Dissertations / Theses on the topic 'Polymorphic transformations'

Fundação Carlos Chagas Filho de Amparo a Pesquisa do Estado do Rio de Janeiro
Neste estudo foram preparados polimorfos do fármaco tolbutamida, um hipoglicemiante oral usado no tratamento dos Diabetes Mellitus tipo II. Foram também preparados polimorfos da nifedipina, fármaco usado no tratamento das desordens cardiovasculares, como angina pectoris e hipertensão. A preparação dos polimorfos foi mediada por solvente, ou seja, foi em função do solvente usado nas etapas de cristalização e de precipitação das espécies. Um método de resfriamento rápido por nitrogênio líquido também foi utilizado. Técnicas analíticas como a espectrofotometria de infravermelho, a calorimetria diferencial de varredura, a difratometria de raio-X e a microscopia eletrônica de varredura foram úteis para a caracterização dos produtos obtidos experimentalmente. Os resultados comprovaram que dois polimorfos da tolbutamida foram preparados, ambos com estrutura cristalina. No caso da nifedipina, dois polimorfos foram preparados e a caracterização mostrou que um destes foi obtido num estado amorfo enquanto o outro estava sob forma cristalina. A instabilidade da nifedipina no estado amorfo foi monitorada pela técnica de calorimetria diferencial de varredura que, através de diferentes curvas, mostrou uma transformação rápida para uma estrutura cristalina. Esta mesma técnica aliada à termogravimetria confirmou a obtenção de um terceiro produto da nifedipina, de estrutura cristalina, que foi considerado um pseudopolimorfo por ser uma espécie solvatada. Ao final do procedimento experimental e da avaliação dos resultados foi sugerido um esquema, passo a passo, para obtenção e caracterização de polimorfos de uma substância
In this study the polymorphs of tolbutamide, an oral hypoglicemiant used on Diabetes Mellitus type II treatment, and of nifedipine, a drug used in the cardiovascular disorders treatment, were prepared. All crystalline forms were obtained by crystallization from different solvents. Tolbutamide was isolated only in crystalline forms and nifedipine in two crystalline forms and in the amorphous form prepared by melting and subsequent cooling. The polymorphs from each drug were characterized by powder x-ray diffraction (PDRX), infrared spectroscopy (IR), Raman spectroscopy (FT-RAMAN), scanning electron microscopy (SEM) and differential scanning calorimetry (DSC). The results proved that two different crystalline forms of tolbutamide were obtained and two crystalline form to nifedipine, one of them as a pseudo-polymorph. The characterization confirmed that melting and quickly cooling procedure prepared amorphous nifedipine. Differential scanning calorimetry technique generated curves whose data proved that the amorphous nifedipine is a very unstable form. Thermogravimetry confirmed a pseudo-polymorphs preparation of nifedipine. In spite of the modification observed on the profile of X-ray diffraction, because of the solvent present, was possible to prove that this solvated form have an crystalline structure. A methodology was proposed step by step to prepare and characterize polymorphs of a substance

The dramatic change in properties of water near its critical point (i.e. T = 374 °C and p = 22.1 MPa, note: 100 MPa = 0.1 GPa = 1 kbar ≈ 1000 atm) has been a subject of numerous studies and also lead to the development of various applications (e.g. in waste destruction, biomass processing, and the synthesis of advanced ceramic materials). However, comparatively little is known about the behavior of water at gigapascal pressures. The present study attempts to explore catalytical properties and reactivity of extreme water with respect to several oxide systems: SiO2, TiO2 and LiAlSiO4. “Extreme water” here is defined as existing at p,T conditions of 0.25–10 GPa and 200–1000 °C, thus considering both supercritical fluid and hot compressed ice. The study shows that extreme water can make high pressure mineral phases accessible at relatively mild T conditions. At the same time, high pressure aqueous environments appear efficient in stabilizing novel metastable structures and may be considered as a general route for synthesizing new materials. The hydrothermal treatment of SiO2 glass at 10 GPa and 300–550 °C yielded an unusual ultrahydrous form of stishovite with up to 3% of structural water. At the same time, the extreme water environment enhanced notably the kinetics of stishovite formation, making it accessible at unprecedentedly low temperatures. Thus, for the SiO2–H2O system water acts as both catalyst and reactant. For TiO2 a hydrothermal high pressure treatment proved to be of high importance for overcoming the kinetical hindrance of the rutile – TiO2-II transformation. 6 GPa and 650 °C were established as the mildest conditions for synthesizing pure TiO2-II phase in less than two hours. The crystallization of LiAlSiO4 glass in an extreme water environment yielded a number of different phases. In the low pressure region (0.25 – 2 GPa) mainly a zeolite (Li-ABW) and a dense anhydrous aluminosilicate (α-eucryptite) were obtained. At pressures above 5 GPa the formation of novel pyroxene-like structures with crystallographic amounts of structural water was observed. The overall conclusion of this study is that extreme water environments show a great potential for catalyzing phase transitions in oxide systems and for stabilizing novel structures via structural water incorporation.

At the time of the doctoral defense, the following papers were unpublished and had a status as follows: Paper 3: Manuscript. Paper 4: Manuscript.

