Relevant bibliographies by topics / Securities – united states – cases

Academic literature on the topic 'Securities – united states – cases'

Author: Grafiati
Published: 26 July 2024
Last updated: 29 July 2024

Create a spot-on reference in APA, MLA, Chicago, Harvard, and other styles

Select a source type:

Contents

Consult the lists of relevant articles, books, theses, conference reports, and other scholarly sources on the topic 'Securities – united states – cases.'

Next to every source in the list of references, there is an 'Add to bibliography' button. Press on it, and we will generate automatically the bibliographic reference to the chosen work in the citation style you need: APA, MLA, Harvard, Chicago, Vancouver, etc.

You can also download the full text of the academic publication as pdf and read online its abstract whenever available in the metadata.

Journal articles on the topic "Securities – united states – cases"

1

이, 준범. "증권관련집단소송 사건 중 집단소송허가절차에 관한 한국과 미국 법리 비교연구." Korea Association of the Law of Civil Procedure 26, no. 2 (June 30, 2022): 321–67. http://dx.doi.org/10.30639/cp.2022.6.26.2.321.

Full text
Abstract:
The U. S. Supreme Court has decided four judgments in the past 10 years on the issues of the securities class action certification. Securities class action cases under Section 10(b) and Rule 10b-5 are actively filed in the United States. Under Basic Inc. v. Levinson, the plaintiffs are no longer required to prove individual reliance. This rule allowed the U.S. investor class to be more easily certified in a Rule 10b-5 securities class action. In Korea, the Securities-related Class Action Act was enacted. Although securities-related class actions were not actively filed, there were some cases where the Supreme Court of Korea interpreted the rule on class action certification. Under the rule interpreted by the Supreme Court of Korea, the requirements to be certified as a class are different from that of the United States. In the United States, plaintiffs in a securities fraud class action frequently submit event studies at the class certification stage. However, Korean plaintiffs are not required to submit an event study at the class certification stage in a typical stock price drop class action. This is because, as the article discusses, the substantive securities law and the class certification rule differs from that of the United States.
APA, Harvard, Vancouver, ISO, and other styles
2

Gea, Mansix Agusmanto, and Marihot Janpieter Hutajulu. "Insider Trading Case Settlement: Studies in Indonesia and The United States." Wacana Hukum 28, no. 1 (February 28, 2022): 18–22. http://dx.doi.org/10.33061/1.wh.2022.28.1.6781.

Full text
Abstract:
Insider trading is a term that refers to the practice in which corporate insiders conduct securities transactions (trading) using their exclusive information that is not yet available to the public or investors. Indonesia and the United States are 2 (two) countries that prohibit insider trading in the capital market. Through this article, the author wants to analyze the similarities and differences the regulation of insider trading in Indonesia and the United States, and explain the legal process for the settlement of Insider Trading cases in Indonesia and the United States. This research is a normative research, using the laws and regulations on the capital market originating from 2 (two) countries, there are the laws and regulations on the capital market of Indonesia and the United States. The analysis of this paper concludes that Indonesia and the United States prohibit the practice of insider trading in the capital market.
APA, Harvard, Vancouver, ISO, and other styles
3

Gea, Mansix Agusmanto, and Marihot Janpieter Hutajulu. "Insider Trading Case Settlement: Studies in Indonesia and The United States." Wacana Hukum 28, no. 2 (February 28, 2022): 18–22. http://dx.doi.org/10.33061/wh.v28i1.6781.

Full text
Abstract:
Insider trading is a term that refers to the practice in which corporate insiders conduct securities transactions (trading) using their exclusive information that is not yet available to the public or investors. Indonesia and the United States are 2 (two) countries that prohibit insider trading in the capital market. Through this article, the author wants to analyze the similarities and differences the regulation of insider trading in Indonesia and the United States, and explain the legal process for the settlement of Insider Trading cases in Indonesia and the United States. This research is a normative research, using the laws and regulations on the capital market originating from 2 (two) countries, there are the laws and regulations on the capital market of Indonesia and the United States. The analysis of this paper concludes that Indonesia and the United States prohibit the practice of insider trading in the capital market.
APA, Harvard, Vancouver, ISO, and other styles
4

Huang, Robin Hui. "Rethinking the Relationship Between Public Regulation and Private Litigation: Evidence from Securities Class Action in China." Theoretical Inquiries in Law 19, no. 1 (February 13, 2018): 333–61. http://dx.doi.org/10.1515/til-2018-0011.

Full text
Abstract:
Abstract China has a civil procedure for collective litigation, which is dubbed Chinese-style class action, as it differs from the U.S.-style class action in some important ways. Using securities class action as a case study, this Article empirically examines both the quantity and quality of reported cases in China. It shows that the number of cases is much lower than expected, but the percentage of recovery is significantly higher than that in the United States. Based on this, the Article casts doubt on the popular belief that China should adopt the U.S.-style class action, and sheds light on the much-debated issue concerning the relationship between public and private enforcement of securities law. The Article also discusses the future prospects of securities class action in China in light of some recent developments which may provide its functional equivalents, including the regulator-brokered compensation fund and public interest group litigation.
APA, Harvard, Vancouver, ISO, and other styles
5

Tuttle, Jonathan R., Matthew E. Kaplan, and Benjamin R. Pedersen. "Who is the “reasonable investor”?" Journal of Investment Compliance 17, no. 4 (November 7, 2016): 61–64. http://dx.doi.org/10.1108/joic-09-2016-0044.

