Academic literature on the topic 'Securities – united states – cases'
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Journal articles on the topic "Securities – united states – cases"
이, 준범. "증권관련집단소송 사건 중 집단소송허가절차에 관한 한국과 미국 법리 비교연구." Korea Association of the Law of Civil Procedure 26, no. 2 (June 30, 2022): 321–67. http://dx.doi.org/10.30639/cp.2022.6.26.2.321.
Full textGea, Mansix Agusmanto, and Marihot Janpieter Hutajulu. "Insider Trading Case Settlement: Studies in Indonesia and The United States." Wacana Hukum 28, no. 1 (February 28, 2022): 18–22. http://dx.doi.org/10.33061/1.wh.2022.28.1.6781.
Full textGea, Mansix Agusmanto, and Marihot Janpieter Hutajulu. "Insider Trading Case Settlement: Studies in Indonesia and The United States." Wacana Hukum 28, no. 2 (February 28, 2022): 18–22. http://dx.doi.org/10.33061/wh.v28i1.6781.
Full textHuang, Robin Hui. "Rethinking the Relationship Between Public Regulation and Private Litigation: Evidence from Securities Class Action in China." Theoretical Inquiries in Law 19, no. 1 (February 13, 2018): 333–61. http://dx.doi.org/10.1515/til-2018-0011.
Full textTuttle, Jonathan R., Matthew E. Kaplan, and Benjamin R. Pedersen. "Who is the “reasonable investor”?" Journal of Investment Compliance 17, no. 4 (November 7, 2016): 61–64. http://dx.doi.org/10.1108/joic-09-2016-0044.
Full textCohen Smutny, Abby, and Hansel T. Pham. "Enforcing Foreign Arbitral Awards in the United States: The Non–Arbitrable Subject Matter Defense." Journal of International Arbitration 25, Issue 6 (December 1, 2008): 657–68. http://dx.doi.org/10.54648/joia2008053.
Full textWang, Siyao. "Protection of Small and Medium-sized Investors under the Securities Law A Study on Information Disclosure and Early Payment System of Listed Companies." Advances in Economics, Management and Political Sciences 21, no. 1 (September 13, 2023): 83–87. http://dx.doi.org/10.54254/2754-1169/21/20230237.
Full textAmoa-Gyarteng, Karikari. "Corporate Financial Distress: The Impact of Profitability, Liquidity, Asset Productivity, Activity and Solvency." Journal of Accounting, Business and Management (JABM) 28, no. 2 (November 7, 2021): 104. http://dx.doi.org/10.31966/jabminternational.v28i2.447.
Full textAbdullah (Leslie Terebessy), Abdul Karim. "Benefits of Risk-Sharing in the Structuring of Sukuk." ICR Journal 2, no. 3 (April 15, 2011): 561–63. http://dx.doi.org/10.52282/icr.v2i3.634.
Full textYli-Kankahila, Heidi M. K. "Moving Past Reliance – The Problem of a Reliance Requirement in Secondary Market Securities Litigation and Solutions from Select Jurisdictions." European Company and Financial Law Review 20, no. 3 (October 16, 2023): 447–80. http://dx.doi.org/10.1515/ecfr-2023-0023.
Full textDissertations / Theses on the topic "Securities – united states – cases"
Lindenfield, Susannah. "Insider trading in the United States, Canada and the United Kingdom." Thesis, McGill University, 2000. http://digitool.Library.McGill.CA:80/R/?func=dbin-jump-full&object_id=31169.
Full textRamphal, Nishal Ray. "The role of public and private litigation in the enforcement of securities laws in the United States." Santa Monica, Calif. : RAND, 2007. http://www.rand.org/pubs/rgs_dissertations/2007/RAND_RGSD224.pdf.
Full textDietrich-Campbell, Bruce John. "Two topics in Finance: 1. Welfare aspects of an asymmetric information rational expectations model : 2. Bond option pricing, empirical evidence." Thesis, University of British Columbia, 1985. http://hdl.handle.net/2429/25565.