The importance of studying the physico-chemical properties of nano-dimensional materials has gained significant attention in the fields of semiconductors, pharmaceuticals, materials science, and atmospheric chemistry owing to the differences in physical properties between macro- and nano-dimensional solids. Nonetheless, direct studies of physical properties of materials at nanoscale is limited in part due to their inherent size constraints and experimental limitations. However, development of atomic force microscopy (AFM) led to the implementation of methods to characterize a wide range of physical properties, including – but not limited to – mechanical properties, electrical properties, viscoelastic properties, and surface tension. Herein, the dissertation focuses on AFM-based method development for characterization of atmospheric particles as well as understanding the relationship between structure and physical properties of organic solids at both macro- and nano-dimensions. In the atmospheric chemistry realm, the combined aerosol effect on the climate and environment has significant uncertainty in part due to lack of direct characterization of their physico-chemical properties. The difficulty in assessing the physical and chemical properties arises due to the presence of diversified aerosol sources, which in turn influences the size, morphology, phase states and chemical compositions. Sea spray aerosols (SSAs) are the second-largest source of aerosols in the atmosphere. Studying SSAs – especially in submicrometer-dimensions – requires high-resolution microscopy techniques such as AFM. AFM can be used for imaging of individual aerosols, quantifying organic volume fraction for core-shell morphologies, measuring water uptake, quantifying surface tension of individual droplets, and measuring mechanical and viscoelastic properties of materials. Herein, we employed AFM-based morphology and force spectroscopy studies to correlate the 3D morphology, phase state, and viscoelastic properties of selected single-component chemical systems found in sea spray aerosol (SSA). We established a quantitative framework toward differentiation of the solid, semisolid and liquid phase states of individual particles by utilizing both relative indentation depth (RID) and viscoelastic response distance (VRD) data obtained from the force−distance plots. Moreover, we established a semi-quantitative and quick phase assessment by measuring the aspect ratio (AR) that refers the extent of particle spreading as a result of impaction. Overall, the established AFM-based quantitative and semi-quantitative phase identification method can be utilized to assess the phases of aerosols irrespective of chemical identity. Next, we investigated the factors that may control the electrical and mechanical properties of pharmaceutical and organic semiconducting materials in nano- and macro-dimensions. Understanding the structure-property relationship of materials, especially in the nano-dimension, is necessary for proper drug design and development of organic semiconducting materials. In this context, cocrystals provide a means to modulate the physico-chemical properties of organic solids. For example, the modulation of the mechanical properties is important in the pharmaceutical industry for improving the tabletability. The mechanical properties may be affected by packing arrangement, interaction strength and type, and atomic and chemical composition. Herein, we report the influence of alkane and alkene functional groups on the mechanical properties of organic solids based on salicylic acid (SA). The approach affords both isostructural and polymorphic solids. The isostructural alkane functional solid exhibits a two-fold larger Young’s modulus (YM) compared to the cocrystal with the alkene, where the YM refers to the stiffness of the material. Here, the higher YM values are attributed to the presence of a bifurcated weak C-H···O interactions involving the alkane and neighboring SA molecules. On the other hand, in the case of alkene polymorphisms, molecular packing with column arrangement shows higher YM values compared to the herringbone arrangements. Thus, functional groups and crystal arrangements influence the stiffness of the solid organic cocrystals. Moreover, we report the modulation of mechanical properties of salicylic acid (SA) through cocrystallization by variation of propane and butane functionality with bipyridine coformers. We show that the variation of propane and butane functionality in bipyridine coformer with salicylic acid leads to synthesis of cocrystal and salt-cocrystal, respectively. The AFM nanoindentation study revealed that the Young’s modulus values follow the order salicylic acid < cocrystal << salt-cocrystal. The highest Young’s modulus values of the salt-cocrystal, among the studied systems, are attributed to the presence of strong N+–H···O– and O–H···O– interactions. On the other hand, higher Young’s modulus values of the propane-based cocrystal compared to the macro-dimensional salicylic acid are attributed to the stronger O–H ···N hydrogen bonding. Thus, homologous alkane functional groups can influence the mechanical properties of the organic solid crystals. Additionally, in situ solid-solid polymorphic phase transformation and nucleation of a metastable and elusive polymorph of SA cocrystals in combination with 4,4’-bipyridine were studied. Understanding the solid-solid phase transformations and nucleation mechanisms are important for proper control over the parameters associated with the synthesis of targeted crystalline solids with desired crystal structure. Using in situ powder X-ray diffraction (PXRD) and terahertz time domain spectroscopy (THz-TDS) data we showed that the Form II polymorph transforms to Form I over time. AFM imaging and nanoindentation techniques were utilized to follow and quantify in real-time the solid-solid polymorphic transformation of the metastable Form II to the thermodynamically stable Form I on a single crystal basis. AFM in situ single crystal data revealed that the metastable Form II has a rod-shaped morphology and relatively high elasticity (Young’s modulus), which transforms to prism-shaped nanocrystals of much smaller sizes with significantly reduced elasticity. The AFM imaging reveals that the single crystals on the order of 80-150 nm to undergo catastrophic changes in morphology that are consistent with cracking and popping owing to a release of mechanical stress during the transformation. The nucleation mechanism for the polymorphic transformation is not spatially localized and occurs over the entire crystal surface. The higher mechanical properties of the metastable Form II is due to the presence of the additional interlayer C-H···O interactions. Furthermore, we have studied the electrical properties of boron-based cocrystals. More specifically, cocrystallization of a nonconductive 2,4-difluorophenylboronic ester catechol adduct of a 4,4’-bipyridine (BEA) host with two aromatic semiconducting guests (pyrene and tetrathiafulvalene) generated conductive cocrystals with variable charge carrier mobilities. Charge carrier mobilities of the cocrystals with either pyrene or tetrathiafulvalene were measured using conducting probe AFM (CP-AFM). The incorporation of π-rich aromatic guests through face-to-face and edge-to-face π-contacts results in electrically conductive cocrystals. The cocrystal with tetrathiafulvalene as a guest shows approximately 7 times higher charge carrier mobility than the cocrystal with pyrene. Overall, the current dissertation demonstrates the AFM-based method development and applications towards materials characterization to measure the morphological, electrical, mechanical, and phase-states at both nano- and macro-dimensions. The high spatial precision of the methods developed enables us to better understand the controlling factors for materials design and processing across nano- and macro-dimensions.

