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Data publikacji: 26 października 2023

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1

Esipisu, Ezekiel. Microenterprise financial services: K-REP's move towards mobilising voluntary savings. [Nairobi]: Kenya Rural Enterprise Programme, 1996.

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Hawawini, Gabriel A. The Japanese presence in the European financial services sector: Historical perspectives and future prospects. Fontainebleau: INSEAD, 1993.

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3

Association of Graduate Careers Advisory Services., red. Financial services sector. Manchester: CSU., 2003.

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4

Gilligan, George P. Regulating the financial services sector. The Hague: Kluwer Law International, 1999.

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5

Illescas, Javier. Financial services sector in Peru. Singapore: APEC Secretariat, 1998.

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6

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises., red. Foreign government investment in the U.S. economy and financial sector: Joint hearing before the Subcommittee on Domestic and International Monetary Policy, Trade, and Technology and the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, second session, March 5, 2008. Washington: U.S. G.P.O., 2008.

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7

Financial services: Regulating investment business. London: Longman, 1989.

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8

Morris, Simon. Financial services: Regulating investment business. Wyd. 2. London: FT Law & Tax, 1995.

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9

McLintock, KPMG Peat Marwick. Tax services for the financial sector. London: Peat Marwick McLintock, 1988.

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10

Canada. Dept. of Finance. The Canadian financial services sector: Overview. Ottawa, Ont: Dept. of Finance, 2002.

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11

Firth-McGuckin, Lindsay. Positioning in the financial services sector. [U.K.]: Kingston Business School, 1990.

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12

Jayaraman, T. K. Financial sector development and private investment in Vanuatu. Christchurch, N.Z: Macmillan Brown Centre for Pacific Studies, 2003.

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13

Instruments, Great Britain Statutory. Financial Services: The Financial Services Act 1986 (Investment advertisements) (Exemptions) Order 1988. London: HMSO, 1988.

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14

National Round Table on the Environment and the Economy (Canada). Task Force on the Financial Services Program., Canada Mortgage and Housing Corporation., M. M. Dillon Limited, GlobalRisk Management (Firm) i Tecsult inc, red. The financial services sector and brownfield redevelopment. [Ottawa]: CMHC, 1996.

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15

Kanellou, E. M. Quality initiatives in the financial services sector. Manchester: UMIST, 1997.

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16

Fahy, Martin. Financial shared services centres: Public sector settings. London: Certified Accountants Educational Trust, 2002.

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17

United States. Office of Thrift Supervision. Office of the Chief Economist., red. The Evolving financial services sector, 1970-1988. [Washington, D.C.]: Office of Thrift Supervision, 1989.

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18

Canada Mortgage and Housing Corporation., Tecsult Inc, Dillon Consulting, National Round Table on the Environment and the Economy (Canada). Task Force on the Financial Services Program. i GlobalRisk Management (Firm), red. The financial services sector and brownfield redevelopment. Ottawa: National Round Table on the Environment and the Economy, 1997.

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19

R, Barth James, Bisenius Donald J i United States. Office of Thrift Supervision., red. The evolving financial services sector, 1970-1988. [s.l.]: Office of Thrift Supervision, 1989.

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20

Robert, Lensink, red. Financial liberalization and investment. London: Routledge, 1996.

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21

Páez, Laura. Liberalizing Financial Services and Foreign Direct Investment. London: Palgrave Macmillan UK, 2011. http://dx.doi.org/10.1057/9780230316829.

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22

Marshall, C. Personal investment and the financial services industry. [s.l.]: Chartered Insurance Institute, Distance Learning Division, 1996.

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23

Commerce & Industry. Trade and Investment Promotion Unit Samoa. Department of Trade. Investment opportunities in the services sector: Project profile : [Name of service sector]. Apia, Samoa]: Dept. of Trade, Commerce, and Industry, Trade and Investment Promotion Unit, Govt. of Samoa, 2000.

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24

N, Zahid Shahid, red. Financial sector development in Asia. Hong Kong: Oxford University Press, 1995.

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25

Maimbo, Samuel Munzele. Financial sector reforms and savings mobilization in Zambia. Helsinki: United Nations University, World Institute for Development Economics Research, 2003.

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26

N, Zahid Shahid, i Asian Development Bank, red. Financial sector development in Asia: Country studies. Manila, Philippines: Asian Development Bank, 1995.

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27

Mureithi, Leopold P. Information technology in Kenya's financial sector. Geneva: International Labour Office, Employment and Technology Branch, 1991.

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28

Craddock, Julie. The financial and business services sector in Gloucestershire. Gloucester: GCC, 1997.

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29

Dancey, K. J. Impact of taxation on the financial services sector. Ottawa: Task Force on the Future of the Canadian Financial Services Sector, 1998.

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30

Canada. Task Force on the Future of the Canadian Financial Services Sector. Impact of taxation on the financial services sector. Ottawa: Task Force on the Future of the Canadian Financial Services Sector, 1998.

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31

City of London (England). Corporation. Competitiveness of London's financial and business services sector. London: Corporation of London, 1999.

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32

Corporation, City of London, i Centre for Economics and Business Research Ltd., red. Competitiveness of London's financial and business services sector. [London]: London Development Partnership, 1999.