Full textBusiness, Sauder School of
Graduate
Hameed, Reeza. "Some comparative aspects of securities regulation in the United Kingdom and United States." Thesis, Queen Mary, University of London, 1993. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.261302.
Full textHarris, Christian. "Securities class actions : an Australian and United States comparative analysis." Thesis, Queen Mary, University of London, 2011. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.538656.
Full textFrost, Sarah H. "Institutionalized Discrimination: Three Cases in the United States Military." PDXScholar, 1995. https://pdxscholar.library.pdx.edu/open_access_etds/5021.
Full textBRANDI, JAY THOMAS. "STATE SUBSTANTIVE SECURITIES REGULATION: AN EMPIRICAL INVESTIGATION OF EFFICIENCY AT THREE LEVELS OF STRINGENCY (INVESTMENT, RETURNS, RISK)." Diss., The University of Arizona, 1985. http://hdl.handle.net/10150/187973.
Full textStaunton, Michael Douglas. "Pricing of airline assets and their valuation by securities markets." Thesis, London Business School (University of London), 1992. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.294540.
Full textTai, Shu-Fen. "A study and comparison of the IPO communications environments and communications strategies in the United States and Hong Kong." online access from Digital Dissertation Consortium, 2007. http://libweb.cityu.edu.hk/cgi-bin/er/db/ddcdiss.pl?1443870.
Full textBowman, Thomas R. Wright Evan P. "Possible effects of the Department of Defense acting as a buyer on the derivatives futures market." Monterey, Calif. : Naval Postgraduate School, 2009. http://edocs.nps.edu/npspubs/scholarly/MBAPR/2009/Jun/09Jun%5FBowman%5FMBA.pdf.
Full textAdvisor(s): Brook, Douglas ; Hensel, Nayantara ; Summers, Donald. "June 2009." "MBA professional report"--Cover. Description based on title screen as viewed on July 14, 2009. Author(s) subject terms: Oil, Price Elasticity of Demand, Hedging, Department of Defense, DoD, Fuel Purchases. Includes bibliographical references (p. 71-73). Also available in print.
Books on the topic "Securities – united states – cases"
Joel, Seligman, and Paredes Troy, eds. Securities regulation. 4th ed. Austin: Wolters Kluwer Law & Business, 2006.
Find full textLoss, Louis. Securities regulation. 3rd ed. Frederick, MD: Aspen Law & Business, 1989.
Find full textCoffee, John C. Securities regulation: Cases and materials. New York, NY: Thomson Reuters/Foundation Press, 2009.
Find full textCoffee, John C. Securities regulation: Cases and materials. New York, NY: Thomson Reuters/Foundation Press, 2009.
Find full textHazen, Thomas Lee. Securities regulation: Cases and materials. 7th ed. St. Paul, MN: Thomson/West, 2006.
Find full textL, Ratner David, ed. Securities regulation: Cases and materials. 6th ed. St. Paul, MN: Thomson/West, 2003.
Find full textYang, Greg Tzu Jan. Insider trading in China: Compared with cases in the United States. Baltimore, Md: University of Maryland School of Law, 2012.
Find full textOffice, General Accounting. SEC enforcement program: Information on productivity statements and cases closed without action : briefing report to the Chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives. Washington, D.C: The Office, 1986.
Find full textSoderquist, Larry D. Securities regulation. 4th ed. New York: Foundation Press, 1999.
Find full textOperations, United States Congress House Committee on Government. Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad: Seventieth report by the Committee on Government Operations. Washington: U.S. G.P.O., 1988.
Find full textBook chapters on the topic "Securities – united states – cases"
DiBiase, Thomas A. (Tad). "United States v. Harold Austin." In No-Body Homicide Cases, 66–92. 2nd ed. Boca Raton: CRC Press, 2023. http://dx.doi.org/10.4324/9781032618098-11.
Full textChun, Changmin. "Chapter 4. The Intermediated System in the United States." In Cross-border Transactions of Intermediated Securities, 197–248. Berlin, Heidelberg: Springer Berlin Heidelberg, 2012. http://dx.doi.org/10.1007/978-3-642-27853-2_5.
