Journal articles on the topic 'Privately placed securities'
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Ford Jacob, Valerie, Daniel J. Bursky, Stuart H. Gelfond, Michael A. Levitt, Paul D. Tropp, and Vasiliki B. Tsaganos. "SEC shortens Rule 144 holding periods and loosens restrictions on resales of privately placed securities." Journal of Investment Compliance 9, no. 2 (June 13, 2008): 45–49. http://dx.doi.org/10.1108/15285810810886180.
Full textDONALD, David C., and Paul W. H. CHEUK. "Hong Kong’s Public Enforcement Model of Investor Protection." Asian Journal of Law and Society 4, no. 2 (July 10, 2017): 349–85. http://dx.doi.org/10.1017/als.2017.9.
Full textAlain, Robert. "Le droit des valeurs mobilières et le retour des compagnies publiques au statut de compagnie privée." Les Cahiers de droit 20, no. 3 (April 12, 2005): 539–82. http://dx.doi.org/10.7202/042328ar.
Full textPershkow, Amy Ward, and Adam D. Kanter. "US Securities and Exchange Commission settles administrative action against fund manager concerning use of fund assets to pay management company expenses." Journal of Investment Compliance 16, no. 4 (November 2, 2015): 55–58. http://dx.doi.org/10.1108/joic-08-2015-0050.
Full textMacNeil, Iain, and Alex Lau. "International Corporate Regulation: Listing Rules and Overseas Companies." International and Comparative Law Quarterly 50, no. 4 (October 2001): 787–810. http://dx.doi.org/10.1093/iclq/50.4.787.
Full textZALIUBOVSKA, S. S., Yu B. KOLUPAYEV, and К. R. TOKАREVA. "The Securities Market in Ukraine: Theoretical Aspects of Historic Development." Scientific Bulletin of the National Academy of Statistics, Accounting and Audit, no. 3 (November 1, 2019): 120–30. http://dx.doi.org/10.31767/nasoa.3.2019.11.
Full textSabarinathan, G. "SEBI's Regulation of the Indian Securities Market: A Critical Review of the Major Developments." Vikalpa: The Journal for Decision Makers 35, no. 4 (October 2010): 13–26. http://dx.doi.org/10.1177/0256090920100402.
Full textWilson, Berry K. "On the information content of ratings: an analysis of the origin of Moody's stock and bond ratings." Financial History Review 18, no. 2 (April 27, 2011): 155–90. http://dx.doi.org/10.1017/s0968565011000072.
Full textHantsiak, Mykhailo. "PUBLIC DEBT MARKET AND BUDGET DEFICIT FINANCING TOOLS." Scientific Notes of Ostroh Academy National University, "Economics" Series 1, no. 19(47) (December 17, 2020): 80–85. http://dx.doi.org/10.25264/2311-5149-2020-19(47)-80-85.
Full textСакович, Ольга, and Olga Sakovich. "PLEDGE LAW REGULATION IN THE NEW CIVIL CODE OF THE CZECH REPUBLIC." Journal of Foreign Legislation and Comparative Law 3, no. 4 (August 23, 2017): 87–92. http://dx.doi.org/10.12737/article_598063fadb5351.90879993.
Full textColangelo, Anthony J. "The Frankenstein’s Monster of Extraterritoriality Law." AJIL Unbound 110 (2016): 51–56. http://dx.doi.org/10.1017/s2398772300002397.
Full textFranz, Diana R., Dean Crawford, and Eric N. Johnson. "The Impact of Litigation against an Audit Firm on the Market Value of Nonlitigating Clients." Journal of Accounting, Auditing & Finance 13, no. 2 (April 1998): 117–34. http://dx.doi.org/10.1177/0148558x9801300202.
Full textNorman Goldberger, M., John C. Grugan, Christine O’Neil, and Tesia N. Stanley. "SEC announces first investment adviser ‘pay-to-play’ enforcement action." Journal of Investment Compliance 15, no. 3 (August 26, 2014): 35–37. http://dx.doi.org/10.1108/joic-08-2014-0036.
Full textMichael, Bryane, and Svitlana Osaulenko. "TOWARD A NEW COMPARATIVE PUBLIC LAW OF CENTRAL BANK LEGISLATION: Designing Legislative Mandates for Central Bank Private Securities Assets Purchases and Nominal GDP Targeting." Journal of Central Banking Theory and Practice 10, no. 1 (January 1, 2021): 5–38. http://dx.doi.org/10.2478/jcbtp-2021-0001.
Full textShammas, Carole. "Tracking the growth of government securities investing in early modern England and Wales." Financial History Review 27, no. 1 (March 25, 2020): 95–114. http://dx.doi.org/10.1017/s096856501900026x.