Full text
Abstract:
Purpose To discuss how two recent court decisions applied the materiality standard concerning information disclosed to investors and the definition of a “reasonable investor”. Design/methodology/approach Explains the origins and evolution of the materiality standard and the “reasonable investor” paradigm, discusses the difficulty in applying the materiality standard in the absence of a clear definition of the “reasonable investor”, and addresses potential implications of two 2016 cases, Flannery v. SEC and United States v. Litvak, on whether materiality should be applied on a subjective, rather than objective, basis and evidentiary burdens in proving materiality. Findings Flannery and Litvak suggest that, in assessing what information is material to a “reasonable investor”, courts may place increasing weight on the relative sophistication of investors, the types of securities and the nature of the markets in which they are investing, and types of information investors in those securities and markets typically consider to be material. Originality/value Informed analysis by experienced practitioners in capital markets, financial services and securities litigation.
APA, Harvard, Vancouver, ISO, and other styles
6

Cohen Smutny, Abby, and Hansel T. Pham. "Enforcing Foreign Arbitral Awards in the United States: The Non–Arbitrable Subject Matter Defense." Journal of International Arbitration 25, Issue 6 (December 1, 2008): 657–68. http://dx.doi.org/10.54648/joia2008053.

Full text
Abstract:
The New York Convention has had a considerable impact on attitudes toward international arbitration in the United States. This is particularly true with respect to the non–arbitrable subject matter defense, which provides that certain types of disputes are inappropriate for arbitration and are subject to the exclusive jurisdiction of the courts. Prior to 1970, U.S. courts’ skepticism about arbitration often was manifested by a reluctance to stay litigation in favor of an arbitration agreement in a wide range of disputes, including federal securities law and antitrust. With the United States’ accession to the New York Convention, U.S. courts increasingly began to accept arbitration as a means for resolving disputes and have continued to limit the scope of the non–arbitrable subject matter defense in cases seeking to resist enforcement of a foreign arbitral award.
APA, Harvard, Vancouver, ISO, and other styles
7

Wang, Siyao. "Protection of Small and Medium-sized Investors under the Securities Law A Study on Information Disclosure and Early Payment System of Listed Companies." Advances in Economics, Management and Political Sciences 21, no. 1 (September 13, 2023): 83–87. http://dx.doi.org/10.54254/2754-1169/21/20230237.

Full text
Abstract:
Small and medium-sized investors occupy the vast majority of China's securities market. However, the rights and interests of small and medium investors are not protected due to the disparity of power with companies, lengthy trial periods, high trial costs and lack of professional knowledge. Through comparative legal analysis, the article first examines the natural investors, followed by the analysis of the policies and implementation status in China and the United States based on data and cases, along with the viability of relevant policies in both countries. Finally, it provides suggestions for the existing policies.
APA, Harvard, Vancouver, ISO, and other styles
8

Amoa-Gyarteng, Karikari. "Corporate Financial Distress: The Impact of Profitability, Liquidity, Asset Productivity, Activity and Solvency." Journal of Accounting, Business and Management (JABM) 28, no. 2 (November 7, 2021): 104. http://dx.doi.org/10.31966/jabminternational.v28i2.447.

Full text
Abstract:
This study aims to determine the importance of liquidity, profitability, asset productivity, activity, and solvency in cases of corporate financial distress. One hundred and five firms in the extractive industry in the United States were analyzed. Firms must be publicly traded and have filed form 10-K reports with the securities and exchange commission of the United States to be considered for the study’s population. The measure of corporate financial distress is the Altman Z-score. By using the Altman discriminant function, this study identifies the precipitants of corporate financial distress. This is especially important because widespread corporate financial distress could cause global financial system volatility. The indicators were measured in the last two years before the distressed firms declared bankruptcy. The results indicate that liquidity, profitability, asset productivity and solvency have an impact on the financial health of firms and therefore, on financial distress. The study further determines that activity ratio does not have a statistically significant relationship with financial distress.
APA, Harvard, Vancouver, ISO, and other styles
9

Abdullah (Leslie Terebessy), Abdul Karim. "Benefits of Risk-Sharing in the Structuring of Sukuk." ICR Journal 2, no. 3 (April 15, 2011): 561–63. http://dx.doi.org/10.52282/icr.v2i3.634.

Full text
Abstract:
Several cases of sukuk defaults and near defaults have occurred recently. In Malaysia, according to the Securities Exchange Commission, seven sukuk with a combined value of more than RM740 million, have defaulted. Sukuk issued by the Saad Group of Saudi Arabia, Dar Investment Group, the International Investment Group of Kuwait, East Cameron Partners in the United States and others also defaulted. In December 2009, several sukuk issued by Dubai World and its subsidiaries nearly defaulted. Was the way the sukuk were structured among the reasons for the defaults, as alleged by some, or were the sukuk investors simply the victims of the larger global economic and financial crisis?
APA, Harvard, Vancouver, ISO, and other styles
10

Yli-Kankahila, Heidi M. K. "Moving Past Reliance – The Problem of a Reliance Requirement in Secondary Market Securities Litigation and Solutions from Select Jurisdictions." European Company and Financial Law Review 20, no. 3 (October 16, 2023): 447–80. http://dx.doi.org/10.1515/ecfr-2023-0023.

Full text
Abstract:
Abstract 447Investors’ individual reliance on misstated inside information as an element of causation in securities litigation has provoked criticism. Scholarship has long acknowledged that a reliance requirement is not justified as damage may occur without an investor’s reliance on misstated inside information in the secondary market. This article analyses the reliance requirement in select European jurisdictions (the Netherlands, Germany, Sweden, Norway, Denmark, Finland, and the United Kingdom) and the United States. The article investigates whether a reliance requirement exists in the secondary market litigation regime in said jurisdictions and analyses whether a presumption of reliance exists to fulfil the reliance requirement. The article argues that most of the suggested solutions to resolve the reliance problem are not entirely satisfactory. An often-suggested presumption of reliance, while leavening the investors’ burden of proof, keeps the reliance requirement in place. This article submits that proof of individual investors’ reliance should not be required in secondary market inside information misstatement cases. Discarding the reliance requirement altogether makes any presumptions redundant as well.448
APA, Harvard, Vancouver, ISO, and other styles
More sources

Dissertations / Theses on the topic "Securities – united states – cases"

1

Lindenfield, Susannah. "Insider trading in the United States, Canada and the United Kingdom." Thesis, McGill University, 2000. http://digitool.Library.McGill.CA:80/R/?func=dbin-jump-full&object_id=31169.