Full textSchehr, Robert. "A View from the United States." In The Criminal Cases Review Commission, 205–18. London: Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230245266_15.
Full textLeisy, Craig A. "Landmark Legal Cases." In Modern Weights and Measures Regulation in the United States, 119–28. New York: Routledge, 2021. http://dx.doi.org/10.4324/9781003263661-7.
Full textDiBiase, Thomas A. (Tad). "Summary of All 576 No-Body Murder Trials in the United States." In No-Body Homicide Cases, 93–361. 2nd ed. Boca Raton: CRC Press, 2023. http://dx.doi.org/10.4324/9781032618098-12.
Full textArzate, Enrique Uribe, and Flor María Ávila Hernández. "Borders, Migration and Human Rights: Case of the United States and Mexico." In Frontiers – Law, Theory and Cases, 159–76. Cham: Springer International Publishing, 2023. http://dx.doi.org/10.1007/978-3-031-13607-8_7.
Full textMeyers, Robert S. "A Brief History of Immigration Law in the United States." In Conducting Psychological Assessments for U.S. Immigration Cases, 11–16. Cham: Springer International Publishing, 2020. http://dx.doi.org/10.1007/978-3-030-49868-9_2.
Full textZiegler, Oliver. "The four cases and their outcomes." In EU Regulatory Decision Making and the Role of the United States, 235–48. Wiesbaden: Springer Fachmedien Wiesbaden, 2012. http://dx.doi.org/10.1007/978-3-658-00054-7_8.
Full textZiegler, Oliver. "Generalizing the conclusions to other cases." In EU Regulatory Decision Making and the Role of the United States, 249–50. Wiesbaden: Springer Fachmedien Wiesbaden, 2012. http://dx.doi.org/10.1007/978-3-658-00054-7_9.
Full textSaunders, Kurt M., and Luis Perez. "Liability for Insider Trading Under US Federal Securities Law." In Concepts and Cases of Illicit Finance, 1–19. IGI Global, 2023. http://dx.doi.org/10.4018/978-1-6684-8587-3.ch001.
Full textConference papers on the topic "Securities – united states – cases"
Ipatyev, Ivan R., and Konstantin V. Krinichansky. "Actual problems of regulation of the release and circulation of structured financial products." In Sustainable and Innovative Development in the Global Digital Age. Dela Press Publishing House, 2022. http://dx.doi.org/10.56199/dpcsebm.pwgl5422.
Full textWu, An, Harrison Hao Yang, Yinghui Shi, and Sha Zhu. "Development of School Technology Leadership: Cases in the United Kingdom and United States." In 2015 International Symposium on Educational Technology (ISET). IEEE, 2015. http://dx.doi.org/10.1109/iset.2015.14.
Full textGergely, Beáta. "Financial Consumer Protection Cases in the United States' Case-Law." In MultiScience - XXXI. microCAD International Multidisciplinary Scientific Conference. University of Miskolc, 2017. http://dx.doi.org/10.26649/musci.2017.106.
Full textPreble, C. "Creative destruction? Cases of defence conversion in the United States." In DEFENCE HERITAGE 2014. Southampton, UK: WIT Press, 2014. http://dx.doi.org/10.2495/dshf140341.
Full textR. Hodeghatta, Umesh, and Sanath V. Haritsa. "Covid-19 Twitter Sentiments Across the United States in August 2020." In International Conference on AI, Machine Learning and Applications (AIMLA 2021). Academy and Industry Research Collaboration Center (AIRCC), 2021. http://dx.doi.org/10.5121/csit.2021.111305.
Full textHarrell, D. R., and T. L. Gardner. "Significant Differences in Proved Reserves Volumes Estimated Using SPE/WPC Reserves Compared to United States Securities and Exchange Commission (SEC) Definitions." In SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2003. http://dx.doi.org/10.2118/84145-ms.
