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1

Hale, Lola M. Private placements of securities. New York, NY (11 Penn Plaza, New York 10001): M. Bender, 1987.

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2

1951-, Sorell Rene, ed. Private placements in Canada. [Agincourt, Ont.]: Carswell, 1985.

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3

Maryland. General Assembly. Dept. of Fiscal Services. Report on special education nonpublic placements. Annapolis, Md: The Department, 1997.

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4

V, Gunderson Robert, and Mendelson Keith J, eds. The private offering handbook: The Federal Securities Law exemptions used for private placements and employee stock purchases : regulation D, section 4(2), rule 701, and other exemptions. Englewood Cliffs, NJ: Prentice Hall Law & Business, 1989.

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5

Robert, Brown J. Raising capital: Private placement forms & techniques. 3rd ed. New York: Aspen Law & Business, 1993.

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6

Brown, J. Robert. Raising capital: Private placement forms & techniques. 3rd ed. Gaithersburg: Aspen Law & Business, 1993.

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7

Max, Herbert B. Raising capital: Private placement forms & techniques. 2nd ed. Englewood Cliffs, NJ: Prentice Hall Law & Business, 1989.

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8

Song, Pengcheng. Private Placement of Public Equity in China. Berlin, Heidelberg: Springer Berlin Heidelberg, 2014. http://dx.doi.org/10.1007/978-3-642-55093-5.

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9

Correction, Maryland Division of. [The placement of released inmate in private employment. Baltimore: Dept. of Public Safety and Correctional Services, 1988.

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10

Kwan, Simon H. Financial contracting and the choice between private placement and publicly offered bonds. [San Francisco]: Federal Reserve Bank of San Francisco, 2004.

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11

Frye, Judith E. An evaluation of bonus compensation and private placement activities, State of Wisconsin Investment Board. Madison, WI: State of Wisconsin, Legislative Audit Bureau, 1995.

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12

Blaue, Andreas. Werbung wird Programm: Rundfunkrechtliche Zulässigkeit und Regulierung von Sonderwerbeformen im privaten Fernsehen unter besonderer Berücksichtigung des Product Placements. Baden-Baden: Nomos, 2011.

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13

Zhongguo si mu ji jin li fa wen ti yan jiu: The legislation study on private placement fund in China. Beijing: Ren min chu ban she, 2009.

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14

Testing for kindergarten: Simple strategies to help your child ace the tests for public school placement, private school admissions, gifted program qualification. New York: Simon & Schuster, 2010.

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15

Nowak, Gregory J. Hedge fund disclosure documents line by line: A user's guide to confidential private placement memoranda for funds formed as limited liability companies. 2nd ed. [Boston, Mass.]: Aspatore, 2011.

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16

Society for Local Integrated Development Nepal, ed. Training, recruitment, placement, and retention of health professionals: With an emphasis on public private partnership (PPP) : a report of operational research, May 2012. Kathmandu: Society for Local Integrated Development Nepal, 2012.

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17

Maki, Dennis R. The market for employment, personnel, and security: A service sector analysis. Vancouver, B.C., Canada: Fraser Institute, 1988.

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18

Si mo gu quan ji jin de mu ju yu yun zuo: Fa lü shi wu yu an li = Placement and operation of private equity : Legal practice and cases. Beijing Shi: Fa lü chu ban she, 2009.

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19

Private Placements. Prentice Hall Europe (a Pearson Education company), 1987.

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20

PLI. Private Placements 2005. Practising Law Institute, 2005.

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21

G, Wolfson Michael, and Practising Law Institute, eds. Introduction to private placements. New York, N.Y. (810 7th Ave., New York 10019): Practising Law Institute, 1990.

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22

Graaf, Frank GB. Private Placements in the Capital Markets Union. Oxford University Press, 2018. http://dx.doi.org/10.1093/oso/9780198813392.003.0014.

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This chapter looks at recent initiatives in the context of the European Commission's flagship plans for a Capital Markets Union (CMU) designed to encourage a pan-European private placement market. In reality, private placements are mainly available as a funding tool for medium-sized and larger companies. Nonetheless, private placements are regarded by CMU's policymakers as an alternative source of long-term funding, which is simple enough for smaller corporates and small and medium-sized enterprises (SME), and with benefits that they might find attractive. The Commission's initial intention in the design of a CMU was to enable a greater use by SMEs of private placements.
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23

Private placements: Legal & practical considerations. Mechanicsburg, PA: Pennsylvania Bar Institute, 2008.

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24

Martin, Edwin M., Robert C. Nash, and Paul E. Kreutz. Private Placements, 1988: Current Developments in Private Financings. Practising Law Institute, 1988.

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25

Institute, Practising Law, ed. Private placements and other private financings: A satellite program. New York, N.Y. (810 Seventh Ave., New York 10019): Practising Law Institute, 1988.

