par l’eau, teneur en azote), et certaines pratiques agricoles, induisant des différences significatives entre les systèmes. Les émissions de N2O ont notamment été affectées par le mode de gestion des sols et la nature des cultures constituant la succession de chaque système. L’absence de travail du sol depuis 2008 dans le système S2 s’est traduite par une amplification des émissions de N2O d’un facteur multiplicatif d’au moins six par rapport aux autres systèmes pour l’année 2012. Par ailleurs, ces émissions équivalentes à 0.7 t C-CO2 ha-1 pourraient avoir compensé la séquestration de carbone additionnelle induite par le travail réduit du sol pendant la période de mesure. De la même manière, la dégradation des résidus de culture légumineuse, dans les systèmes S3 et S5 ont respectivement stimulé les émissions de N2O en 2011 et en 2012, en comparaison avec le système de référence S1. Par ailleurs, le suivi mensuel de la taille des communautés microbiennes du sol a également permis de mettre en évidence une variabilité temporelle liée aux pratiques culturales (travail du sol, récolte), en plus de la variabilité saisonnière. En revanche, dans cette étude les variations de taille des communautés microbiennes nitrifiantes et dénitrifiantes ne sont pas apparues comme un facteur d’explication de la variabilité des émissions de N2O, quel que soit le système. Enfin, l’approche par la modélisation des émissions de N2O sur les quatre systèmes, à l’aide des modèles NOE et DNDC, a permis d’identifier les principaux facteurs de régulation de ces émissions. De surcroît, le modèle NOE a bien identifié le système de culture S2, sans travail du sol, comme étant le système le plus émetteur de N2O, conformément aux observations de terrain. Cette étude renforce donc la pertinence de la modélisation pour estimer et analyser les émissions de N2O dans différents systèmes de culture
In the context of the multicriteria evaluation of Integrated Weed Management (IWM) cropping systems, our study highlights the impacts of the combination of alternative agricultural practices to herbicide reliance on N2O emissions from soils. The study was located at the INRA experimental site of Dijon-Epoisses (47 ° 20'N, 5 ° 2'E) and considered 4 cropping systems, a reference system designed to maximize financial returns (S1) and three IWM systems (S2, S3, S5). The setup of high resolution measuring devices, combining the non-steady state chamber method with infrared gas analysis, allowed to estimate the intensity of N2O emissions from the calcareous clay soil, which is specific of Dijon plain, with average fluxes laying between -6 and 257 g N2O-N ha-1 day-1. The intensity of fluxes was closely related to environmental parameters (temperature, water filled pore space, inorganic N amount) and particular agricultural practices, leading to significant differences between systems. N2O emissions were notably affected by soil management and nature of crops. The conversion of S2 system to no-till in 2008 increased the N2O emissions, fluxes being at least 6 times more important than those emitted by the other cropping systems, during the year 2012. Moreover, these emissions, equivalent to 0.7 ha-1 C-CO2 ha-1, could have offset the soil additional carbon sequestration induced by reduced tillage during the studying period. Similarly, the degradation of legume crop residues in the S3 and S5 systems respectively enhanced N2O emissions in 2011 and 2012, by comparison with the S1 reference system. Elsewhere, the monthly monitoring of the soil microbial communities sizes has also helped to highlight temporal variability induced by the agricultural practices (tillage, harvest) as well as the seasonal variability. However, in this study the fluctuations of nitrifying and denitrifying communities sizes observed did not explain the variability of N2O emissions, whatever the considered cropping system. Finally, the modeling of N2O emitted from the 4 cropping systems, using NOE and DNDC models, allowed to identify the mains factors regulating the emissions. In addition, the NOE model accurately identified the S2 system, without tillage, as the most N2O emitter, in accordance with field observations. Thus, our study reinforces the relevance of modeling to estimate and explain N2O emissions in different cropping systems

Le delta du sénégal est un espace relais entre le sénégal et la mauritanie. Il fait partie d'un hydrosystème, la vallée du sénégal, qui prend sa source dans la zone guinéenne à pluviométrie très importante. cette ressource partagée par plusieurs états (sénégal, mauritanie, mali, guinée) assure une alimentation pérenne en eau douce d'un espace situé entre le sahel, le ferlo et l'océan atlantique, où la présence de l'eau a toujours constitué une opportunité de développement. ainsi, depuis l'aof (afrique occidentale française)jusqu'à la mise en place de l'omvs (organisation pour la mise en valeur du fleuve sénégal), les projets de développement s'y sont multipliés.historiquement, le delta du sénégal a été la cible prioritaire de tentative de développement qui se sont soldées, la plupart du temps, par des échecs, car la mise en valeur ne pouvait se faire que dans le cadre d'une domestication complète de l'eau, acquise seulement à partir de 1985 (barrage de diama)et de 1987 (barrage de manantali). ces grands ouvrages hydraulique ont permis une régulation annuelle de l'eau douce, en modifiant le rythme naturel de crue et de décrue qui animait