We report a rapid additive-free synthesis of nanocrystals (NCs) of RHO-type ZIF-71 (1) of composition [Zn(dcim)₂] (dcim = 4,5-dichloroimidazolate) in 1-propanol as solvent at room temperature. NC-1 has a size of 30–60 nm and exhibits permanent microporosity with a surface area (SBET = 970 m² g−¹) comparable to that of microcrystalline material. When kept under the mother solution NC-1 undergoes transformation into a novel SOD-type polymorph (2), which in turn converts into known ZIF-72 (3) with lcs topology. It is shown that microcrystals (MCs) of 2 can be favourably synthesised using 1-methylimidazole as a coordination modulator. NC-2 with size <200 nm was prepared using NC-ZIF-8 as a template with SOD topology in a solvent assisted ligand exchange-related process. DFT-assisted Rietveld analysis of powder XRD data revealed that novel polymorph 2 possesses an unusual SOD framework conformation. 2 was further characterised with regard to microporosity (SBET = 597 m² g−¹) and thermal as well as chemical stability. DFT calculations were performed to search for further potentially existing but not-yet synthesised polymorphs in the [Zn(dcim)₂] system.

This work concerns the interrelationship between thermodynamic, kinetic and structural aspects of crystal polymorphism. It is both experimental and theoretical, and limited with respect to compounds to substituted monocyclic aromatics. Two polymorphs of the compound m-aminobenzoic acid have been experimentally isolated and characterized by ATR-FTIR spectroscopy, X-ray powder diffraction and optical microscopy. In addition, two polymorphs of the compound m-hydroxybenzoic acid have been isolated and characterized by ATR-FTIR spectroscopy, high-temperature XRPD, confocal Raman, hot-stage and scanning electron microscopy. For all polymorphs, melting properties and specific heat capacity have been determined calorimetrically, and the solubility in several pure solvents measured at different temperatures with a gravimetric method. The solid-state activity (ideal solubility), and the free energy, enthalpy and entropy of fusion have been determined as functions of temperature for all solid phases through a thermodynamic analysis of multiple experimental data. It is shown that m-aminobenzoic acid is an enantiotropic system, with a stability transition point determined to be located at approximately 156°C, and that the difference in free energy at room temperature between the polymorphs is considerable. It is further shown that m-hydroxybenzoic acid is a monotropic system, with minor differences in free energy, enthalpy and entropy. 1393 primary nucleation experiments have been carried out for both compounds in different series of repeatability experiments, differing with respect to solvent, cooling rate, saturation temperature and solution preparation and pre-treatment. It is found that in the vast majority of experiments, either the stable or the metastable polymorph is obtained in the pure form, and only for a few evaluated experimental conditions does one polymorph crystallize in all experiments. The fact that the polymorphic outcome of a crystallization is the result of the interplay between relative thermodynamic stability and nucleation kinetics, and that it is vital to perform multiple experiments under identical conditions when studying nucleation of polymorphic compounds, is strongly emphasized by the results of this work. The main experimental variable which in this work has been found to affect which polymorph will preferentially crystallize is the solvent. For m-aminobenzoic acid, it is shown how a significantly metastable polymorph can be obtained by choosing a solvent in which nucleation of the stable form is sufficiently obstructed. For m-hydroxybenzoic acid, nucleation of the stable polymorph is promoted in solvents where the solubility is high. It is shown how this partly can be rationalized by analysing solubility data with respect to temperature dependence. By crystallizing solutions differing only with respect to pre-treatment and which polymorph was dissolved, it is found that the immediate thermal and structural history of a solution can have a significant effect on nucleation, affecting the predisposition for overall nucleation as well as which polymorph will preferentially crystallize. A set of polymorphic crystal structures has been compiled from the Cambridge Structural Database. It is found that statistically, about 50% crystallize in the crystallographic space group P21/c. Furthermore, it is found that crystal structures of polymorphs tend to differ significantly with respect to either hydrogen bond network or molecular conformation. Molecular mechanics based Monte Carlo simulated annealing has been used to sample different potential crystal structures corresponding to minima in potential energy with respect to structural degrees of freedom, restricted to one space group, for each of the polymorphic compounds. It is found that all simulations result in very large numbers of predicted structures. About 15% of the predicted structures have excess relative lattice energies of <=10% compared to the most stable predicted structure; a limit verified to reflect maximum lattice energy differences between experimentally observed polymorphs of similar compounds. The number of predicted structures is found to correlate to molecular weight and to the number of rotatable covalent bonds. A close study of two compounds has shown that predicted structures tend to belong to different groups defined by unique hydrogen bond networks, located in well-defined regions in energy/packing space according to the close-packing principle. It is hypothesized that kinetic effects in combination with this structural segregation might affect the number of potential structures that can be realized experimentally. The experimentally determined crystal structures of several compounds have been geometry-optimized (relaxed) to the nearest potential energy minimum using ten different combinations of common potential energy functions (force fields) and techniques for assigning nucleus-centred point charges used in the electrostatic description of the energy. Changes in structural coordinates upon relaxation have been quantified, crystal lattice energies calculated and compared with experimentally determined enthalpies of sublimation, and the energy difference before and after relaxation computed and analysed. It is found that certain combinations of force fields and charge assignment techniques work reasonably well for modelling crystal structures of small aromatics, provided that proper attention is paid to electrostatic description and to how the force field was parameterized. A comparison of energy differences for randomly packed as well as experimentally determined crystal structures before and after relaxation suggests that the potential energy function for the solid state of a small organic molecule is highly undulating with many deep, narrow and steep minima.
QC 20110527