Full textBerman, Kenneth, Gregory Larkin, Phil V. Giglio, Erica Berthou, Michael P. Harrell, Jordan C. Murray, Jaime D. Schechter, and Geoffrey Kittredge. "Expense allocation: the SEC brings down the hammer." Journal of Investment Compliance 16, no. 1 (May 5, 2015): 66–68. http://dx.doi.org/10.1108/joic-01-2015-0005.
Full textCheung, William Mingyan, James Chicheong Lei, and Desmond Tsang. "International Real Estate Review." International Real Estate Review 19, no. 1 (March 31, 2016): 27–49. http://dx.doi.org/10.53383/100214.
Full textAlem, Mauro, and Julio Jorge Elias. "Allocating production risks through credit cum insurance contracts: the design and implementation of a fund for small cotton growers to access market finance." International Food and Agribusiness Management Review 21, no. 2 (March 13, 2018): 237–48. http://dx.doi.org/10.22434/ifamr2017.0116.
Full textCioffi, John W. "Corporate Governance Reform, Regulatory Politics, and the Foundations of Finance Capitalism in the United States and Germany." German Law Journal 7, no. 6 (June 1, 2006): 533–61. http://dx.doi.org/10.1017/s2071832200004855.
Full textKohl, Sebastian. "The Great De-Mortgaging: the Retreat of Life Insurances From Housing Finance in US-German Historical Perspective." Jahrbuch für Wirtschaftsgeschichte / Economic History Yearbook 63, no. 1 (May 1, 2022): 199–231. http://dx.doi.org/10.1515/jbwg-2022-0008.
Full textSHULIUK, Bohdana, and Vasyl DEMIANYSHYN. "Features of the use of debt financial instruments of public-private partnership in domestic and foreign practice." Economics. Finances. Law 10, no. - (October 28, 2022): 19–23. http://dx.doi.org/10.37634/efp.2022.10.5.
Full textRobertson, Mari L. "Securitization and financial markets: the implications for interest rate pass-through." Journal of Financial Economic Policy 8, no. 4 (November 7, 2016): 472–98. http://dx.doi.org/10.1108/jfep-02-2016-0010.
Full textBosworth, Barry, and Aaron Flaaen. "Financial Crisis American Style." Asian Economic Papers 8, no. 3 (October 2009): 146–70. http://dx.doi.org/10.1162/asep.2009.8.3.146.
Full textSukumaran, Shangeetha, Thai Siew Bee, and Shaista Wasiuzzaman. "Cryptocurrency as an Investment: The Malaysian Context." Risks 10, no. 4 (April 14, 2022): 86. http://dx.doi.org/10.3390/risks10040086.
Full textEaton, Sarah B. "Crisis and the Consolidation of International Accounting Standards: Enron, The IASB, and America." Business and Politics 7, no. 3 (December 2005): 1–18. http://dx.doi.org/10.2202/1469-3569.1137.
Full textLohoyda, V. M. "Prospects for settlement of the legal status of cryptocurrency in Ukraine." Uzhhorod National University Herald. Series: Law, no. 63 (August 9, 2021): 152–57. http://dx.doi.org/10.24144/2307-3322.2021.63.27.
Full textMlachila, Montfort, and Sarah Sanya. "Post-crisis bank behavior: lessons from Mercosur." International Journal of Emerging Markets 11, no. 4 (September 19, 2016): 584–606. http://dx.doi.org/10.1108/ijoem-06-2015-0116.
Full textDROBIAZKO, Anatolii, Oleksandr LYUBICH, and Dmytro OLIINYK. "Optimization of business models of state banks in the conditions of strengthening requirements for financial security in 2022." Fìnansi Ukraïni 2022, no. 1 (May 9, 2022): 74–89. http://dx.doi.org/10.33763/finukr2022.01.074.
Full textAbdullahi, Nuruddeen A., and Alan Wakelam. "Nigeria: Economy, Finance and the Role of the Stockbroker." Journal of Interdisciplinary Economics 6, no. 4 (December 1995): 255–74. http://dx.doi.org/10.1177/02601079x9500600402.
Full textBYSTRIAKOV, Ihor, Dmytro KLYNOVYI, and Nataliia KORZHUNOVA. "FORESIGHT APPROACH TO ORGANIZATION AND FINANCING OF SUSTAINABLE ECONOMIC MANAGEMENT." Economy of Ukraine 2022, no. 4 (April 25, 2022): 3–27. http://dx.doi.org/10.15407/economyukr.2022.04.003.