l'hydrosystème et les activités socio-économiques. aussi,de par ses potentialités (eau, tourisme, débouché vers la vallée du sénégal, terre rizicultivables, etc.), le delta du sénégal est-il devenu un espace convoité, autant par les états qui se le partagent (mauritanie et sénégal) que par les collectivités locales (commune de saint-louis, ross béthio, richard toll, communautés rurales de mpal, gandon, ronq) qui l'animent. pour l'état du sénégal, le delta est donc un espace essentiel au développement du pays qui passe par la réduction des importations de riz (autosuffisance alimentaire). c'est aujourd'hui une tête de pont d'un développement endogène de l'afrique de l'ouest.dans ce contexte, cette thèse vise d'abord à montrer que le cadre de gestion actuelle du delta n'est pas favorable à un développement économique homogène et maîtrisé, prenant en charge toutes les structures (approche structurale) en présence (ethniques, politiques - inter et intra étatiques-, sociales etc.). aussi, une nouvelle approche est à déployer dans le bas delta à travers l'opérationnalisation de la gestion intégrée des ressources en eau (gire) ainsi que la mise en place dune plate-forme de connaissances pour la gestion de l'eau (s.i.g., chorèmes, indicateurs, benchmarking, etc.). cette approche d'essence systèmique et multiscalaire (la gire) devrait permettre une meilleure exploitation/répartition des ressources hydrauliques, une meilleure productivité économique pour la sécurité en eau et, par extension, la sécurité alimentaire du sénégal (pour l'alimentation en eau potable, l'agriculture, l'élevage, la pêche, l'hydro- éléctricité, l'ouverture vers le marché mondial, etc.) ainsi qu'une meilleure articulation du global et du local dans la gouvernance de cet espace. le début de domestication a entraîné de profonds changements dans le bas delta. le territoire se recompose (arrivées de nouvelles populations pour sa mise en valeur). les pratiques agropastorales se modifient : passage d'une exploitation extensive par plusieurs ethnies - wolof, peulhs, toucouleurs, maures - et une pluri activité - agriculture, élevage, pêche -, à une exploitation intensive des ressources naturelles (agriculture irriguée, etc.) et à une urbanisation mal contrôlée, etc. dans ce cadre, cette thèse vise à montrer que pour bien gérer les ressources naturelles (eau, terre, biomasse), il faut considérer les structures ethnologiques et anthropologiques traditionnel qui ont construit un territoire (le bas delta) sur un modèle intégré. en effet, un modèle de gestion collective de l'espace et des ressources naturelles a été anciennement développé. ce modèle prenait en compte autant les organisations internes des différents groupes ethniques en présence que leurs projections territoriales.

Jusqu’à un passé récent, l'eau était considérée comme abondante et inépuisable, et une mobilisation accrue était la réponse donnée à l’augmentation des besoins liés à l’augmentation de l’activité anthropique. Néanmoins, avec l’apparition des conflits d’usage, l’idéologie techniciste a été remise en cause et a laissé place à des modèles plus intégrés de gestion. La GIRE et la mise en place d’organisation de bassin sont donc devenus des impératifs de la bonne gouvernance du secteur de l’eau, largement promus par les « entrepreneurs internationaux de politique ». Le Maroc, en 1995, a mis en place une réforme globale du secteur de l’eau basée sur ces deux principes, et qui a abouti à la création d’agence de bassin. Deux décennies après, l’articulation du cadre juridique et institutionnel du secteur parait inefficiente. Les contraintes liées à des dépendances au sentier et à l’environnement institutionnel ont en effet, largement façonné les Agences créant un fossé important entre le « Modèle Agence de bassin » et sa traduction marocaine. L’analyse de l’action de l’Agence dans le bassin fermé du Tensift révèle que le pouvoir de celle-ci est dilué en faveur des autres secteurs qui maintiennent leurs prérogatives historiques sur la ressource. Il est de plus retenu au niveau central, par le ministère de tutelle. Devant les enjeux économiques et politiques qui s’opèrent au niveau du bassin, et qui limitent sont champs d’action, l’Agence est contrainte à un laisser-aller, qui est en soit une forme de gestion de la demande qui laisse opérer une 'sélection naturelle' porteuse d'inégalités et de risques sociaux ainsi que de dégradations environnementales accrues
Until recently, water was considered abundant and inexhaustible, and increased mobilization was the answer given to the increased needs related to the increase in human activity. Nevertheless, with the emergence of use conflicts, the technicist ideology has been called into question and has given way to more integrated models of management. IWRM and the establishment of basin organization have therefore become imperatives of good governance of the water sector, widely promoted by "international policy entrepreneurs". Morocco undertook a comprehensive reform of the water sector in 1995, based on these two principles, which led to the creation of a basin agency.Two decades later, the articulation of the legal and institutional framework of the sector seems inefficient. The constraints related to path dependencies and the institutional environment have, in fact, largely shaped the Agencies creating an important gap between the "Basin Agency Model" and its Moroccan translation. The analysis of the Agency's action in the Tensift Basin reveals that its power is being diluted in favor of other sectors that maintain their historic prerogatives over the resource. It is moreover retained at the central level, by the ministry of supervision. Facing the economic and political stakes that operate at the basin level, and which limit its fields of action, the Agency is forced to ‘laisser- aller’ attitude, which is in itself a form of demand management that allows to operate a 'natural selection' carries inequalities and social risks as well as increased environmental degradation