L'existence de nouvelles varietes polymorphiques a structures cristallines plus complexes que celles des types fondamentaux fe#2as,fe#2p et co#2p nous a conduit a proposer une vue cristallochimique generalisee des phases mm'x. Leurs structures sont decrites en terme de polytypes qui peuvent etre engendres par differentes combinaisons d'une unite structurale pseudo-rhomboedrique, ce qui a permis d'envisager des modeles idealises pour les nouveaux polytypes. L'etude cristallographique des nouveaux polytypes de fepdp,ferhp et co#2as permet alors, par comparaison avec le modele idealise, d'analyser les ecarts a l'idealite. On met ainsi en relief la formation d'amas d'atomes caracterises par une surconcentration locale de palladium ou de rhodium autour d'un atome de phosphore (ou une contraction des atomes de cobalt autour d'un atome d'arsenic dans co#2as). Ces amas observes egalement dans d'autres polytypes superieurs permettent de penser que leurs formations et leurs structures associees sont le resultat de la forte cohesion apportee par le remplissage des etats d avec l'appoint d'un renforcement de l'hybridation d-p. Un deuxieme type de polymorphisme est le resultat de la deformation de la structure de fe#2p. Il apparait sous deux formes: l'une de type tifesi, l'autre de type cr#2p. Nous avons precise cette derniere par une etude cristallographique et effectue leur comparaison sur la base de nos modeles structuraux. Dans l'evolution structurale systematique en fonction du renforcement des interactions metalliques, fe#2p apparait de nouveau comme une structure intermediaire entre les types fe#2as et co#2p. La deformation de cr#2p constitue un premier pas en direction de fe#2as, la deformation de tifesi, en direction de co#2p

O presente trabalho teve como objetivo o estudo do estado sólido do ganciclovir (GCV) e suas diferentes formas polimórficas. O GCV é um fármaco antiviral útil no tratamento de infecções por citomegalovírus (CMV). Embora seja um fármaco amplamente usado, poucos estudos têm sido realizados sobre seu estado sólido. Atualmente, o GCV é conhecido por apresentar quatro formas cristalinas, duas anidras (Forma I e II) e duas hidratas (III e IV). Neste trabalho, nós reportamos a solução da estrutura cristalográfica da Forma I do GCV, que foi encontrado durante o screening de cristalização do fármaco, em que nove ensaios de cristalização (GCV-1, GCV-A, GCV-B, GCV-C, GCV-D, GCV-E, GCV-F, GCV-G e GCV-H) foram realizados e os materiais resultantes foram caracterizados por Difratometria de raios X (DRX), análise térmica (DTA/TG) e Hot Stage Microscopy. De todas as cristalizações realizadas foram obtidas quatro formas sólidas, denominadas como Forma I (GCV-1, GCV-B e GCV-H), Forma III (GCV-C, GCV-D, GCV-F e GCV-G), Forma IV (GCV-A) e Forma V (GCV-E). Esta última está sendo descrita pela primeira vez na literatura e indica a presença de outra forma hidratada de GCV. As Formas I, III e IV corresponderam a forma anidra e as duas formas hidratadas do fármaco, respectivamente. Além disso, foi evidenciado por experimentos de conversão de slurry e análise térmica que o cristalizado de GCV-1 (Forma I) foi o mais estável entre os materiais obtidos, e este deu origem ao monocristal da Forma I de GCV, estrutura cristalina anidra do fármaco. Neste trabalho, pela primeira vez, a estrutura cristalina deste composto foi definida por cristalografia de raios X de monocristal. A análise estrutural mostrou que a Forma I do fármaco cristaliza no grupo espacial monoclínico P21/c e está composta por quatro moléculas de GCV na sua unidade assimétrica. Cada molécula está unida intermolecularmente por ligações de hidrogênio, que dão lugar à formação de cadeias infinitas e estas por sua vez se arranjam de maneira a formar uma estrutura tridimensional.
This presented work aims to study the solid state of ganciclovir (GCV) and its different polymorphic forms. GCV is an antiviral drug useful in the treatment of cytomegalovirus (CMV) infections. Although it is a widely-used drug, few studies have been conducted on its solid state. Currently, GCV is known to have four crystalline forms, two anhydrous (Form I and II) and two hydrates (III and IV). In this investigation, we report a successful preparation of GCV Form I and its crystallographic structure, which was found during the crystallization of the drug, in which nine crystallization tests (GCV-1, GCV-A, GCV-B, GCV- D, GCV-E, GCV-F, GCV-G and GCV-H) were performed and the resulting materials were characterized by X-ray diffractometry (XRD), thermal analysis (DTA/TG) and Hot Stage Microscopy. Of all the crystallizations performed, four solid forms were obtained, denoted as Form I (GCV-1, GCV-B and GCV- H), Form III (GCV-C, GCV-D, GCV-F and GCV-G), Form IV (GCV-A) and Form V (GCV-E). The latter is being described for the first time in the literature and indicates the presence of another hydrated form of GCV. Forms I, III and IV corresponded to the anhydrous form and the two hydrated forms of the drug, respectively. In addition, it was evident by both the slurry conversion and the thermal analysis methods that the GCV-1 crystallized (Form I) was indeed the most stable amongst the materials obtained. This gave rise to GCV Form I monocrystal, anhydrous crystalline structure of the drug. The compound was characterized by monocrystal X-ray crystallography. The structural analysis showed that Form I of the drug crystallized in the monoclinic system space group P21/c is composed of four molecules of GCV in its asymmetric unit. Each molecule is linked intermolecularly by hydrogen bonds, which give rise to the formation of infinite chains arranged in a way that form a three-dimensional structure.