Full text
Abstract:
This thesis is a critical analysis of the law relating to insider trading in three common law countries. Chapter One, addresses the merits and demerits of the regulation of insider trading and presents a review of the academic literature relating to this field. In Chapters Two, Three and Four, the law of insider trading in the United States, Canada and the United Kingdom is analysed and discussed on a comparative basis. Each of these chapters is in two sections. The first section describes the regulatory system and institutions, and the second section discusses the regulation of insider trading, highlighting the critical elements of this type of regulation, such as the definition of an 'insider' and the scope of 'inside information'. It concludes with a broad discussion of the differing approaches of these countries to insider trading.
APA, Harvard, Vancouver, ISO, and other styles
2

Ramphal, Nishal Ray. "The role of public and private litigation in the enforcement of securities laws in the United States." Santa Monica, Calif. : RAND, 2007. http://www.rand.org/pubs/rgs_dissertations/2007/RAND_RGSD224.pdf.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Dietrich-Campbell, Bruce John. "Two topics in Finance: 1. Welfare aspects of an asymmetric information rational expectations model : 2. Bond option pricing, empirical evidence." Thesis, University of British Columbia, 1985. http://hdl.handle.net/2429/25565.

Full text
Abstract:
In part 1 of this study I examine several models of competitive markets in which a group of uninformed traders uses the equilibrium price of a traded asset as an indirect source of information known to a group of informed traders. Four different models are compared in two homogeneous information cases plus one asymmetric information case, revealing a) an allocative efficiency benefit resulting from the opportunity to trade current consumption for future consumption, b) a 'dealer' benefit accruing to traders who are able to observe and act on demand fluctuations not apparent to other traders, c) a 'hedging' benefit accruing to all traders, and d) a loss of hedging benefits due to information dissemination before hedge trading can take place. The effect of an increase in precision of information given to informed traders is calculated for the above factors and for net welfare. In part 2, a two-factor model using the instantaneous rate of interest and the return on a consol bond to describe the term structure of interest rates - the Brennan-Schwartz model - is used to derive theoretical prices for American call and put options on U.S. government bonds and treasury bills. These model prices are then compared with market prices. The theoretical model used to value the debt options also provides hedge ratios which may be used to construct zero-investment portfolios which, in theory, are perfectly riskless. Several trading strategies based on these 'riskless' portfolios are examined.
Business, Sauder School of
Graduate
APA, Harvard, Vancouver, ISO, and other styles
4

Hameed, Reeza. "Some comparative aspects of securities regulation in the United Kingdom and United States." Thesis, Queen Mary, University of London, 1993. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.261302.

Full text
APA, Harvard, Vancouver, ISO, and other styles
5

Harris, Christian. "Securities class actions : an Australian and United States comparative analysis." Thesis, Queen Mary, University of London, 2011. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.538656.

Full text
APA, Harvard, Vancouver, ISO, and other styles
6

Frost, Sarah H. "Institutionalized Discrimination: Three Cases in the United States Military." PDXScholar, 1995. https://pdxscholar.library.pdx.edu/open_access_etds/5021.

Full text
Abstract:
This thesis explores institutionalized discrimination in the United States Military by examining the rationales given for policies that exclude, or limit the military service of racial minorities, women and homosexuals, and the rationales given for altering such policies. outgroups such as racial minorities, women and homosexuals are presumed to be a threat to the white male heterosexual majority within the military services. The presence of these outgroups in the military has been officially characterized as threatening to small-unit cohesion, and therefore threatening to military readiness. This thesis was first based upon the assumption that the rationales favoring discriminatory policies, and rationales favoring reform, would be expressed in the language of small-group theories of cohesion, that is, cohesion based upon the self-categorization of group members, or the interdependence of group members. However, in the data analysis process, two other rationales emerged: the ideological and the bureaucratic rationales. Data illustrating these four rationales were drawn from a content analysis of articles and other commentary published in the New York Times. Statements were crosstabulated by the stance (exclusionist or reformist) they supported and the rationale (self-categorical, interdependent, ideological or bureaucratic) they employed to justify the stance. This analysis was first done separately for each of the three groups, racial minorities, women and homosexuals, and then the data for each of the three outgroups were compared and contrasted. Findings indicate that despite the military's official characterization of outgroups as a threat to small-unit cohesion, relatively little of the debate was expressed in terms of small-group theories of cohesion-the self-categorization of, or interdependence of group members. The most frequently employed rationales were, in fact, ideological in character. Between the three groups, however, some differences in patterns of rationales and stances emerged. The findings are placed in their historical and political contexts to help explain the results of the analysis, and to illuminate the experience of racial minorities, women and homosexuals in the United States military.
APA, Harvard, Vancouver, ISO, and other styles
7

BRANDI, JAY THOMAS. "STATE SUBSTANTIVE SECURITIES REGULATION: AN EMPIRICAL INVESTIGATION OF EFFICIENCY AT THREE LEVELS OF STRINGENCY (INVESTMENT, RETURNS, RISK)." Diss., The University of Arizona, 1985. http://hdl.handle.net/10150/187973.

Full text
Abstract:
Theoreticians and practitioners consider regulation of the capital marketplace to be an important area of concern due to the potential effects of such regulation on capital resource allocation, investment decision-making, and market efficiency. It is hypothesized that if the level of issue quality required by a state prior to public sale supplies investor benefits, such benefits should take the form of excess returns and/or less variation in return in relation to issues complying with lower standards of quality. The study utilizes an Analysis of Variance and, an analysis of average and cumulative average residuals. Both investigations provide findings that merit regulation is beneficial to new investors increased market efficiency.
APA, Harvard, Vancouver, ISO, and other styles
8

Staunton, Michael Douglas. "Pricing of airline assets and their valuation by securities markets." Thesis, London Business School (University of London), 1992. http://ethos.bl.uk/OrderDetails.do?uin=uk.bl.ethos.294540.