L’objet de la thèse est d’évaluer la pertinence de l’approche participative comme outil-levier pour une gestion locale mieux partagée et durable des ressources en eau autour du lac de Guiers au Sénégal. Unique lac d’eau douce d’importance du pays, implanté dans une zone semi-désertique de la région écologique sahélienne, le lac de Guiers est très convoité par plusieurs types d’usages. Il est considéré, au plan national comme au plan local, comme une source vitale d’approvisionnement en eau potable des régions proches et de grandes villes une ressource stratégique pour le maintien de l’autosuffisance alimentaire ainsi qu’un moteur de développement économique pour les communautés villageoises agro-pastorales. La démarche méthodologique retenue est de type « bottom-up », partant du diagnostic de terrain du cas du lac de Guiers. Elle s’appuie sur des entretiens et enquêtes par questionnaires auprès des gestionnaires et des usagers de l’eau du lac, une analyse des jeux d’acteurs dans un cadre institutionnel en évolution et l’analyse des dynamiques spatiales de répartition des usages de l’eau. Ce diagnostic montre dans quelle mesure l’approche participative prônée dans les stratégies et plans de gestion de l’eau du lac de Guiers est effectivement mise en œuvre et vient renforcer la participation des usagers de la ressource en eau pour parvenir à une gestion mieux partagée et durable de celle-ci. L’approche participative n'est fonctionnelle que si le cadre de gestion s’inscrit dans une démarche globale de gestion concertée et intégrée dans laquelle tous les usagers et les acteurs gestionnaires sont co-gestionnaires de la démarche.De plus, l’approche participative reste souvent difficile à organiser. Cette difficulté est d’autant plus forte que l’étendue géographique est grande, et qu’il s’agit de faire participer tous les usagers et acteurs gestionnaires concernés à toutes les échelles avec des intérêts parfois contradictoires. Par ailleurs, la thèse révèle que l’accroissement de l’implantation d’activités économiques sensées profiter à la région conduit à des effets pervers qui vont à l’encontre des objectifs des plans de gestion : baisse de la qualité de l’eau et des quantités disponibles (pollution causée par les rejets des agro-industries et augmentation des volumes de prélèvement).Toutes les séries d’actions engagées constituent des dépenses pour les acteurs gestionnaires (maintenance des infrastructures, contrôle des prélèvements, lutte contre la pollution etc.). Dans ce domaine, la thèse recommande que la gestion de la ressource en eau du lac prenne en compte cette dimension déterminante, en développant de nouveaux outils de gestion correspondant à la valorisation économique de l’eau et en créant un Observatoire, outil intégrateur de son avenir durable. Ceci est une condition sine qua non pour une amélioration des conditions de vie des riverains. La thèse confirme, à travers le cas du lac de Guiers, la pertinence des théories de l’approche participative pour accompagner et aider ses acteurs gestionnaires dans leur appréhension et leur organisation du système de gestion
The aim of the thesis is to evaluate the relevance of the participatory approach as a leverage tool to achieve a better shared and sustainable local management of water resources around lake Guiers in Senegal. It is the only freshwater lake of importance in the country. Located in a semi-desert zone of the Sahelian ecological region, lake Guiers is coveted by several types of uses. It is considered both nationally and locally as a vital resource for drinking water supply in nearby regions and large cities as a strategic resource for maintaining food self-sufficiency, as well as being a vector of economic development of the agro-pastoral village communities.The methodological approach adopted is the "bottom-up" approach, starting from field diagnosis of the case of lake Guiers. It is based on interviews and questionnaire surveys with managers and users of the lake’s water, an analysis of the sets of actors in an evolving institutional framework and the analysis of the spatial dynamics of distribution of the uses of the lake’s water. This diagnosis demonstrates the extent to which the participatory approach advocated in the water management strategies and plans of lake Guiers is effectively implemented and strengthens the participation of water resource users in order to achieve a better shared and sustainable management of this water resource.The participatory approach is functional only if the management framework is part of a comprehensive, collaborative and integrated management approach in which all users and managers are involved in the decision-making process (co-management). Furthermore, the participatory approach is often difficult to organize. This difficulty increases when the geographical scope is large and the aim is to involve all the users and