Ce manuscrit est consacré à l'étude des transformations polymorphiques induites au cours du procédé de compression directe, et à son incidence sur les propriétés mécaniques des comprimés. L'objectif principal de ce travail est d'apporter des éléments de compréhension sur la transition polymorphique de la caféine (principe actif modèle) Forme I en Forme II survenant lors du procédé de compression directe, et de déterminer si celle-ci a un impact sur la contrainte à la rupture du comprimé. L'utilisation du simulateur de compression Styl'One Classique (Médel'Pharm) et d'une machine de fatigue (Instron®) pour la fabrication des comprimés, a permis d'étudier deux paramètres de procédé (pression et vitesse de fabrication) et deux paramètres de formulation (dilution du principe actif et nature du diluant) représentatifs de conditions industrielles. Les transitions de phase de la caféine ont été évaluées par analyse calorimétrique différentielle (ACD). De plus, des études cinétiques ont été conduites durant plusieurs mois afin d'observer l'influence de ces différents paramètres sur la transition polymorphique de la caféine anhydre Forme I en Forme II dans les comprimés au cours de leur stockage. Enfin, l'analyse du mécanisme de transition de ce principe actif a été réalisée au moyen d'une loi exponentielle étirée, issue du modèle de Johnson-Mehl-AvramiLa contrainte à la rupture des comprimés (caractéristique globale) a été mesurée par un test de rupture diamétrale, la dureté de surface des comprimés (caractéristique locale) par nano-indentation. Un premier modèle de prédiction de la contrainte à la rupture selon la teneur en caféine a été développé. Les principales caractéristiques du cycle de compression calculées à partir des données enregistrée par le simulateur de compression ont permis d'analyser le comportement des formules lors de la compression puis d'établir un second modèle de prédiction de la contrainte à la rupture.Les résultats de transition polymorphique et de propriétés physiques de comprimés seront alors confrontés
Direct compression process is widely used in the pharmaceutical industry for tablet manufacturing. This work is dedicated to the study of the polymorphic transformation induced by a direct compression process, and its impact on tablet mechanical properties. The main objective is to improve the understanding of the phase transition of caffeine Form I into Form II occurring during the direct compression process, and whether it has an impact on the tablet tensile strength. In this way, several studies have been conducted on the impact of operating conditions on the polymorphic transformation of a model active pharmaceutical ingredient (API) and on few physical properties of the tablets.The use of a compression simulator Styl’One Classique (Médel’Pharm) and a fatigue equipment (Instron®) for the manufacture of tablets, allowed studying two process parameters (compression load and compression speed) and two formulation parameters (dilution of the API and nature of the diluent). Caffeine phase transitions have been evaluated by differential scanning calorimetry (DSC). Moreover, during several months after tableting, kinetic studies were conducted in order to observe the influence of these parameters on the polymorphic transition of the anhydrous caffeine Form I into Form II in tablets during storage. Finally, the analysis of the transition mechanism of this API was performed thanks to a stretched exponential law, derived from the Johnson-Melh-Avrami model.The tensile strength of tablets (global property) was measured by a diametral compression test and their surface hardness (local property) by nanoindentation. A first predictive model for tablet tensile strength according to the caffeine content was developed. The compression cycle characteristics calculated from the data recording with the compression simulator allowed analyzing the behavior of different blends during the compression process. A second model for predicting the tensile strength was then established.Finally, results obtained for the polymorphic transition and physical properties of tablets will then be confronting

Au cours des dernières années, le domaine de la cristallisation a pris de l'importance. Avec l'amélioration de techniques analytiques, la compréhension et la prédiction de structures cristallines deviennent plus précises. Ce travail porte sur l’un des cas limites répertoriés, qui défient la compréhension de la cristallographie, du polymorphisme, des théories de transition de phases et des mécanismes de discrimination chirale. La diprophylline est une molécule chirale d’intérêt pharmaceutique, et rentre dans cette catégorie de cas limites, au moins en ce qui concerne le comportement à la cristallisation. Les compositions énantiomérique et racémique de ce système à l'état amorphe ont été traitées, afin de soigneusement étudier les transitions cinétiques en lien avec la mobilité moléculaire globale. Un protocole robuste a été élaboré afin d’étudier la mobilité moléculaire par spectroscopie diélectrique, en couvrant une gamme de température de 200 °C. L’étude comparative des échantillons purifiés a démontré que le comportement dynamique d’un seul énantiomère et du mélange racémique était très similaire. Une autre relaxation secondaire γ a été trouvée pour les échantillons contenant de la théophylline, l’impureté majeure détectée par chromatographie. De plus, cette étude démontre que la cristallisation depuis l’état vitreux se déroule en plusieurs étapes complexes. Il s’agit d’abord de la nucléation homogène et croissance d’une première population de cristaux, dont les caractéristiques sont détaillées, et qui agit comme support pour le développement de populations secondaires constituées de solutions solides métastables ayant des cinétiques de croissance plus élevées. Ces études démontrent également que la présence d’interfaces favorise la nucléation hétérogène de formes plus stables, et ce à différents taux énantiomériques
During the last few decades, the field of crystal engineering has gained prominence. Along with the improvement of analytical techniques, the understanding and prediction of crystal structures become more and more accurate. The present work is dedicated to one of the borderline cases encountered that challenge the general understanding of crystallography, polymorphism, phase transition theories and chiral discrimination mechanisms. The chiral pharmaceutical drug diprophylline is one of them, at least for crystallization aspects. Both racemic and enantiopure compositions of this system at the amorphous state have been considered, to carefully study the kinetic transitions with respect to the global molecular mobility. A robust protocol has been established to investigate the molecular mobility by broadband dielectric spectroscopy covering a temperature range of more than 200 °C. The comparative dielectric study of the purified samples proved that the dynamic behaviors of a single enantiomer and of the racemic mixture are very similar; but another secondary relaxation γ was found in samples containing theophylline, the main impurity identified by chromatographic measurements. Additionally, the present study demonstrated that the crystallization from the supercooled melt occurs as a complex multistep process. It involves the homogeneous nucleation and growth of a first population, whose characteristics are highlighted, and which acts as support for the development of secondary populations constituted of metastable solid solutions with higher growth rates. Moreover, the conducted studies demonstrated that at various enantiomeric compositions, the presence of interfaces favored the heterogeneous nucleation of a more stable form

La transition apparait vers 840 k de la transition hexagonale-rhomboedrique. Mise en evidence d'une structure triplement modulee dont les vecteurs d'onde varient en fonction de la temperature de la presence de domaines d'orientation etr de defauts propres a la phase modulee