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33

Chartered Institute for Securities & Investment, red. Risk in financial services. Wyd. 6. London: Chartered Institute for Securities & Investment, 2016.

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34

David, Jones, red. Financial services systems 1990: A strategic guide for the financial sector. (London): IBC Financial Publishing, 1989.

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35

Instruments, Great Britain Statutory. Financial Services: The Financial Services Act 1986 (Investment advertisements) (Exemptions) (No. 2) Order 1988. London: HMSO, 1988.

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36

Canada. Dept. of Finance. Financial Sector Policy Branch., red. The General Agreement on Trade in Services: The financial services sector. Ottawa: Dept. of Finance, 1995.

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37

Bank, World, i International Monetary Fund, red. Financial sector assessment: An handbook. Washington, D.C: World Bank, 2005.

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38

Malawi. Financial Sector Policy Unit. Financial sector development strategy, 2010-2015. Lilongwe: Financial Sector Policy Unit, Ministry of Finance, Economic Planning and Development, 2009.

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39

Kelly, Roger. Savings and financial sector development: Panel cointegration evidence from Africa. Helsinki: United Nations University, World Institute for Development Economics Research, 2003.

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40

Freedman, Charles. The financial services sector: An update on recent developments. [Ottawa]: Bank of Canada, 2002.

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41

Freedman, Charles. The financial services sector: Past changes and future prospects. [Ottawa]: Bank of Canada, 1998.

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42

Instruments, Great Britain Statutory. Financial Services: The Financial Services (Designated countries and territories) (Overseas collective investment schemes) Order 1988. London: HMSO, 1988.

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43

Winning more business in financial services. New York: McGraw-Hill, 2012.

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44

plc, Eurofi, red. 1992--planning for financial services and the insurance sector. London: Butterworths, 1989.

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45

Associates, Ekos Research, i Task Force on the Future of the Canadian Financial Services Sector., red. Public opinion research relating to the financial services sector. Ottawa: The Task Force on the Future of the Canadian Financial Services Sector, 1998.

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46

Kireyev, Alexei. Liberalization of trade in financial services and financial sector stability: Analytical approach. [Washington, D.C.]: International Monetary Fund, Office in Geneva, 2002.

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47

Kireyev, Alexei. Liberalization of trade in financial services and financial sector stability: Empirical approach. [Washington, D.C.]: International Monetary Fund, Office in Geneva, 2002.

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48

Clark, Gordon L., Ashby H. B. Monk, Gordon L. Clark i Ashby H. B. Monk. Public-sector Contracting for Investment Services. Oxford University Press, 2017. http://dx.doi.org/10.1093/oso/9780198793212.003.0007.

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Streszczenie:

In Chapter 7, the focus shifts to public agents and the process of contracting financial services and local pension funds in the US states. The costs of governing and managing this sector are addressed and an idealized model of the institutional design, administration, and supervision of the investment management process is introduced, laying out the forms and functions of pensions in relation to their beneficial purpose. In a brief overview of the US state and local PERS sector, its economic significance and distinctive institutional ecology are noted. The authors’ research demonstrates the extent to which the market for financial services in the US public pension-fund sector is Balkanized, implying significant transaction costs for both the buy and sell sides of the market, more often found at the city or metropolitan level than among funds within states or between funds of adjacent states.

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49

George, Walker, Purves Robert i Blair Michael. Part III Financial Sectors and Activities, 18 Wholesale Investment Firms. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198793809.003.0018.

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This chapter examines the UK regulatory framework governing wholesale investment firms. It first provides a brief historical overview of the evolution of regulation with respect to investment firms, from the Anderson Report to the Bodkin Report, the Prevention of Fraud (Investments) Acts 1939/1958, and the Gower Report. The chapter proceeds by discussing the Investment Services Directive 1993, the Financial Services and Markets Act 2000 (FMSA), and the Financial Services Act 2012. It also considers the current state of financial services regulation in the European Union by focusing on the Markets in Financial Instruments Directive and the European Markets Infrastructure Regulation. Finally, it analyses the Prudential Regulation Authority's (PRA) Fundamental Rules and the Financial Conduct Authority's (FCA) Principles for Businesses, financial promotions and client communications under FMSA, and rules on dealing in securities and conflicts of interest.

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50

George, Walker, Purves Robert i Blair Michael. Part III Financial Sectors and Activities, 22 Collective Investment Schemes. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198793809.003.0022.

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This chapter focuses on the regulatory framework for collective investment schemes (CISs). The Financial Services and Markets Act 2000 (FSMA) imposes a special regulatory regime on investment funds that fall within its wide definition of CIS, which has been placed within the scope of regulation since the enactment of the Financial Services Act 1986. The definition of CIS covers almost all types of investment funds with the exception of investment companies, investment trusts, and pooled investment special purpose vehicles. The chapter first considers the European directive for ‘undertakings for collective investment in transferable securities’ (UCITS) and the introduction of open-ended investment companies (OEICs) in the UK before discussing the European Union's directive for alternative investment funds and the regulatory categorisation of CISs in the UK. It also analyses the regulation of authorised unit trust schemes and the FSMA's ‘general prohibition’ and ‘financial promotion restriction’ provisions.

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