managers concerned at all levels with sometimes contradictory interests. Moreover, the thesis reveals that the increase in the implantation of economic activities that are supposed to benefit the region leads to perverse effects that run counter to the objectives of the management plans: a drop in water quality and of the available quantities (pollution caused by discharges from agro-industries and increased collection volumes). All the series of actions (services) involved imply expenditures for the management actors (maintenance of infrastructures, control of sampling, pollution control etc.). In this area, the thesis recommends that the management of water resources in the lake should take into account this decisive dimension, by developing new management tools corresponding to the economic valuation of water and by creating an observatory, an integrating tool of its sustainable future. This is a sine qua non condition for improving the living conditions of local residents. The thesis confirms, through the case of Lake Guiers, the relevance of the theories of the participatory approach to accompany and help its management actors in their apprehension and organization of the management system

The research problem for this study is the limited and unsuccessful implementation of the IWRM concept. This thesis has argued that comprehensive assessment of physical and socioeconomic conditions is essential to provide explanation on factors that limit the successful execution of the IWRM approach. It has further argued that the local IWRM works as proxy for full and successful implementation of the IWRM approach. To contextualise this thesis, the prevailing physical and socioeconomic factors in Malawi in relation to current management and usage of water resources were explained. With 1,321m per year, this study showed that Malawi is a physically water stressed country but not physically water scarce country although economically it is a water scarce country. This novelty is against some literature that present Malawi as a water abundant country. Again, this study showed that executing a full and successful IWRM in Malawi remains a challenge because of the prevailing socioeconomic situation in terms of water policies, water laws, institutions and management instruments. These aspects have not been reformed and harmonised to facilitate a successful operation of the IWRM approach. The main water-related problem in Malawi is the mismanagement of the available water resources. This is largely due to the lack of implementing management approaches which can generate systematic data for practical assessment of water resources to guide the coordinated procedure among water stakeholders working in catchments. This lack of implementing a coordinated management approach commonly known as integrated water resources management (IWRM) can be attributed to various reasons that include i) lack of comprehensive assessment of factors that can explain lack of successful IWRM implementation at catchment level and ii) lack of methods to demonstrate data generation and analysis on quantity, quality and governance of water that show practical operation of IWRM at community level using groundwater as a showcase among others. This study revealed that introducing local IWRM requires a prior knowledge of the evolution and role of the full IWRM concept in the international water policy which aimed at addressing broader developmental objectives. Globally, the current status of the IWRM concept has potential to address such broader developmental objectives, but sustaining IWRM projects where they have been piloted showed slow progress. Basing 
on the factors that slow such a progress, local IWRM approach has emerged as a proxy to execute the full IWRM as demonstrated in chapter 8 in this thesis. However, the observed lack of sustainable resources to fund continual functioning of local IWRM activities will defeat its potential solution to water management challenges. The main threat for sustainable local IWRM activities is the tendency of national governments to decentralise roles and responsibilities to local governments and communities without the accompanying financial resources to enable the implementation of the local participation, investments and initiatives at local level. If this tendency could be reversed, the contribution by local IWRM towards solving management problems in the water sector will be enormous. Chapter four has provided the general case-study approach used in this study in terms of research design, data collection methods, data analysis methods, ethical consideration and limitation of the current study within the context of water resource management with a focus on groundwater management. Using geologic map, satellite images, photographs and hydrogeologic conceptual model, the following results emerged: 1) that the Upper Limphasa River catchment has fractured rock aquifer with limited permeability and storage capacity
2) The topographic nature and north-south strikes of the lineaments explained the north-south flow direction of groundwater in the catchment
3) The drainage system observed in the Kandoli and Kaning&rsquo
ina Mountains to the east and west of the Upper Limphasa River catchment respectively (Fig. 5.1
Fig.5.2) formed a groundwater recharge boundary
4) The regional faults in the same mountains (Fig. 5.1
Fig.5.2) formed structural boundary as well as hydrogeologic boundary which controlled flow direction of the groundwater