INTRODUÇÃO: Na Neoplasia Endócrina Múltipla tipo 2 (NEM2), o desenvolvimento do Carcinoma Medular de Tireoide (CMT), Feocromocitoma (FEO) e Hiperparatireoidismo primário (HPT) está associado à mutações germinativas ativadoras no proto-oncogene RET. Casos de CMT esporádico podem apresentar mutações somáticas no RET (~40%). A variabilidade fenotípica observada em casos de CMT e FEO familiais associados à NEM2 indica o envolvimento de eventos genéticos adicionais que seriam responsáveis pelas diferenças clínicas observadas nos indivíduos afetados (idade de desenvolvimento, progressão e agressividade do tumor). Outras alterações genéticas no RET como duplas mutações, SNPs e haplótipos específicos podem influenciar na susceptibilidade, agressividade e modulação do fenótipo NEM2. Entretanto, os estudos de outros genes envolvidos no processo da tumorigênese NEM2 ainda estão em andamento. Recentemente foi mostrado que RET ativado controla a expressão de proteínas inibidoras do ciclo celular (p18 e p27). Mutações germinativas no gene p27 foram recentemente associadas à susceptibilidade de tumores neuroendócrinos e estão associadas à síndrome NEM4 (Neoplasia endócrina múltipla tipo 4). Mutações somáticas, inativadoras de p27, são raramente encontradas em vários tipos de tumores. Entretanto, diversos estudos documentaram que a redução na expressão e a sublocalização citoplamática de p27 são controladas por alterações pós-transducionais e/ou epigenéticas. OBJETIVOS: o estudo teve como objetivos avaliar a participação de genes, recentemente associados ao RET ativado, em tumores de pacientes com NEM2 e também verificar se polimorfismos no gene p27 estariam atuando como moduladores de fenótipo em uma grande família com NEM2. CASUÍTICA: foram analisadas 66 amostras tumorais advindas de 36 pacientes com diagnóstico clínico e genético de NEM2 e 28 indivíduos pertencentes a uma grande família com NEM2A-CMTF e mutação C620R no gene RET. MÉTODOS: As análises somáticas do p27 e também de p15, p18 e RET foram realizadas por PCR e sequenciamento direto de DNA e análise de microssatélites para p27 foi realizada por PCR e eletroforese capilar. Análises de expressão e localização da proteína p27 celular foram realizadas por Western blot e imunohistoquímica. A análise da modulação de fenótipo na família com NEM2A foi realizada por meio da amplificação do éxon 1 do gene p27 na amostra de sangue total. RESULTADOS: Não foram encontradas mutações somáticas no gene p27 e também nos genes p15 e p18. Entretanto, verificamos baixa expressão proteica de p27 em tumores CMT e FEO, a qual se encontrava relacionada com o tipo e agressividade do códon mutado no RET, principalmente em tumores que apresentavam mutação RET no códon 634 (controle x 634 p=0,05; controle x 634/791 p= 0,032; 620 x 634 p=0,045; 620 x 634/791 p= 0,002; 620 x 634 + 634/791 p=0,036). Notou-se também correlação positiva entre os níveis de expressão de p27 na localização nuclear, analisada por imunohistoquímica, e o genótipo TT do SNP p27 p.V109G (p=0,03). CONCLUSÕES: Alterações moleculares somáticas no gene p27 nos tumores NEM2 não são frequentes. Entretanto, a redução na expressão e a localização citoplasmática de p27 provavelmente estão associadas a alterações somáticas em outros genes que controlam os processos de fosforilação da proteína p27 (eventos pós-transducionais)
INTRODUCTION: In Multiple Endocrine Neoplasia type 2 (MEN2) the development of medullary thyroid carcinoma (MTC), pheochromocytoma (PHEO) and primary hyperparathyroidism (HPT) are associated with activating germline mutations in RET proto-oncogene. Cases of sporadic MTC may have somatic RET mutations (~ 40%). The phenotypic variability observed in cases with familial MTC/MEN2 and PHEO/MEN2 indicates the probable involvement of additional genetic events that could be responsible for the clinical differences observed in the affected individuals (age development, progression and aggressiveness of the tumor). Other genetic alterations such as RET double mutations, SNPs and specific haplotypes may influence susceptibility, aggressiveness and MEN2 phenotype modulation. However, studies of other genes involved in the tumorigenesis of MEN2 are still in progress. Recently, it was shown that the activated RET controls the expression of cell cycle inhibitory proteins (p18 and p27). Germline mutations in the p27 gene have recently been associated with the susceptibility to neuroendocrine tumors and are associated with the MEN4 syndrome (Multiple endocrine neoplasia type 4). Somatic inactivating mutations p27 are rarely found in many types of tumors. However, several studies have documented that reduced expression and subcellular location of p27 is controlled by post-transductional changes and/or epigenetic factors. OBJECTIVES: This study aimed to evaluate the role of genes recently associated with RET activated in tumors from MEN2 patients and also check whether polymorphisms in the p27 gene would be acting as modulators of phenotype in a large MEN2 family. PATIENTS: We analyzed 66 tumor samples from 36 patients with clinical and genetic diagnosis of MEN2 and from 28 individuals belonging to a large family with FMTC/MEN2A and RET C620R mutation. METHODS: The analyses of somatic p27, p15, p18 and RET were performed by PCR and direct sequencing of DNA and microsatellite analysis was performed for p27 by PCR and capillary electrophoresis. Expression analysis and subcellular localization of p27 protein were performed by Western blot and immunohistochemistry. The analysis of phenotype modulation in MEN2A families was performed by the amplification of exon 1 of the p27 gene in a whole blood sample. RESULTS: There were no somatic mutations in the p27 gene and also in the p15 and p18 genes. However, we verified a low p27 protein expression in MTC/MEN2 and PHEO/MEN2 that showed a definite correlation with the type and aggressiveness of the mutated RET codon, mainly in those tumors from cases with germline RET codon 634 mutations (control vs 634, p=0,05; control vs 634/791, p= 0,032; 620 vs 634, p=0,045; 620 vs 634/791, p= 0,002; 620 vs 634 + 634/791, p=0,036). It was also verified a positive correlation between the immunohistochemistry expression of nuclear p27 subcellular location and the p27 p.V109G TT genotype (p=0,03). CONCLUSIONS: The reduction in the expression of p27 and its subcellular localization are likely to be associated with somatic changes in other genes that control the processes of phosphorylation of p27 protein through post-transductional events

