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1

1952-, Ferguson R. B., red. Investor protection. London: Weidenfeld and Nicolson, 1992.

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Board, Securities and Investments. The Background to investor protection. London: Securities and Investments Board, 1996.

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Rafael, La Porta, i National Bureau of Economic Research., red. Investor protection: Origins, consequences, reform. Cambridge, MA: National Bureau of Economic Research, 1999.

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Shleifer, Andrei. Investor protection and equity markets. Cambridge, MA: National Bureau of Economic Research, 2000.

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Board, Securities and Investments. The background to investor protection. London: Securities and Investments Board, 1992.

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Rafael, La Porta, Lopez-de-Silanes Florencio, Shleifer Andrei, Vishny Robert W i National Bureau of Economic Research., red. Investor protection and corporate valuation. Cambridge, MA: National Bureau of Economic Research, 1999.

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Program, Oregon Investor Information, red. SIPC - Securities Investor Protection Corp. Salem, Or: Oregon Division of Finance & Corporate Securities, Investor Information Program, 1995.

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Gower, L. C. B. Review of investor protection: Report. London: H.M.S.O., 1986.

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Jonathan, Fisher, i Fisher Jonathan, red. The law of investor protection. Wyd. 2. London: Sweet & Maxwell, 2003.

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Jane, Bewsey, red. The law of investor protection. London: Sweet & Maxwell, 1997.

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US GOVERNMENT. Securities Investor Protection Act of 1970. Washington, D.C: U.S. Securities and Exchange Commission, 1988.

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Marcacci, Antonio. Regulating Investor Protection under EU Law. Cham: Springer International Publishing, 2018. http://dx.doi.org/10.1007/978-3-319-90297-5.

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Bebchuk, Lucian A. Investor protection and interest group politics. Cambridge, MA: Harvard Law School, 2007.

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Office, General Accounting. Securities investor protection: Update on matters related to the Security Investor Protection Corporation : report to congressional requesters. Washington, D.C: GAO, 2003.

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Díaz Díaz, Belén, Samuel O. Idowu i Philip Molyneux, red. Corporate Governance in Banking and Investor Protection. Cham: Springer International Publishing, 2018. http://dx.doi.org/10.1007/978-3-319-70007-6.

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(Society), Justice. The protection of the small investor: A report. London [England]: Justice, 1992.

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Shorter, Gary W. SIPC: Capital adequacy and recent reforms. [Washington, D.C.]: Congressional Research Service, Library of Congress, 1991.

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United States. Securities and Exchange Commission. Office of Audits. SEC's oversight of the Securities Investor Protection Corporation's activities. Washington, D.C: U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2011.

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Tokatlides, Constantinos. Retail Depositor and Retail Investor Protection under EU Law. New York : Routledge, 2016. | Series: Routledge Research in EU: Routledge, 2017. http://dx.doi.org/10.4324/9781315622835.

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Bronchick, William. Wealth protection secrets of a millionaire real estate investor. Chicago: Dearborn Trade Pub., 2003.

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Klapper, Leora. Corporate governance, investor protection, and performance in emerging markets. Washington, D.C: World Bank, Development Research Group, Finance, 2002.

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Wallinga, Marnix. EU Investor Protection Regulation and Liability for Investment Losses. Cham: Springer International Publishing, 2020. http://dx.doi.org/10.1007/978-3-030-54001-2.

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Jensen, Caroline S. Investor protection in light of the Dodd-Frank Act. New York, N.Y: Nova Science Publishers, 2011.

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Franks, Julian R. Risk, regulation, and investor protection: The case of investment management. Oxford [England]: Clarendon Press, 1989.

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Alberto, Chong, i Lopez-de-Silanes Florencio, red. Investor protection and corporate governance: Firm-level evidence across Latin America. Washington, DC: World Bank, 2007.

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Guido, Ferrarini, i Wymeersch E, red. Investor protection in Europe: Corporate law making, the MiFID and beyond. Oxford: Oxford University Press, 2006.

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Financial services in the United Kingdom: A new framework for investor protection. London: H.M.S.O., 1985.

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Pinkowitz, Lee. Do firms in countries with poor protection of investor rights hold more cash? Cambridge, MA: National Bureau of Economic Research, 2003.

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Securities Investor Protection Corporation: Interim report on the Madoff liquidation proceeding : report to congressional requesters. Washington, D.C.]: U.S. Govt. Accountability Office, 2012.

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Dalrymple, James. The laws of Scotland: Stair memorial encyclopaedia : [Human rights in Europe to investor protection]. Edinburgh: Law Soc. of Scotland, 1992.

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A legislative proposal to amend the Securities Investor Protection Act: Hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session, November 21, 2013. Washington: U.S. Government Printing Office, 2014.

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Laby, Arthur B., red. The Cambridge Handbook of Investor Protection. Cambridge University Press, 2022. http://dx.doi.org/10.1017/9781108987622.

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The topic of investor protection has occupied investors, businesses, regulators, academics, and courts since the 1930s. The topic exploded in importance after the 2008 financial crisis and the Bernard Madoff Ponzi scheme of the same year. Investor protection scholarship now seeks to respond to developments such as the institutionalization of the markets, the democratization of finance, and the enhanced role of market professionals and other gatekeepers. Additionally, although the philosophy of full disclosure remains the guiding principle behind the securities laws, recent research has questioned the merits of a disclosure-based regime. In light of these trends, regulators try to strike the right balance between imposing a strict investor protection regime, on the one hand, and giving businesses the freedom to innovate new projects, market new services, and reduce costs, on the other. The Cambridge Handbook of Investor Protection brings together leading scholars to inform this debate and fill a gap left by these developments.
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Laby, Arthur B. Cambridge Handbook of Investor Protection. Cambridge University Press, 2022.