Full text
APA, Harvard, Vancouver, ISO, and other styles
9

Tai, Shu-Fen. "A study and comparison of the IPO communications environments and communications strategies in the United States and Hong Kong." online access from Digital Dissertation Consortium, 2007. http://libweb.cityu.edu.hk/cgi-bin/er/db/ddcdiss.pl?1443870.

Full text
APA, Harvard, Vancouver, ISO, and other styles
10

Bowman, Thomas R. Wright Evan P. "Possible effects of the Department of Defense acting as a buyer on the derivatives futures market." Monterey, Calif. : Naval Postgraduate School, 2009. http://edocs.nps.edu/npspubs/scholarly/MBAPR/2009/Jun/09Jun%5FBowman%5FMBA.pdf.

Full text
Abstract:
"Submitted in partial fulfillment of the requirements for the degree of Master of Business Administration from the Naval Postgraduate School, June 2009."
Advisor(s): Brook, Douglas ; Hensel, Nayantara ; Summers, Donald. "June 2009." "MBA professional report"--Cover. Description based on title screen as viewed on July 14, 2009. Author(s) subject terms: Oil, Price Elasticity of Demand, Hedging, Department of Defense, DoD, Fuel Purchases. Includes bibliographical references (p. 71-73). Also available in print.
APA, Harvard, Vancouver, ISO, and other styles
More sources

Books on the topic "Securities – united states – cases"

1

Joel, Seligman, and Paredes Troy, eds. Securities regulation. 4th ed. Austin: Wolters Kluwer Law & Business, 2006.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
2

Loss, Louis. Securities regulation. 3rd ed. Frederick, MD: Aspen Law & Business, 1989.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
3

Coffee, John C. Securities regulation: Cases and materials. New York, NY: Thomson Reuters/Foundation Press, 2009.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
4

Coffee, John C. Securities regulation: Cases and materials. New York, NY: Thomson Reuters/Foundation Press, 2009.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
5

Hazen, Thomas Lee. Securities regulation: Cases and materials. 7th ed. St. Paul, MN: Thomson/West, 2006.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
6

L, Ratner David, ed. Securities regulation: Cases and materials. 6th ed. St. Paul, MN: Thomson/West, 2003.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
7

Yang, Greg Tzu Jan. Insider trading in China: Compared with cases in the United States. Baltimore, Md: University of Maryland School of Law, 2012.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
8

Office, General Accounting. SEC enforcement program: Information on productivity statements and cases closed without action : briefing report to the Chairman, Subcommittee on Oversight and Investigations, Committee on Energy and Commerce, House of Representatives. Washington, D.C: The Office, 1986.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
9

Soderquist, Larry D. Securities regulation. 4th ed. New York: Foundation Press, 1999.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
10

Operations, United States Congress House Committee on Government. Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad: Seventieth report by the Committee on Government Operations. Washington: U.S. G.P.O., 1988.

Find full text
APA, Harvard, Vancouver, ISO, and other styles
More sources

Book chapters on the topic "Securities – united states – cases"

1

DiBiase, Thomas A. (Tad). "United States v. Harold Austin." In No-Body Homicide Cases, 66–92. 2nd ed. Boca Raton: CRC Press, 2023. http://dx.doi.org/10.4324/9781032618098-11.

Full text
APA, Harvard, Vancouver, ISO, and other styles
2

Chun, Changmin. "Chapter 4. The Intermediated System in the United States." In Cross-border Transactions of Intermediated Securities, 197–248. Berlin, Heidelberg: Springer Berlin Heidelberg, 2012. http://dx.doi.org/10.1007/978-3-642-27853-2_5.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Schehr, Robert. "A View from the United States." In The Criminal Cases Review Commission, 205–18. London: Palgrave Macmillan UK, 2012. http://dx.doi.org/10.1057/9780230245266_15.

Full text
APA, Harvard, Vancouver, ISO, and other styles
4

Leisy, Craig A. "Landmark Legal Cases." In Modern Weights and Measures Regulation in the United States, 119–28. New York: Routledge, 2021. http://dx.doi.org/10.4324/9781003263661-7.

Full text
APA, Harvard, Vancouver, ISO, and other styles
5

DiBiase, Thomas A. (Tad). "Summary of All 576 No-Body Murder Trials in the United States." In No-Body Homicide Cases, 93–361. 2nd ed. Boca Raton: CRC Press, 2023. http://dx.doi.org/10.4324/9781032618098-12.

Full text
APA, Harvard, Vancouver, ISO, and other styles
6

Arzate, Enrique Uribe, and Flor María Ávila Hernández. "Borders, Migration and Human Rights: Case of the United States and Mexico." In Frontiers – Law, Theory and Cases, 159–76. Cham: Springer International Publishing, 2023. http://dx.doi.org/10.1007/978-3-031-13607-8_7.

Full text
APA, Harvard, Vancouver, ISO, and other styles
7

Meyers, Robert S. "A Brief History of Immigration Law in the United States." In Conducting Psychological Assessments for U.S. Immigration Cases, 11–16. Cham: Springer International Publishing, 2020. http://dx.doi.org/10.1007/978-3-030-49868-9_2.

Full text
APA, Harvard, Vancouver, ISO, and other styles
8

Ziegler, Oliver. "The four cases and their outcomes." In EU Regulatory Decision Making and the Role of the United States, 235–48. Wiesbaden: Springer Fachmedien Wiesbaden, 2012. http://dx.doi.org/10.1007/978-3-658-00054-7_8.