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This communication reports a novel solvent free method to generate and stabilise the triclinic form of artemisinin. We show that the stability of the triclinic form obtained by high temperature extrusion is greater than that of material made using a solvent based technique.

No
A novel, green, and continuous method for solid-state polymorphic transformation of artemisinin by high temperature extrusion has recently been demonstrated. This communication describes attempts to understand the mechanisms causing phase transformation during the extrusion process. Polymorphic transformation was investigated using hot stage microscopy and a model shear cell. At high temperature, phase transformation from orthorhombic to the triclinic crystals was observed through a vapor phase. Under mechanical stress, the crystalline structure was disrupted continuously, exposing new surfaces and accelerating the transformation process.

No
The solution-mediated polymorphic transformation from Form II to Form III 2-oxo-1-pyrrolidine acetamide (piracetam) was investigated in seven organic solvents over the temperature range of 5–50 °C. The transformation rate increased as a function of temperature, agitation, and the solubility of piracetam in the host solvent. However, this trend was reversed in 2-propanol. Molecular modeling demonstrated that 2-propanol forms interactions with piracetam molecules in solution stronger than those formed by other solvents, thereby retarding the nucleation and growth of FIII(6.525) during the transformation in this solvent.
SFI

A series of arylformamides and arylthioamides has been synthesized and analyzed using nuclear magnetic resonance spectroscopy (NMR), differential scanning calorimetry (DSC), powder and single crystal X-ray diffraction. The work involved the study of hydrogen bonding, weak intermolecular interactions, phase changes and co-crystallization in aryl - formamides and -thioamides resulting in the structure determination of twenty four crystals. Three sets of isomorphic compounds were identified from the 24 solid state structures: set one; 2,6-difluorophenylformamide (1a), 2,6- dichlorophenylformamide (2a) and 2-chloro-6-methylphenylformamide (4a); set two; 2,6-dimethylphenylthioamide (17) and 2-chloro-6- methylphenylthioamide (18) and set three; 2,6-diisopropylphenylformamide (6) and 2,6-diisopropylphenylthioamide (20). In the first two sets, 1a, 2a and 4a, and 17 and 18, there are similar regions of halogen interactions and hydrocarbon interactions with disorder in the chloro-methyl substituents in structures 4a and 18. As for compounds 6 and 20, both the chemical and geometrical effects (size and volume of the isopropyl substituents) play a role in their isomorphism. A mixture of 2,6-dichlorophenylformamide (2a) and 2,6- dimethylphenylformamide (3) yielded a co-crystal 22 in which there was one molecule in the asymmetric unit, same as co-crystal 23 [derived from 2,6- dichlorophenylthioamide (17) and 2,6-dimethylphenylthioamide (18)]. The molecules of the two co-crystals displayed disorder in the substituents on the 2 and 6 positions of the aryl ring as a result of the occurrence of chlorine and methyl groups in the same crystallographic sites. Co-crystal 22 adopted the structure of 2,6-dichlorophenylformamide 2a. Co-crystal 23 also had a ii structure similar to that of 2a and co-crystal 22. Co-crystal 24 derived from a mixture of 2,6-diisopropylphenylformamide (6) and 2,6-diisopropylphenylthioamide (20), and also had one molecule in the asymmetric unit which showed disorder in the position occupied by oxygen and sulfur atoms. The 24 structures studied exhibited a variety of motifs formed from weak intermolecular interactions. Investigation of these weak intermolecular interactions revealed four different categories1 for the arylformamides and only one category for the arylthioamides. The categories were different in their formation of N-H…O/S hydrogen bonds (in which adjacent molecules are related by 21-screw axes, glide planes or by translation) forming chains (as in category 1, 2 and 5), sheets (as in Category 3) or dimers and tetramers (as in category 4). The chains in categories 1, 2 and 5 are in the for form of spirals (molecules along the chain are related by 21-screw axes or glide planes) or stacks (molecules along the chains are related by translation). Compounds from the different categories had certain interactions that contributed most to the stabilizations of their crystals. Apart from the N-H…O/ S hydrogen bonds, π…π, C-H…π, C-F…π, C-H…F, C-H…Cl, C-H…O, Cl…Cl, Br…Br, Cl…O and Br…O interactions also had a role to play in the stabilization of the different structures. Lattice energies and the energies relating to different molecular arrangements were calculated using Gavezzottis’ OPIX program suit. This showed that the N-H…O/S hydrogen bonds and π…π interactions were the most important interactions amongst the 24 structures discussed in this work. The crystal structures, thermal behaviour and phase transformations of all arylformamides and arylthioamides have shown that a phase transformation was only observed when a halogen atom was one of the substituents and only for some of the formamides. 2,6-dichlorophenylformamide 2a and 2-chloro-6-methylphenylformamide 4a transform to a hightemperature form at 155 and 106 °C, respectively. The high-temperature forms 2b and 4b (grown by sublimation) are both monoclinic but not isomorphous, with one short axis of about 4.3 A°, and consist of chains of N– H…O hydrogen-bonded molecules stacked along the short axis, related by translation. 1a and 1b are related to the above polymorphs in their formation of N-H…O hydrogen bonding patterns. Finally, this contribution has analyzed the role of weak interactions on the structural and thermal properties of the compounds studied. In addition, a mechanism for the phase change in 2,6-dichlorophenylformamide has been proposed and rationalized through the examination of the structures themselves together with lattice energy calculations. (1. Category = different types of hydrogen bonding patterns formed by disubstituted phenyl -formamides and -thioamides discussed in this thesis).