5) the hydrogeologic conceptual model showed the existence of the forested weathered bedrock in the upland areas of the entire catchment which formed no-flow boundary and groundwater divide thereby controlling the water flow direction downwards (Fig. 5.9)
6) The major agricultural commercial activities existed in Lower Limphasa catchment while only subsistence farming existed in Upper Limphasa catchment. This knowledge and visualization from the map (Fig. 5.3) and conceptual model (Fig.5.9) showe interactions between upland and lowland areas and the role of physical factors in controlling groundwater flow direction in the catchment. It also provided the enlightenment on implications of socioeconomic farming activities on water management. These insights enabled this study to recommend the need for expedited implementation of holistic effective management for sustainable water utilization. Using different physical factors, water scarcity indices and methodologies, this study showed that Malawi is a physically water stressed as well as an economic water scarce country. This novelty is against some literature that present Malawi as a water abundant country. Again, despite the high proportion (85%) of Malawians relying on groundwater resource, groundwater availability (storage in km 6.10) compared to other countries within SADC and Africa. Given the complexity of groundwater abstraction, the available groundwater for use is further reduced for Malawians who depend on such a resource for their domestic and productive livelihoods. Such insights provided the basis for discussing the need for IWRM. Although daily statistics on groundwater demand (i: 21.20 litres
116.91 litres
80,550.99 litres), use (ii: 16.8 litres
92.55 litres
63,766.95 litres) and abstracted but not used (iii: 4.4
24.36
16,784.04 litres) were relatively low per person, per household and per sub-catchment respectively, such statistics when calculated on monthly basis (i. Demand: 636 litres
3,507.30 litres
2,416,529.70 litres
ii.Use:504 litres
2,776.5 litres
1, 913, 008.5 litres iii. Abstracted but not used: 132 litres
730 litres
503, 521.2)
and on yearly basis (i. Demand: 7,632 litres
42,087.6 litres
28,998,356.4 litres
ii. Use: 6,048 litres
33,318 litres
22, 956, 102 litres
iii: Abstracted but not used: 1,584 litres
8,769.6 litres
6,042,254.4 litres) per person, per household and per sub-catchment provided huge amount of groundwater (Table 6.5). Given the limited storage capacity of fractured rock aquifer in the basement complex geology, the monthly and yearly groundwater demand and use on one hand and abstracted but not used on the other was considered enormous. With the population growth rate of 2.8 for Nkhata Bay (NSO, 2009) and the observed desire to intensify productive livelihoods activities coupled with expected negative effects of climate change, the need to implement IWRM approach for such groundwater resource in the study catchment remains imperative and is urgently needed. In addition to identifying and describing factors that explain the limited groundwater availability in the study catchment, the study developed a methodology for calculating groundwater demand, use and unused at both households and sub-catchment levels. This methodology provided step-by-step procedure for collecting data on groundwater demand and use as a tool that would improve availability of data on groundwater. Implications of such results for IWRM in similar environments were discussed. Despite 
the time-consuming procedure involved in using the developed methodology, the calculations are simple and interpretation of results is easily understood among various stakeholders. Hence, such an approach is recommended for the IWRM approach which requires stakeholders from various disciplines to interact and collaborate. Nonetheless, this recommends the use of this method as its further refinement is being sought. The analysis on groundwater quality has shown that the dominant water type in the aquifers of Upper Limphasa catchment was Ca-HCO had shallow, fresh groundwater with recent recharged aquifer. Analyses on physicochemical parameters revealed that none of the sampled boreholes (BHs) and protected shallow dug wells (PSWs) had physical or chemical concentration levels of health concern when such levels were compared with 2008-World Health Organisation (WHO) guidelines and 2005-Malawi Bureau of Standards (MBS). Conversely, although the compliance with 2008-WHO and 2005-MBS of pathogenic bacteria (E.coli) in BHs water was 100% suggesting that water from BHs had low risk and free from bacteriological contamination, water from PSWs showed 0% compliance with 2008- WHO and 2005-MBS values implying high risk to human health. The overall assessment on risk to health classification showed that PSWs were risky sources to supply potable water, hence the need to implement strategies that protect groundwater. On the basis of such findings, the analysis in this study demonstrated the feasibility of using IWRM approach as a platform for implementing environmental and engineering interventions through education programmes to create and raise public awareness on groundwater protection and on the need for collaborative efforts to implement protective measures for their drinking water sources. The use of different analytical methods which were applied to identify the exact sources of the observed contaminants in the PSWs proved futile. Therefore, this study concluded that rolling-out PSWs either as improved or safe sources of drinking water requires further detailed investigations. However, this research recommended using rapid assessment of drinking water-quality (RADWQ) methods for assessing the quality of groundwater sources for drinking. Despite the study area being in the humid climatic region with annual rainfall above 1,000 mm, many of the physical factors were not favourable for availability of more groundwater in the aquifers. Such observation provided compelling evidence in this 