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26

Kreutz, Paul T. Private Placements, 1990: Current Developments in Private Financings (B4-6913). Practising Law Inst, 1990.

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27

Private placements after Rule 144A: A satellite program. New York, N.Y. (810 Seventh Ave., New York 10019): Practising Law Institute, 1990.

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28

The Economics of private placements: A new look. Cambridge, MA: Blackwell, 1993.

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29

Davidson, Gordon K. Private Placements, 2001 (Transactions of the American Philosophical Society,). Practising Law Institute, 2001.

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30

Raj, Panasar, and Boeckman Philip. Part 2 Doing Deals in Europe, 4 Private Placements. Oxford University Press, 2014. http://dx.doi.org/10.1093/law/9780199685608.003.0004.

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31

Private Placements: The Optimal Financing Vehicle for the 90's. Insight Information, 1993.

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32

J, Barry Robert A., and Massachusetts Continuing Legal Education, Inc. (1982- ), eds. Senior financing: From asset based loans to institutional private placements. Boston, MA: Massachusetts Continuing Legal Education, 2001.

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33

Srivastava, Ashwani Kumar. Private equity placements: an investigation of discounts, price effects, and floatation costs. 1990.

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34

Library of Congress. Congressional Research Service, ed. Securities and Exchange Commission rule 144A: Resales of private placements to institutional investors. [Washington, D.C.]: Congressional Research Service, Library of Congress, 1991.

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35

Securities offerings, private placements and resales: How the Securities Act of 1933 works. [Boston, Mass.]: MCLE, 2004.

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36

Halloran, Michael J., Robert V. Gunderson Jr, and Keith J. Mendelson. Private Offering Handbook: The Federal Securities Law Exemptions Used for Private Placements and Employee Stock Purchases : Regulation D, Section 4. Aspen Law & Business, 1990.

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37

Halloran, Michael J., Robert V. Gunderson Jr, and Keith J. Mendelson. Private Offering Handbook: The Federal Securities Law Exemptions Used for Private Placements and Employee Stock Purchases : Regulation D, Section 4. Aspen Law & Business, 1990.

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38

Timothy, Spangler. 2 Marketing Private Investment Funds. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198807247.003.0002.

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This chapter examines how private investment funds are marketed, first by considering the different distribution approaches for such funds. Private investment funds are distributed mainly through private placements rather than public offers. With limited exceptions, this is generally driven by restrictions on public marketing efforts imposed by financial regulations such as the Financial Services and Markets Act 2000 (FSMA) in the UK. The chapter proceeds by discussing financial promotion restrictions in the UK as well as exemptions to these restrictions, including one-off communications, high net worth individuals, and sophisticated investors. It also explains the promotion of collective investment schemes (CIS) and the consequences of CIS categorisation before concluding with an analysis of laws that govern the marketing of private investment funds in the United States, namely: the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934.
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39

J, Novack Kenneth, and Massachusetts Continuing Legal Education, Inc. (1982- ), eds. Advanced private placement. Boston, MA: MCLE, 1992.

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40

Barnes, Carl F., and Edwin L. Miller. The Lifecycle of a Technology Company: Private Placements, IPOs&Public Company Registration -Tools&Strategies for Successfully Navigating the Next ... of a Technology Company (Numbered)). Aspatore Books, 2004.

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41

Institute, Pennsylvania Bar, ed. Private placement of securities. [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903): Pennsylvania Bar Institute, 2001.

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42

Private placement of securities. Mechanicsburg, Pa: Pennsylvania Bar Institute, 1997.

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43

Institute, Pennsylvania Bar, ed. Private placement of securities. [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903): Pennsylvania Bar Institute, 2002.

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44

Private placement: Legal & practical considerations. [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903): Pennsylvania Bar Institute, 2006.

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45

Institute, Pennsylvania Bar, ed. Private placement: Legal & practical considerations. [Mechanicsburg, Pa.] (5080 Ritter Rd., Mechanicsburg 17055-6903): Pennsylvania Bar Institute, 2005.

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46

Max, Herbert B. Raising Capital: Private Placement Forms & Techniques. 2nd ed. Aspen Law & Business, 1992.

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47

Max, Herbert B. Raising Capital: Private Placement Forms & Techniques. Aspen Law & Business, 1992.

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48

Max, Herbert B., and J. Robert Jr Brown. Raising Capital: Private Placement Forms & Techniques. Aspen Law & Business Publishers, 2002.

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49

Max, Herbert B., and Robert Jr Brown J. Raising Capital: Private Placement Forms & Techniques. 3rd ed. Aspen Law & Business Publishers, 2002.

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50

Halperin, Jack H. Private Placement of Securities (Trial Practical Library). John Wiley & Sons Inc, 1988.

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