Full textAllison, Edith. "United States Experience Regulating Unconventional Oil and Gas Development." In SPE/AAPG Africa Energy and Technology Conference. SPE, 2016. http://dx.doi.org/10.2118/afrc-2573582-ms.
Full textLiperi, Glen, Egla Mansi, and Nerajda Feruni. "The COVID-19 Pandemic and Its Effects on the United States Housing Market." In 7th International Scientific Conference ITEMA Recent Advances in Information Technology, Tourism, Economics, Management and Agriculture. Association of Economists and Managers of the Balkans, Belgrade, Serbia, 2023. http://dx.doi.org/10.31410/itema.s.p.2023.133.
Full textZhao, Zhuo, Javier Coronel Baracaldo, Juliana Palacio Varona, Roberto Rueda-Esteban, and Zion Tsz Ho Tse. "3D Printing Realistic Endobronchial Models for Surgical Planning and Simulation." In 2018 Design of Medical Devices Conference. American Society of Mechanical Engineers, 2018. http://dx.doi.org/10.1115/dmd2018-6858.
Full textVolkov, Maxim, John Griffin, Samuel Avilez, and Hayden Binde. "Enhancing Well Integrity: Spectral Acoustic Diagnosis and Biomineralization Remediation in the United States." In IADC/SPE International Drilling Conference and Exhibition. SPE, 2024. http://dx.doi.org/10.2118/217944-ms.
Full textReports on the topic "Securities – united states – cases"
Frost, Sarah. Institutionalized Discrimination: Three Cases in the United States Military. Portland State University Library, January 2000. http://dx.doi.org/10.15760/etd.6897.
Full textMundlak, Yair, and D. G. Johnson. The Determinants of Agricultural Productivity - the Cases of Israel and the United States. United States Department of Agriculture, January 1986. http://dx.doi.org/10.32747/1986.7562337.bard.
Full textMiller, Eric T. Financial Services in the Trading System: Progress and Prospects. Inter-American Development Bank, January 1999. http://dx.doi.org/10.18235/0008609.
Full textFrost, Jennifer J., Mia R. Zolna, Lori F. Frohwirth, Ayana Douglas-Hall, Nakeisha Blades, Jennifer Mueller, Zoe H. Pleasure, and Shivani Kochhar. Publicly Supported Family Planning Services in the United States: Likely Need, Availability and Impact, 2016. Guttmacher Institute, October 2019. http://dx.doi.org/10.1363/2019.30830.
Full textMendoza, Pamela, and Miguel Székely. Patterns, Trends and Policy Implications of Private Spending on Skills Development in Mexico and the United States. Inter-American Development Bank, March 2017. http://dx.doi.org/10.18235/0011784.
Full textMaeno, Yoshiharu. Epidemiological geographic profiling for a meta-population network. Web of Open Science, December 2020. http://dx.doi.org/10.37686/ser.v1i2.78.
Full textMcNulty, Steven, Sarah Wiener, Emrys Treasure, Jennifer Moore Myers, Hamid Farahani, Lisa Fouladbash, David Marshall, and Rachel F. Steele. Southeast Regional Climate Hub Assessment of Climate Change Vulnerability and Adaptation and Mitigation Strategies. United States. Department of Agriculture, January 2015. http://dx.doi.org/10.32747/2015.7279978.ch.
Full textGilly, Zsófia Bernadett. Impeachment as a tool of lawfare in Latin America : Conceptual and historical overview (Part I). Magyar Külügyi Intézet, 2023. http://dx.doi.org/10.47683/kkielemzesek.ke-2023.27.
Full textGilly, Zsófia Bernadett. Impeachment as a tool of lawfare in Latin America : Conceptual and historical overview (Part II). Magyar Külügyi Intézet, 2023. http://dx.doi.org/10.47683/kkielemzesek.ke-2023.28.
Full textChauvin, Juan Pablo. Why Does COVID-19 Affect Some Cities More than Others?: Evidence from the First Year of the Pandemic in Brazil. Inter-American Development Bank, August 2021. http://dx.doi.org/10.18235/0003458.
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