Full text
APA, Harvard, Vancouver, ISO, and other styles
9

Ziegler, Oliver. "Generalizing the conclusions to other cases." In EU Regulatory Decision Making and the Role of the United States, 249–50. Wiesbaden: Springer Fachmedien Wiesbaden, 2012. http://dx.doi.org/10.1007/978-3-658-00054-7_9.

Full text
APA, Harvard, Vancouver, ISO, and other styles
10

Saunders, Kurt M., and Luis Perez. "Liability for Insider Trading Under US Federal Securities Law." In Concepts and Cases of Illicit Finance, 1–19. IGI Global, 2023. http://dx.doi.org/10.4018/978-1-6684-8587-3.ch001.

Full text
Abstract:
The purpose of this chapter is to explore the basis and scope of civil and criminal liability for insider trading under the federal securities laws of the United States. Insider trading involves the use of non-public corporate information by those with access to it in order to trade in the corporation's securities. Such conduct involves a breach of the insider's fiduciary duty of confidentiality and is considered to be a form of fraud in the market as well. In addition, others to whom inside information has been disclosed and who trade on it may face liability. In its overall approach, the chapter reviews and illustrates these issues through a discussion of key cases and with reference to regulations issued by the US Securities & Exchange Commission.
APA, Harvard, Vancouver, ISO, and other styles

Conference papers on the topic "Securities – united states – cases"

1

Ipatyev, Ivan R., and Konstantin V. Krinichansky. "Actual problems of regulation of the release and circulation of structured financial products." In Sustainable and Innovative Development in the Global Digital Age. Dela Press Publishing House, 2022. http://dx.doi.org/10.56199/dpcsebm.pwgl5422.

Full text
Abstract:
The market of structured financial products in emerging economies is a young phenomenon which carries a number of disadvantages. In more developed financial systems in the United States and Europe, it operates in conditions of clearly functioning mechanisms for protecting the rights of consumers of financial services. Despite the efforts made by the Bank of Russia, the system of protection of the rights and legitimate interests of investors, especially individuals, remains incomplete in Russia. There are problems regarding the operation of the information disclosure system, the facts of insider information abuse and market manipulation. Frequent changes in legislation, as well as continuing legislative gaps, create uncertainty. Despite significant discrepancies in the interpretation of the term “structural product”, the grounds for fixing it in legislation and making it “legal” have not yet developed. A structural product, as an artificial or synthetic phenomenon, will be regulated through the application to it of norms relating, respectively, to contracts or securities from which such a product is formed. Also, when purchasing securities on the exchange, the rules on clearing settlements must be observed, and in some cases – on settlements with the participation of a central counterparty, whose functions are traditionally performed by non-bank credit organizations licensed to carry out clearing activities. The task of improving the regulatory framework in order to regulate the issue and circulation of structured products in Russia is especially relevant due to the rapid growth in the number of retail investors.
APA, Harvard, Vancouver, ISO, and other styles
2

Wu, An, Harrison Hao Yang, Yinghui Shi, and Sha Zhu. "Development of School Technology Leadership: Cases in the United Kingdom and United States." In 2015 International Symposium on Educational Technology (ISET). IEEE, 2015. http://dx.doi.org/10.1109/iset.2015.14.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Gergely, Beáta. "Financial Consumer Protection Cases in the United States' Case-Law." In MultiScience - XXXI. microCAD International Multidisciplinary Scientific Conference. University of Miskolc, 2017. http://dx.doi.org/10.26649/musci.2017.106.

Full text
APA, Harvard, Vancouver, ISO, and other styles
4

Preble, C. "Creative destruction? Cases of defence conversion in the United States." In DEFENCE HERITAGE 2014. Southampton, UK: WIT Press, 2014. http://dx.doi.org/10.2495/dshf140341.

Full text
APA, Harvard, Vancouver, ISO, and other styles
5

R. Hodeghatta, Umesh, and Sanath V. Haritsa. "Covid-19 Twitter Sentiments Across the United States in August 2020." In International Conference on AI, Machine Learning and Applications (AIMLA 2021). Academy and Industry Research Collaboration Center (AIRCC), 2021. http://dx.doi.org/10.5121/csit.2021.111305.

Full text
Abstract:
COVID-19 has drastically affected the entire nation. This study involved collecting tweets and analyzing the COVID tweets for August 2020. The aim was to understand whether people have expressed sentiments related to COVID-19 across all the states of the United States and find any correlation between the sentiment tweets and the number of actual cases reported. Around 400000 COVID-19 Twitter data was collected for August 2020 from the primary Twitter database. A simple NLP-based unigram sentiment analyser, a novel approach different from the traditional machine learning approach, was adopted to identify twitter sentiments. The results indicate that tweets related to COVID demonstrate the two types of sentiments, one related to the deaths and the other about the COVID symptoms. Furthermore, the results show that the sentiments for each category vary from State to State. For example, states of New York, California, Texas are higher tweets sentiments regarding expressing death sentiment, and states of New York, California, Nevada, are higher regarding sentiments of expressing COVID-19 symptoms with an accuracy of 83%. As a part of the research, a new sentiment scorecard was created to provide a sentiment score based on the sentiments of the tweets expressed to the actual reported death cases. The sentiment scores for the ‘symptoms’ class are higher for Maryland, New Jersey, and Oregon, whereas sentiment scores for the 'death' class are higher for Virginia, Delaware, and Hawaii. These sentiment scores indicate that the Twitter users of these states are actively tweeting about symptoms and deaths even though the actual reported cases are less in these states. The analysis results also found no or little correlation between the COVID Tweets and the number of COVID death cases reported across all the states.
APA, Harvard, Vancouver, ISO, and other styles
6

Harrell, D. R., and T. L. Gardner. "Significant Differences in Proved Reserves Volumes Estimated Using SPE/WPC Reserves Compared to United States Securities and Exchange Commission (SEC) Definitions." In SPE Annual Technical Conference and Exhibition. Society of Petroleum Engineers, 2003. http://dx.doi.org/10.2118/84145-ms.