study to commend the local IWRM as a proxy for the full IWRM implementation for sustainable utilization of such waters. Although institutional arrangements, water laws and water policy were found problematic to facilitate a successful implementation of full IWRM at national level in Malawi, this thesis demonstrated that local institutional arrangements, coordination among institutions, data collection efforts by local community members (active participation), self-regulation among local community committees were favourable conditions for a successful local IWRM in the Upper Limphasa River catchment. This research recommends continuation of such local participation, investment and initiatives as proxy for the full and successful IWRM beyond the study catchment. However, the observed lack of financial resource from central government to facilitates local IWRM activities were seen as counterproductive. In addition, this thesis recommended further studies which should aim at improving some observed negative implications of self-regulations on community members and the limited decentralisation elements from the Department of Water Development. Finally, one of the contributions from this study is the scientific value in using different methods to assess the quality of groundwater as presented in chapter 7. The second value is the demonstration of applying practical techniques to evaluate factors that explain the amount of groundwater storage in the aquifers that can be understood by water scientists, water users, water developers and water managers to implement IWRM collaboratively using groundwater as a showcase. The third contribution is the provision of the procedure to systematically generate data on demand (abstraction) and use of groundwater in unmetered rural areas which has the potential to guide water allocation process in the catchment. Fourthly, the thesis has provided a hydrogeologic conceptual model for the first time for Limphasa River catchment to be used as a visual tool for planning and developing management practices and addressing current water problems. Fifthly, the study has shown how local IWRM works at community level as a proxy for the full implementation of IWRM despite the absence of Catchment Management Agencies. The last contribution is the dissemination of results from this study made through publications and conference presentations as outlined in the appendix.

Computerised integrated models from science contribute to better informed and holistic exante integrated assessments of multifaceted policies and technologies. This view has lead to considerable effort being devoted to developing integrated models to support decisionmaking under Integrated Water Resources Management (IWRM). Nevertheless, an appraisal of previous and ongoing efforts to develop such decision support systems shows that attempts to address the hydro-socio-economic effects on livelihoods have been deficient and fragmented. To date, no universal standard integration method or framework is in use. Existing integrated models application failures have pointed to the lack of stakeholder participation. In an endeavour to close this gap, this thesis focuses on an integrated model development with prediction capability, ICHSEA, developed in Avenues script language in ArcView 3.3, to take advantage of the mapping capability of ArcView. This model couples existing hydrology (SWAT), agronomy (PARCHED-THIRST) and socio-economic (OLYMPE) models to link livelihoods of resource-constrained smallholder farmers to water resources availability at catchment level in the semi-arid Olifants subbasin, South Africa. These three models were calibrated and validated using observed data and local stakeholder participation, prior to coupling in the integrated model. All the models performed well in representing the study conditions, as indicated by the statistical performance. The integrated model is generally applicable to any catchment. The study methodology was inspired by the need to enhance rural livelihoods and to close the gap of stakeholder involvement in building and applying integrated models to ensure acceptability and application in decision-making. Over 20 years, the predicted impacts of untied ridges and planting basins versus conventional rainfed tillage on surface runoff reduction were 14.3 % and 19.8 %, respectively, and about 41─46 % sediment yield reduction in the catchment. At 90 % confidence interval, family savings improved from US$ 4─US$ 270 under conventional rainfed to US$ 233─US$ 1 140 under supplemental irrigation. These results underscore the economic and environmental benefits that could be achieved by adopting the new crop management practices. A relationship between maize crop evapotranspiration and family savings under different crop management strategies was also derived for five farm typologies in the catchment.