Full textMcDonald, Oonagh Anne. "The federal housing finance agency’s complaints against seventeen banks." Journal of Financial Crime 23, no. 1 (December 31, 2015): 22–44. http://dx.doi.org/10.1108/jfc-09-2015-0047.
Full textVollmer, Andrew. "Accusers as Adjudicators in Agency Enforcement Proceedings." University of Michigan Journal of Law Reform, no. 52.1 (2018): 103. http://dx.doi.org/10.36646/mjlr.52.1.accusers.
Full textBereslavska, O. I., S. Ye Shyshkov, and N. M. Sheludko. "Investment preferences of the population of Ukraine: response to shocks of martial law." Ukrainian Society 83, no. 4 (December 29, 2022): 76–91. http://dx.doi.org/10.15407/socium2022.04.076.
Full textBist, Jagadish Prasad, and Nar Bahadur Bista. "Finance–Growth Nexus in Nepal: An Application of the ARDL Approach in the Presence of Structural Breaks." Vikalpa: The Journal for Decision Makers 43, no. 4 (December 2018): 236–49. http://dx.doi.org/10.1177/0256090918813211.
Full textRay, Aditya. "IT-Oriented Infrastructural Development, Urban Co-Dependencies, and the Reconfiguration of Everyday Politics in Pune, India." Urban Planning 5, no. 4 (December 15, 2020): 371–83. http://dx.doi.org/10.17645/up.v5i4.3506.
Full textSampaio, Murilo. "A IMPORTÂNCIA DA INOVAÇÃO NO DESEMPENHO DOS PROCESSOS DE ABERTURA DE CAPITAL (IPO) OCORRIDOS NO BRASIL NA ÚLTIMA DÉCADA DOI:10.7444/fsrj.v3i2.86." Future Studies Research Journal: Trends and Strategies 3, no. 2 (January 20, 2012): 121–44. http://dx.doi.org/10.24023/futurejournal/2175-5825/2011.v3i2.86.
Full textPolova, Olena. "PECULIARITIES OF FUNCTIONING OF THE BANKING SYSTEM OF UKRAINE." Three Seas Economic Journal 3, no. 2 (April 29, 2022): 97–104. http://dx.doi.org/10.30525/2661-5150/2022-2-14.
Full textKHOMIAKOVSKA, Teniana. "THE ROLE OF EDUCATIONAL ENVIRONMENT OF AN AGRICULTURAL UNIVERSITY IN FORMATION OF INTELLECTUAL POTENTIAL OF HUMAN CAPITAL." "EСONOMY. FINANСES. MANAGEMENT: Topical issues of science and practical activity", no. 3 (43) (March 2019): 191–99. http://dx.doi.org/10.37128/2411-4413-2019-3-15.
Full textMichael, Bryane, and Viktoria Dalko. "When should central banks engage in private sector securities purchases?" Journal of Economic Studies, March 3, 2023. http://dx.doi.org/10.1108/jes-04-2022-0197.
Full textDjatej, Arsen, Grace Gao, Robert H. S. Sarikas, and David L. Senteney. "An Investigation Of The Comparative Impact Of Degree Of Implementation Of IFRS Upon The Public And Private Information Quality Of Asia Pacific Country Firms." International Business & Economics Research Journal (IBER) 9, no. 3 (December 19, 2010). http://dx.doi.org/10.19030/iber.v9i3.534.
Full textWatanabe, Joji. "Finance for Green Chemistry through Currency Mix." Physical Sciences Reviews, January 28, 2022. http://dx.doi.org/10.1515/psr-2021-0075.
Full textLehmann, Matthias. "National Blockchain Laws as a Threat to Capital Markets Integration." Uniform Law Review, July 5, 2021. http://dx.doi.org/10.1093/ulr/unab004.
Full text., Sonia. "Evolution of Strategic Groups amongst Public Sector Banks in India." PRAGATI : Journal of Indian Economy 4, no. 01 (January 25, 2017). http://dx.doi.org/10.17492/pragati.v4i01.9547.
Full textLuger, Jason David. "Must Art Have a ‘Place’? Questioning the Power of the Digital Art-Scape." M/C Journal 19, no. 3 (June 22, 2016). http://dx.doi.org/10.5204/mcj.1094.
Full textWarner, Kate. "Relationships with the Past: How Australian Television Dramas Talk about Indigenous History." M/C Journal 20, no. 5 (October 13, 2017). http://dx.doi.org/10.5204/mcj.1302.
Full textCaluya, Gilbert. "The Architectural Nervous System." M/C Journal 10, no. 4 (August 1, 2007). http://dx.doi.org/10.5204/mcj.2689.
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