Full text
APA, Harvard, Vancouver, ISO, and other styles
7

Allison, Edith. "United States Experience Regulating Unconventional Oil and Gas Development." In SPE/AAPG Africa Energy and Technology Conference. SPE, 2016. http://dx.doi.org/10.2118/afrc-2573582-ms.

Full text
Abstract:
ABSTRACT In the midst of aggressive anti-drilling campaigns by environmental organizations and well-publicized complaints by citizens unaccustomed to oil and gas operations, rigorous studies of unconventional oil and gas development show that there are no widespread or systemic impacts on drinking water resources in the United States. In addition, air pollution and greenhouse gas emissions have significantly declined with the growth in natural gas production and its use in power generation. Furthermore, induced seismicity from subsurface waste disposal has plummeted in response to industry initiatives and new regulations. This record of environmental protection reflects the fact that U.S. hydraulic fracturing, like other oil and gas operations, is highly regulated by the states. In addition, air emissions, operations on federal lands, and subsurface injection are subject to federal regulation. Academic and government researchers have documented that chemicals and gas produced by hydraulic fracturing are not contaminating drinking water. However, as an added complication, methane occurs naturally in drinking water aquifers in some producing areas. In 2015, the U.S. Environmental Protection Agency (EPA) completed a four-year study of potential aquifer contamination from hydraulic fracturing and associated industry operations. The report found some impacts on drinking water including contamination of drinking water wells; however, the number of cases was small compared to the number of wells hydraulically fractured. The scientific peer-review and public critique of the study, which continues after more than a year, may recommend additional research. The emotionally charged, anti-fracking campaigns provided important lessons to U.S. operators: pre-drilling, baseline data on water and air quality are essential to answering public concerns; infrastructure issues such as increased truck traffic on small, local roads are important to residents; and the initial failure to disclose the composition of hydraulic fracturing fluid intensified public concern.
APA, Harvard, Vancouver, ISO, and other styles
8

Liperi, Glen, Egla Mansi, and Nerajda Feruni. "The COVID-19 Pandemic and Its Effects on the United States Housing Market." In 7th International Scientific Conference ITEMA Recent Advances in Information Technology, Tourism, Economics, Management and Agriculture. Association of Economists and Managers of the Balkans, Belgrade, Serbia, 2023. http://dx.doi.org/10.31410/itema.s.p.2023.133.

Full text
Abstract:
This research examines the impact of the COVID-19 pandemic on the housing market in the United States, with a specific focus on housing prices and their relationship with COVID-19 infection rates. The study utilizes a pan­el-data regression model, using monthly county-level data spanning from January 2020 to December 2022. Two separate models were employed, one for urban counties and another for rural counties, determined by population data. These models employ a fixed effects regression approach with robust standard errors and incorporate various independent variables to explore the associa­tion between county-level economic activity, unemployment rates, long-term interest rates, COVID-19 infection cases, and national housing market prices. The findings of this investigation reveal that the prices of homes in the Unit­ed States were influenced by both the number of COVID-19 infection cases and the economic factors under consideration. Interestingly, urban counties experi­enced more pronounced fluctuations in housing prices compared to their rural counterparts. Moreover, there was a noticeable shift in housing demand, with a preference for less densely populated areas over densely populated ones. The outcomes of this study offer insights into spatial disparities and their implica­tions for the real estate market.
APA, Harvard, Vancouver, ISO, and other styles
9

Zhao, Zhuo, Javier Coronel Baracaldo, Juliana Palacio Varona, Roberto Rueda-Esteban, and Zion Tsz Ho Tse. "3D Printing Realistic Endobronchial Models for Surgical Planning and Simulation." In 2018 Design of Medical Devices Conference. American Society of Mechanical Engineers, 2018. http://dx.doi.org/10.1115/dmd2018-6858.

Full text
Abstract:
Lung cancer is the second most common cancer in both men and women globally. More than one million lung cancer cases are diagnosed worldwide each year. The leading cause of cancer death is lung cancer in the United States and worldwide [1]. According to the American Cancer Society, there were an estimated 222,500 new cases of lung cancer and 155,870 deaths from lung cancer in the United States in 2017. Early detection and diagnosis, as well as accurate localization in lung intervention, are the keys to reducing the death rate from lung cancer [1].
APA, Harvard, Vancouver, ISO, and other styles
10

Volkov, Maxim, John Griffin, Samuel Avilez, and Hayden Binde. "Enhancing Well Integrity: Spectral Acoustic Diagnosis and Biomineralization Remediation in the United States." In IADC/SPE International Drilling Conference and Exhibition. SPE, 2024. http://dx.doi.org/10.2118/217944-ms.

Full text
Abstract:
Effective management of asset retirement obligations is a paramount objective for operators in the oil and gas industry. As the industry undergoes significant shifts in focus towards environmental sustainability and regulatory compliance, ensuring the efficient and thorough decommissioning of wells and the permanent sealing of potential reservoirs during plug and abandonment (P&A) procedures has become imperative. Operators seek additional assurances both before and during the P&A process to confirm the integrity of cement barriers and plugs, as well as the overall effectiveness of containment measures. (G. Ishmukhametova,2017) In the pursuit of achieving long-term integrity in well abandonment while optimizing the utilization of limited rig resources, operators must grasp the intricacies of potential flow paths. This knowledge is critical for the strategic placement of the most effective barriers to prevent any future environmental or safety risks associated with well abandonment. One of the primary challenges in well abandonment is the possibility of annulus pressure or fluid flow at the surface resulting from barrier failures. While surface diagnostic techniques such as flow checks and gas or fluid sampling can provide valuable insights into the origins of leaks, they often fall short in precisely identifying the source and leak path with complete certainty. In most cases, this ambiguity hampers traditional methods for re-establishing cement barriers, such as cement squeezing, section milling, or casing expansion.
APA, Harvard, Vancouver, ISO, and other styles

Reports on the topic "Securities – united states – cases"

1

Frost, Sarah. Institutionalized Discrimination: Three Cases in the United States Military. Portland State University Library, January 2000. http://dx.doi.org/10.15760/etd.6897.