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Dragneva, Rilka, red. Investor Protection in the CIS. Brill | Nijhoff, 2007. http://dx.doi.org/10.1163/ej.9789004155329.i-342.

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Booysen, Sandra. Financial Advice and Investor Protection. Edward Elgar Publishing, 2021. http://dx.doi.org/10.4337/9781800884625.

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Calitoun, Mary E. Guide to Investor Protection/1989. Overture Publishing, 1989.

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Cambridge Handbook of Investor Protection. Cambridge University Press, 2022.

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Chong, Alberto, i Florencio Lopez de Silanes, red. Investor Protection and Corporate Governance. The World Bank, 2007. http://dx.doi.org/10.1596/978-0-8213-6913-5.

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Laby, Arthur B. Cambridge Handbook of Investor Protection. Cambridge University Press, 2022.

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Van Harten, Gus. The Trouble with Foreign Investor Protection. Oxford University Press, 2020. http://dx.doi.org/10.1093/oso/9780198866213.001.0001.

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Governments are rightly discussing reform of investment treaties, and of the powerful system of ‘investor–state dispute settlement’ (ISDS) upon which they rest. It is therefore important to be clear about the crux of the problem. ISDS treaties are flawed fundamentally because they firmly institute wealth-based inequality under international law. That is, they use cross-border ownership of assets, mostly by multinationals and billionaires, as the gateway to extraordinary protections, while denying equivalent safeguards to those who lack the wealth required to qualify as foreign investors. The treaties thus have the main effect of safeguarding an awe-inspiring set of rights and privileges for the ultra-wealthy at the expense of countries and their populations. This book shows how ISDS came to explode in a global context of extreme concentration of wealth and of widespread poverty. The history of early ISDS treaties is highlighted to show their ties to decolonization and, sometimes, extreme violence and authoritarianism. Focusing on early ISDS lawsuits and rulings reveals how a small group of lawyers and arbitrators worked to create the legal foundations for massive growth of ISDS since 2000. ISDS-based protections are examined in detail to demonstrate how they give exceptional advantages to the wealthy. Examples are offered of how the protections have been used to reconfigure state decision making and shift sovereign minds in favour of foreign investors. Finally, the ongoing efforts of governments to reform ISDS are surveyed, with a call to go further or, even better, to withdraw from the treaties.
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Tokatlides, Constantinos. Retail Investor Protection under EU Law. Taylor & Francis Group, 2017.

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Straite, David A. Investor Protection Litigation in the United States. Agate Publishing, Incorporated, 2019.

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Colaert, Veerle. Investor Protection in the Capital Markets Union. Oxford University Press, 2018. http://dx.doi.org/10.1093/oso/9780198813392.003.0016.

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Recent years have witnessed a tidal wave of new EU financial regulation in general and investor protection legislation in particular. The Capital Markets Union project has added a number of further initiatives. This chapter attempts to bring some order in the multitude of rules, by sorting them into three main building blocks: information, service quality requirements (conduct of business rules), and product regulation. A general trend among the three building blocks is a more cross-sectoral approach to investor protection, levelling the playing field between banking, investment, insurance, and personal pension products and services. This trend towards a more horizontal approach, although not perfect, is laudable. A challenge for EU financial regulation is to decide how far this trend should go.
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Lalwani, Sushil J. Mutual Funds and Investor Protection in India. Books Treasure, 1995.

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Straite, David A. Investor Protection Litigation in the United States. Agate Publishing, Incorporated, 2017.

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Hillman, Richard J., i Orice M. Williams. Securities Investor Protection: Steps Needed to Better Disclose Sipc Policies to Investors. Diane Pub Co, 2001.

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Timothy, Spangler. 8 Investor Protection Concerns in Private Investment Funds. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198807247.003.0008.

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This chapter examines the governance challenge in private investment funds arising from investor protection failures. It begins with a discussion of the Madoff affair, which brought to the fore alleged failures in reporting, oversight and governance mechanisms regarding private investment funds, whether hedge funds, private equity funds, real estate opportunities funds or other more esoteric investment pools. It then considers some issues which the Madoff debacle drew attention to, including the presence of multiple fund vehicles in the same structure or in interconnected structures such as parallel funds, master-feeder, and fund of funds. It also analyses the Financial Conduct Authority’s (FCA) concerns about hedge fund fraud and conflicts of interest that may arise in the business models of any of the participants in the private equity market. Finally, it describes ongoing diligence and oversight regarding private investment funds and the Securities and Exchange Commission’s (SEC) concerns over due diligence involving private funds.
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Love, Inessa, Charles P. Himmelberg i R. Glenn Hubbard. Investor Protection, Ownership, and the Cost of Capital. The World Bank, 2002. http://dx.doi.org/10.1596/1813-9450-2834.

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Timothy, Spangler. 8 Investor Protection Failures in Private Investment Funds. Oxford University Press, 2012. http://dx.doi.org/10.1093/law/9780199657735.003.0008.

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(Editor), Guido Ferrarini, i Eddy Wymeersch (Editor), red. Investor Protection in Europe: Regulatory Competition and Harmonization. Oxford University Press, USA, 2006.

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