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Solvent influences on the crystallization of polymorph and hydrate forms of the nootropic drug piracetam (2-oxo-pyrrolidineacetamide) were investigated from water, methanol, 2-propanol, isobutanol, and nitromethane. Crystal growth profiles of piracetam polymorphs were constructed using time-resolved diffraction snapshots collected for each solvent system. Measurements were performed by in situ energy dispersive X-ray diffraction recorded in Station 16.4 at the synchrotron radiation source (SRS) at Daresbury Laboratory, CCLRC UK. Crystallizations from methanol, 2-propanol, isobutanol, and nitromethane progressed in a similar fashion with the initial formation of form I which then converted relatively quickly to form II with form III being generated upon further cooling. However, considerable differences were observed for the polymorphs lifetime and both the rate and temperature of conversion using the different solvents. The thermodynamically unstable form I was kinetically favored in isobutanol and nitromethane where traces of this polymorph were observed below 10°C. In contrast, the transformation of form II and subsequent growth of form III were inhibited in 2-propanol and nitromethane solutions. Aqueous solutions produced hydrate forms of piracetam which are different from the reported monohydrate; this crystallization evolved through successive generation of transient structures which transformed upon exchange of intramolecular water between the liquid and crystalline phases

yes
Despite the rising interest in pharmaceutical cocrystals in the past decade, there is a lack of research in the solid processing of cocrystals downstream to crystallization. Mechanical stress induced by unit operations such as milling could affect the integrity of the material. The purpose of this study is to investigate the effect of milling on pharmaceutical cocrystal and compare the performance of ball mill and jet mill, using caffeine-glutaric acid (1:1) cocrystal as the model compound. Our results show that ball milling induced polymorphic transformation from the stable Form II to the metastable Form I; whereas Form II remained intact after jet milling. Jet milling was found to be effective in reducing particle size but ball milling was unable to reduce the particle beyond certain limit even with increasing milling intensity. Heating effect during ball milling was proposed as a possible explanation for the difference in the performance of the two types of mill. The local increase in temperature beyond the polymorphic transformation temperature may lead to the conversion from stable to metastable form. At longer ball milling duration, the local temperature could exceed the melting point of Form I, leading to surface melting and subsequent recrystallization of Form I from the melt and agglomeration of the crystals. The findings in this study have broader implications on the selection of mill and interpretation of milling results for not only pharmaceutical cocrystals but pharmaceutical compounds in general.

No
Knowledge and control of the polymorphic phases of chemical compounds are important aspects of drug development in the pharmaceutical industry. Salmeterol xinafoate, a long acting β-adrenergic receptor agonist, exists in two polymorphic Forms, I and II. Raman and near infrared spectra were obtained of these polymorphs at selected wavelengths in the range of 488–1064 nm; significant differences in the Raman and near-infrared spectra were apparent and key spectral marker bands have been identified for the vibrational spectro-scopic characterisation of the individual polymorphs which were also characterised with X ray diffractometry. The solid-state transition of salmeterol xinafoate polymorphs was studied using simultaneous in situ portable Raman spectroscopy and differential scanning calorimetry isothermally between transitions. This method assisted in the unambiguous characterisation of the two polymorphic forms by providing a simultaneous probe of both the thermal and vibrational data. The study demonstrates the value of a rapid in situ analysis of a drug polymorph which can be of potential value for at-line in-process control.

Deposition of dispersed phase from flowing dispersions onto a substrate surface is of utmost relevance for various industrial processes like fouling of sparingly soluble salts, such as CaCO3 and CaSO4 in heat exchangers and desalination evaporators which tend to form deposits on flow surfaces of tubes or pipelines conveying hard water and in water filtration and purification processes since concentration of CaCO3 in many natural water resources is equal to or greater than the saturation level. The study of deposition is also of intrinsic interest for biophysics and colloid science where vascular calcification i.e. precipitation and deposition of calcium phosphates (hydroxyapatites) in the muscular layer of the blood reduces arterial compliance and promotes congestive heart failure. Experiments were conducted on straight, circular cross section silica tubing of inner di-ameter (ranging from 0.88 mm to3.40 mm) to study the effect of electrostatic interaction and hydrodynamics on the deposition behavior of CaCO3 on silica surface when streams of aqueous solutions of Ca(NO3)2 and Na2CO3 with a concentration of 40.0 g l−1 and 25.9gl−1 respectively flowing at a volumetric flow rate of 1 l h−1 each is mixed to form CaCO3 dispersion which was then transported through silica tubing at a steady volumetric flow rate of 2lh−1. The in situ phenomenology of CaCO3 particles transport, deposition, and evolution of spatial and temporal patterns of the CaCO3 deposition on the silica surface along with the dendritic growth of CaCO3 during the flow was visually documented with the aid of a 100X optical microscope. The study discussed the deposition behavior of dispersed phase of CaCO3 from its aqueous dispersion on the silica tubing during flow and attributed charge inversion from negative to positive of silica surface, due to the adsorption of Na+ formed during precipitation reaction of CaCO3, as a plausible reason for the reversal of electrostatic interaction from attraction between initially negatively charged silica surface and positively charged CaCO3 particles which promoted deposition and subsequent evolution of patterns of CaCO3 deposition on the silica surface during the early stage of experiments to repulsion between finally net positively charged silica surface and positively charged CaCO3 particles which resulted in retarded deposition and subsequent emergence of sparsely adhered CaCO3 agglomerates as localized, limited patches of CaCO3 deposits on the silica surface during the later stage of the experiments