Full text
APA, Harvard, Vancouver, ISO, and other styles
2

Mundlak, Yair, and D. G. Johnson. The Determinants of Agricultural Productivity - the Cases of Israel and the United States. United States Department of Agriculture, January 1986. http://dx.doi.org/10.32747/1986.7562337.bard.

Full text
APA, Harvard, Vancouver, ISO, and other styles
3

Miller, Eric T. Financial Services in the Trading System: Progress and Prospects. Inter-American Development Bank, January 1999. http://dx.doi.org/10.18235/0008609.

Full text
Abstract:
In the winter of 1996, Canada's third largest financial institution, the Bank of Montreal, launched a now infamous advertising campaign in which it asked the question: Can a bank change? While the resulting ads naturally responded in the affirmative, many other large financial institutions were asking themselves the same question. The dramatic acceleration since the mid-to-late 1980's of the rate at which banks are establishing branches and/or investing in financial institutions outside of their home markets combined with the dismantling by governments around the world of many traditional regulatory restrictions is resulting in the re-making of the financial services industry in its entirety. Central to this process has been a wave of mergers and alliances, many of which increasingly cut across the classical sectoral sub-divisions (commercial banking, securities, insurance etc.). The end result has been the gradual emergence of singular financial amorphisms capable of offering any service globally. In addition to these structural changes, an important result of this wave of mergers, alliances and foreign investment has been that financial institutions have become global players in terms of market presence, rather than just loan portfolios. This, in turn, has meant that the volume and importance of international trade in financial services has substantially increased in recent years. As the international trade of financial services has developed, governments have sought to establish a framework of rules to govern it. However, this process has not occurred in a vacuum. Over the past 15 years, international trade in goods has become substantially freer, international trade in services (of which financial services constitute a part) has grown dramatically, and international capital flows have become more open. While volumes have been written about both international trade in goods and international capital flows and a burgeoning literature exists on trade in services, comparatively little has been written specifically about international trade in financial services. This paper is designed to help fill this void. The core of the paper consists of three specific cases: (1) the Canada-United States Free Trade Agreement (CUSFTA); (2) the North American Free Trade Agreement (NAFTA); (3) the World Trade Organization (WTO) Agreement on Trade in Financial Services. These selections constitute a logical progression. The CUSFTA was the first trade agreement ever to include provisions on financial services. The NAFTA, negotiated shortly thereafter contains the most far-reaching provisions in the world in this area. Finally, the WTO Financial Services Agreement marks the first time that such disciplines have been successfully negotiated on a global level. In order to make an examination of an Agreement consisting of 56 different schedules possible, this section will focus on the commitments of a number of sample countries in a specific region of the world, namely Latin America.
APA, Harvard, Vancouver, ISO, and other styles
4

Frost, Jennifer J., Mia R. Zolna, Lori F. Frohwirth, Ayana Douglas-Hall, Nakeisha Blades, Jennifer Mueller, Zoe H. Pleasure, and Shivani Kochhar. Publicly Supported Family Planning Services in the United States: Likely Need, Availability and Impact, 2016. Guttmacher Institute, October 2019. http://dx.doi.org/10.1363/2019.30830.

Full text
Abstract:
Key Points Key Points In 2016, 20.6 million U.S. women were likely in need of public support for contraceptive services and supplies. Between 2010 and 2016, the number of women likely in need of public support for contraceptive services and supplies rose 8% overall. Among women below 250% of federal poverty guidelines, there was a 12% increase; among adolescents, there was a 5% decline. Between 2013 and 2016, the number of women likely in need of public support for contraceptive services who had neither public nor private health insurance fell more than one-third (36%), from 5.6 million to 3.6 million. States that implemented the Affordable Care Act’s Medicaid expansion experienced particularly large declines. Between 2010 and 2016, the overall number of women receiving publicly supported contraceptive services remained stable at about nine million women. However, the number of women served by different types of providers shifted dramatically over this period. While Title X–funded sites continued to serve the largest segment of women receiving publicly supported care, their patient load fell by 25%, from 4.7 million in 2010 to 3.5 million in 2016. The number of contraceptive patients served by other public clinics that do not receive Title X funding rose by 29% and the number of women receiving Medicaid-funded contraceptive services from private providers rose by 19%. In 2016, women who obtained contraceptive services from all publicly supported providers were able to postpone or avoid two million pregnancies that they would have been unable to prevent without access to publicly supported care. Women who obtained contraceptives from Title X–funded clinics avoided 755,000 pregnancies. Screening and vaccination services provided at family planning visits with all publicly supported providers helped patients avoid more than 12,000 cases of pelvic inflammatory disease and nearly 2,000 cases of cervical cancer in 2016. More than 100,000 chlamydia infections, 18,000 gonorrhea infections and 800 cases of HIV were prevented among the partners of women obtaining publicly funded contraceptive care.
APA, Harvard, Vancouver, ISO, and other styles
5

Mendoza, Pamela, and Miguel Székely. Patterns, Trends and Policy Implications of Private Spending on Skills Development in Mexico and the United States. Inter-American Development Bank, March 2017. http://dx.doi.org/10.18235/0011784.

Full text
Abstract:
This paper explores families' investment in skills development through education in a high-inequality, low-education quality country such as Mexico, comparing it to a lower-inequality, higher-quality education country such as the United States. The paper uses a series of high-quality Household Income and Expenditure Surveys for both countries spanning around 20 years and different methodological approaches. Of particular interest is the analysis of education expenditure patterns along the income distribution. Policy implications for both cases are discussed. While in Mexico stimulating private spending in education through public resources might be regressive, the opposite might be the case in the United States.
APA, Harvard, Vancouver, ISO, and other styles
6

Maeno, Yoshiharu. Epidemiological geographic profiling for a meta-population network. Web of Open Science, December 2020. http://dx.doi.org/10.37686/ser.v1i2.78.