The hyporheic interstitial was recognized as an integral zone within the aquatic ecosystem bearing important functions for both adjacent compartments, surface and ground water, about 50 years ago. Since then, rather disciplinary works gained knowledge on the organismic community of this ecotone, its spatial extent, the role of distinct parameters such as hydrology and morphology, temporal characteristics, process dynamics, the role for stream or groundwater quality and restoration measures. However, a systematic study on the risks to the hyporheic functions was missing to date. This thesis combined existing methods in order to gather an integrated set of information allowing for the assessment of the ecotonal status. This approach was applied to investigate the functional behavior towards stressors like increasing nutrient and fine sediment input into a rather pristine environment. An interdisciplinary risk assessment and the establishment of adapted measures was called for as land-use scenarios for the studied catchment area indicated progressive onland erosion. Therefore firstly, an integrated monitoring scheme was drawn up and conducted at three sites along a river that underlay a stressor gradient such as mentioned before. Secondly, the data sets were analysed in order to evaluate the status of the hyporheic funtions at the riffles. Thirdly, a coupled surface-subsurface modelling approach was set up to further study the impact of the stressors on the ecotonal integrity. And fourthly, an interdisciplinary consideration combined with studies on the catchments sediment budget and the rivers ecological status was applied to identify measures for the restoration and protection of the aquatic ecosystem. The analysis of the data gathered with the help of the established monitoring scheme revealed that elevated nutrient or fine sediment input lead to biological or physical clogging, respectively, with consequences for the hyporheic zone functions. The surface - ground water connectivity was either lowered in summer months, when biofilm growth was highest, or permanently, as fine sediment particles infiltrated into the interstices of the riverbed sediment. Scouring did not seem to take place as high amounts of fine particles were found in the matrix after discharge events of snowmelt and summer precipitation. With respect to the biogeochemical regulation function, biofilm material appeared to provide an autochthonous carbon source boosting microbial substance turnover. The sediment underneath the physical clogged layer was cut off from carbon and oxygen rich surface water and thus was not reactive. However, the enhanced surface area provided by the fine sediment within the topmost sediment layer seemed to support microbial processing. The inclusion of the results of a study concerning the ecological status at the investigated reaches lead to the deduction that biological clogging at the present degree was not affecting habitat quality. Whereas the physical clogging had tremendeous and lasting effects on the macroinvertebrate community which carries to the conclusion that sediment management within the studied catchment is of uttermost importance. A scenario analysis reflecting distinct clogging degrees and types with a calibrated model of a studied riffle within a pristine reach proved the observed loss of hydrologic connectivity due to physical and biological clogging. Further, a treshold of oxygen consumption rates above which the reproduction of salmonid fish would be unsuccessful was identified for the settings of the middle reaches. In summer month with low discharge it seemed to be likely that this treshold might be reached. Following, a dynamic discharge may be decisive to protect the ecotonal integrity. The integration with the outcome of an investigation regarding the sediment sources within the catchment allowed for two suggestions. On the one hand, river bank restoration and protection within the middle reaches need to be prioritised, and on the other hand, the conservation of the natural vegetation at the steep slopes within the mountaineous areas need to be undertaken in order to secure the pristine aquatic environment of this area. Hyporheic zone research of the last decade was driven by testing hypotheses on the functional significance of distinct spatial and temporal configurations in the field and by new modelling approaches. However, data on the quantification of the ecological impact of clogging processes were lacking. The thesis contributed to the systemic understanding of the hyporheic zone being affected by physical and biological clogging and new field data within a degrading pristine environment were generated, accessible for further hyporheic research. The interdisciplinarity enabled comprehensive statements for the usage of an Integrated Water Resources Management plan.

The scarcity of freshwater resources in the Sultanate of Oman, makes it essential that both surface and groundwater resources are carefully managed. Introducing new water demand management tools is important, especially for the coastal agricultural areas (e. g. Al Batinah coastal region) which are affected by sea water intrusion. Based on a social survey performed during this work, the existing situation generates conflicts between different stakeholders (SHs) which have different interests regarding water availability, sustainable aquifer management, and profitable agricultural production. The current aim is to evaluate the implementation potential of several management interventions and their combinations by analysing opinions and responses of the relevant stakeholders in the region. Influencing the behavior and drivers affecting farmers’ decision-making manner, can be a valuable tool to improve water demand management. The work also introduces the use of a participatory process within the frame of an integrated water resources management (IWRM) to support decision makers in taking better informed decisions. Data were collected by questionnaires from different groups of stakeholders. These data were analysed statistically for each group separately as well as relations amongst groups by using the SPSS (Statistical Package for Social Science) software package. Differences were examined between opinions of farmers and decision makers (DM’s) regarding potential interventions. Farmers’ frequency curves showed differences in opinions in some interventions, while differences in opinions were not so high within the group of DM’s. Therefore, Cross Tabulation and Discriminant Analysis (DA) were performed to identify the drivers influencing farmers’ opinions regarding the intervention measures. As an advanced step, a Bayesian Networks (BNs) approach is used for mapping stakeholders’ behaviors and to show the strength of a relationship between dependent and predictor variables. By using BNs it is possible to analyse future scenarios for implementation and acceptance of interventions.