Full text
Abstract:
Epidemiological geographic profiling is a statistical method for making inferences about likely areas of a source from the geographical distribution of patients. Epidemiological geographic profiling algorithms are developed to locate a source from the dataset on the number of new cases for a meta-population network model. It is found from the WHO dataset on the SARS outbreak that Hong Kong remains the most likely source throughout the period of observation. This reasoning is pertinent under the restricted circumstance that the number of reported probable cases in China was missing, unreliable, and incomprehensive. It may also imply that globally connected Hong Kong was more influential as a spreader than China. Singapore, Taiwan, Canada, and the United States follow Hong Kong in the likeliness ranking list
APA, Harvard, Vancouver, ISO, and other styles
7

McNulty, Steven, Sarah Wiener, Emrys Treasure, Jennifer Moore Myers, Hamid Farahani, Lisa Fouladbash, David Marshall, and Rachel F. Steele. Southeast Regional Climate Hub Assessment of Climate Change Vulnerability and Adaptation and Mitigation Strategies. United States. Department of Agriculture, January 2015. http://dx.doi.org/10.32747/2015.7279978.ch.

Full text
Abstract:
Climate-related variability in rainfall, temperature, and extreme weather (e.g., drought, flood, unseasonal frost) pose significant challenges to working land (i.e., range, forest, and agricultural) managers across the southeastern United States. This document outlines the type of risks that southeastern agriculture and forestry currently face and, in some cases, options to address these risks. Finally, this document looks forward to providing direction on the priority needs of Southeast working land managers and an outline of how the USDA Southeast Climate Hub will address those needs.
APA, Harvard, Vancouver, ISO, and other styles
8

Gilly, Zsófia Bernadett. Impeachment as a tool of lawfare in Latin America : Conceptual and historical overview (Part I). Magyar Külügyi Intézet, 2023. http://dx.doi.org/10.47683/kkielemzesek.ke-2023.27.

Full text
Abstract:
The concept of impeachment has its origins in the history of political and legal thought as a constitutional mechanism to remove public officials for serious violations of the law or abuse of power. Originating from England, it has influenced the constitutions of the United States and the countries of Latin America. In addition to concrete grounds for impeachment, constitutions also allow for impeachment based on abstract grounds, designed for cases where no specific offence can be proven, but the abuse of power is so obvious that the people must be guaranteed the right to recall their elected leader. In Latin America, military coups have been replaced by so-called “soft coups”, which abuse various legal instruments. The abstract nature of the grounds for impeachment contributes to the potential misuse of this mechanism as a tool of lawfare, as many cases demonstrate. During the past decade, Peru has experienced a series of impeachments, with three presidents facing removal from office due to political conflicts between the legislative and executive branches. These cases highlight the use of impeachment as a tool of lawfare, undermining democratic stability and raising concerns about the transparency and impartiality of the process, as well as the erosion of democratic principles.
APA, Harvard, Vancouver, ISO, and other styles
9

Gilly, Zsófia Bernadett. Impeachment as a tool of lawfare in Latin America : Conceptual and historical overview (Part II). Magyar Külügyi Intézet, 2023. http://dx.doi.org/10.47683/kkielemzesek.ke-2023.28.

Full text
Abstract:
The concept of impeachment has its origins in the history of political and legal thought as a constitutional mechanism to remove public officials for serious violations of the law or abuse of power. Originating from England, it has influenced the constitutions of the United States and the countries of Latin America. In addition to concrete grounds for impeachment, constitutions also allow for impeachment based on abstract grounds, designed for cases where no specific offence can be proven, but the abuse of power is so obvious that the people must be guaranteed the right to recall their elected leader. In Latin America, military coups have been replaced by so-called “soft coups”, which abuse various legal instruments. The abstract nature of the grounds for impeachment contributes to the potential misuse of this mechanism as a tool of lawfare, as many cases demonstrate. During the past decade, Peru has experienced a series of impeachments, with three presidents facing removal from office due to political conflicts between the legislative and executive branches. These cases highlight the use of impeachment as a tool of lawfare, undermining democratic stability and raising concerns about the transparency and impartiality of the process, as well as the erosion of democratic principles.
APA, Harvard, Vancouver, ISO, and other styles
10

Chauvin, Juan Pablo. Why Does COVID-19 Affect Some Cities More than Others?: Evidence from the First Year of the Pandemic in Brazil. Inter-American Development Bank, August 2021. http://dx.doi.org/10.18235/0003458.

Full text
Abstract:
This paper investigates what explains the variation in impacts of COVID-19 across Brazilian cities. I assemble data from over 2,500 cities on COVID-19 cases and deaths, population mobility, and local policy responses. I study how these outcomes correlate with pre-pandemic local characteristics, drawing comparisons with existing US estimates when possible. As in the United States, the connections between city characteristics and outcomes in Brazil can evolve over time, with some early correlations fading as the pandemic entered a second wave. Population density is associated with greater local impact of the disease in both countries. However, in contrast to the United States, the pandemic in Brazil took a greater toll in cities with higher income levels consistent with the fact that higher incomes correlate with greater mobility in Brazil. Socioeconomic vulnerabilities, such as the presence of slums and high residential crowding, correlate with higher death rates per capita. Cities with such vulnerabilities in Brazil suffered higher COVID-19 death rates despite their residents' greater propensity to stay home. Policy responses do not appear to drive these connections.
APA, Harvard, Vancouver, ISO, and other styles
You might also be interested in the extended bibliographies on the topic 'Securities – united states – cases' for particular source types:
Journal articles Dissertations / Theses Books
We offer discounts on all premium plans for authors whose works are included in thematic literature selections. Contact us to get a unique promo code!

To the bibliography