Water resources management has to deal with complex real life problems under uncertain framework conditions. One possibility for encountering such challenges is integrated water resources management (IWRM). However, IWRM is often understood as prescriptive manual, not acknowledging the need for adaptive solutions and capacity development (CD). These challenges demonstrate that sustainable water resources management requires transdisciplinarity, i.e. the integration of several scientific disciplines, as well as the collaboration between science and local actors. Transdisciplinarity is inherently related to CD since it facilitates collaboration and provides mutual learning and knowledge on complex interrelationships. This correlates with the evidence that CD can be seen as a key factor for water resources management (Alaerts et al. 1991, Alaerts 2009). Consequently, the objective of this thesis is to strengthen water resources management by connecting processes of IWRM and CD in a transdisciplinary sense, i.e. (i) interrelating disciplinary research within an interdisciplinary research team that collaborates with local actors, and (ii) conducting a political process for knowledge and capacity development. Based on general insights, an embedded case study in the Western Bug River Basin, Ukraine, was conducted to evaluate the concept. It is shown that CD is essential for shifting from IWRM theories towards implementation and accordingly advantages of harmonizing CD into the IWRM process are presented (Leidel et al. 2012). Next to capacity issues, also other coordination gaps were assessed. River Basin Organisations are frequently proposed as a response to the administrative gap; however, coordination efforts cannot be simply reduced by transferring tasks from jurisdictional institutions to a river basin authority, because they will always need to coordinate with organizations from within or outside the water sector (von Keitz and Kessler 2008). Thus, coordination mechanisms across the boundaries of relevant policy fields are essential. Therefore, a management framework is established linking technical development and capacity development that describes interrelations between environmental pressures and capacity and information gaps for different levels of water management (Leidel et al. 2014). The developed model-based and capacity-based IWRM framework combines model-based systems analysis and capacity analysis for developing management options that support water management actors. This is aligned with a political process for capacity development. It constitutes a boundary object for approaching cross-scale challenges that converges analyses, assessments and participation into one strategy. As concluded by Mollinga (2008), this can improve the performance of sustainable resources management by approaching transdisciplinarity. Within the model and capacity-based IWRM framework, the results of the integrated analysis are made explicit and transparent by introducing a matrix approach. Technical issues, institutional challenges, organizational and human resources development, and information needs are jointly assessed and interrelated by confronting pressures and coordination gaps on a subsystem basis. Accordingly, the concept supports a transparent decision making process by identifying knowledge and capacities required for the implementation of technical intervention options and vice versa. The method is applied in the International Water Research Alliance Saxony (IWAS) model region ‘Ukraine’. It could be shown that the approach delivers management options that are scientifically credible and also accepted by and relevant for the actors. The case study revealed that technical intervention measures for the urban and rural water management have to be jointly implemented with appropriate CD measures and an accompanying political process on (i) strengthening the institutional framework and interministerial collaboration, (ii) fitting RBM into the existing institutional framework, (iii) setting up prerequisites for realistic RBM (Monitoring, information management, legal enforcement), (iv) a revision of effluent standards and a differentiated levy system, (v) cost covering tariffs, (vi) association work. For the Western Bug River Basin (WBRB), the strengthening of the collaboration between actors on all levels has to be continued. For increasing the usability, the approach needs to be institutionalized and become more practice relevant, e.g. by extending it to a water knowledge management system. Developing a roadmap for establishing transboundary water management is a subsequent step. For strengthening future water management actors, IWRM curricula development at uni-versities in Ukraine was supported. And we developed the e-learning module IWRM-education that links interactively different aspects of water management to comprehend the complexity of IWRM (Leidel et al. 2013). The evaluation showed that participants under-stand the content, appreciate this way of learning, and will use this module for further activities. The case study showed that technical cooperation can be a facilitator for political processes and that it can support decision making in a transparent way. Yet, it also showed that IWRM is highly political process and that the developed approach cannot cover all obstacles. In summary, exploring and reducing simultaneously environmental pressures and capacity and information gaps is essential for water sector evolution worldwide. Accordingly, transdisciplinarity as a means for capacity development can support the implementation of real integrated water resources management.