Dissertations / Theses on the topic 'Optical Coherent Transmission System'

Since the invention of fiber-optic systems in the 1970s, user demand has driven innovation forward, and each new generation of products has achieved higher data rates than its predecessor. Today, the most promising approach for further increasing data rates is coherent transmission with multi-level modulation and digital signal processing (DSP). By using multi-level modulation, data rates can be increased without increasing the spectral bandwidth of the signal. Digital signal processing has a highly-predictable design flow, and solutions are likely to become more attractive in the future as technology scales. As multi-level modulation is very susceptible to noise and distortions, these systems typically include forward error correction (FEC), which fits well with the DSP structure. In this thesis, we focus on two aspects of DSP-based coherent systems. First, we use a unified approach to analyze theoretical performance limits of coherent optical receivers and microwave receivers, in terms of signal-to-noise ratio (SNR) and bit error rate (BER). By using our general framework, we directly compare the performance of ten coherent optical receiver architectures and five microwave receiver architectures. In addition, we put previous publications into context, and identify areas of agreement and disagreement between them. Second, we consider simple Bose-Chaudhuri-Hocquenghem (BCH) codes for such systems. While most of coding theory is based on the assumption of additive white Gaussian noise (AWGN) channels, fiber-optic systems have other channel impairments in addition to AWGN. For example, there is relatively high phase noise (PN) from the transmitter and local oscillator (LO) lasers. We present a family of straightforward methods for selecting BCH codes for systems with PN. These codes are highly predictable and systematic to construct. They have low-complexity implementations and no error floor. Our methods are based on simple statistical models that can be parameterized from pre-FEC simulations, thus requiring only modest simulation effort. They are suitable for correcting pre-FEC BERs of around 10^−3. We consider differential quadrature phase-shift keying (DQPSK) modulation and higher-order differential quadrature amplitude modulation (DQAM) with star-shaped constellations. This thesis is an extension of our licentiate thesis, and improves upon the latter in two significant ways. First, the methods for code selection that were previously limited to DQPSK are now generalized to higher-order star-shaped DQAM formats, which can potentially deliver higher data rates. Second, we consider block interleavers which yield practical low-complexity implementations. These complement our earlier analysis of uniform interleavers, which provide general theoretical insight.

QC 20151119

Mestrado em Engenharia Eletrónica e Telecomunicações
A crescente procura de largura de banda tem obrigado a área de comunicações óticas a explorar diferentes soluções, de forma a evitar a ”crise de capacidade” [1]. O investigadores têm trabalhado no sentido de atingir o equilíbrio entre os vários compromissos, repensando a forma como o sinal ótico é enviado e recebido, para que a perda de informação seja mínima ao longo do canal de propagação. No inıcio desta década, começaram a ser adotados formatos de modulação avançada, os quais apresentam elevada eficiência espetral, bem como deteção coerente, que permite extrair a informação da amplitude e da fase do campo ótico. Estas técnicas são complementadas pelo pós-processamento digital de sinal, que é atualmente muito importante na mitigação das distorções do sinal e imperfeiçoes do recetor. As distorções do sinal podem ser causadas, por exemplo, pela dispersão cromática na fibra. Esta dissertação engloba o estudo e simulação de um sistema de transmissão coerente PM-QPSK, bloco-a-bloco, fazendo uma abordagem detalhada dos conceitos supramencionados. O sistema foi então simulado na presença de dispersão cromática e de ruído, alternada e simultaneamente. Os resultados mostram que o sinal recebido apresenta uma distribuição quase Gaussiana em todos os casos. Com vista a recuperar o sinal transmitido, e no caso em que só se considerou o efeito da dispersão cromática, aplicou-se um filtro linear de resposta impulsional inversa à da fibra, conseguindo assim uma equalização digital perfeita do sinal recebido. Também foi implementado um filtro adaptado no receptor para minimizar o efeito do ruído, obtendo não uma equalização perfeita, mas ótima.
The crescent demand on high bandwidth has been compelling the optical communications area to explore di erent solutions, in order to avoid the \capacity crunch" of the optical bres [1]. Researchers have been working towards reaching the best tradeo s balance, rethinking the way as the optical signal is sent and received, so the loss of information is minimum throughout the propagation channel. Advanced modulation formats became adopted in the beginning of this decade, presenting high spectral e ciency, as well as coherent detection, which allows extracting information from the amplitude and phase of the optical eld. These techniques are complemented by post-digital signal processing, which is nowadays very important at mitigating signal distortions and receiver imperfections. Those impairments result, for instance, of the chromatic dispersion at the bre. This dissertation covers the study and simulation of a PM-QPSK transmission system, block-by-block, approaching in detail the concepts mentioned above. The system was then simulated with chromatic dispersion and with noise, alternately and simultaneously. The results show that the received signal presents an almost Gaussian distribution in every case. In order to retrieve the transmitted signal, and in the case that only chromatic dispersion's e ect was considered, a linear lter was applied with an inverse impulse response of the bre, achieving such a perfect digital equalization of the received signal. A matched lter was also implemented in the receptor to minimize the noise e ect, obtaining not a perfect equalization, but an optimal one.

Coherent detection employing multilevel modulation format has become one of the most promising technologies for next generation high speed transmission system due to the high power and spectral efficiencies. With the powerful digital signal processing (DSP), coherent optical receivers allow the significant equalization of chromatic dispersion (CD), polarization mode dispersion (PMD), phase noise (PN) and nonlinear effects in the electrical domain. Recently, the realizations of these DSP algorithms for mitigating the channel distortions in the transmission system are the most attractive investigations.  The CD equalization can be performed by the digital filters developed in the time and the frequency domain, which can suppress the fiber dispersion effectively. The PMD compensation is usually performed in the time domain with the adaptive least mean square (LMS) and constant modulus algorithms (CMA) equalization. Feed-forward and feed-back carrier phase estimation algorithms are employed to mitigate the phase noise from the transmitter and local oscillator lasers. The fiber nonlinearities are compensated by using the digital backward propagation methods based on solving the nolinear Schrodinger (NLS) equation and the Manakov equation.  In this dissertation, we present a comparative analysis of three digital filters for chromatic dispersion compensation, an analytical evaluation of carrier phase estimation with digital equalization enhanced phase noise and a brief discussion for PMD adaptive equalization. To implement these investigations, a 112-Gbit/s non-return-to-zero polarization division multiplexed quadrature phase shift keying (NRZ-PDM-QPSK) coherent transmission system is realized in the VPI simulation platform. With the coherent transmission system, these CD equalizers have been compared by evaluating their applicability for different fiber lengths, their usability for dispersion perturbations and their computational complexity. Meanwhile, the bit-error-rate (BER) floor in carrier phase estimation using a one-tap normalized LMS filter is evaluated analytically, and the numerical results are compared to a differential QPSK detection system.
QC 20110629

Nowadays, due to huge deployment of optical transport networks, a continuous increase towards higher data rates up to 100 Gb/s and beyond is observed. Furthermore, an evolution of the current optical networks is forecasted, acquiring new functionalities, e.g. elastic spectrum assignment for the optical signals. The target for these new challenges in transmission is to find techniques ready to deal with a growth of demand for bandwidth continuously asked by network operators, for whom the standard systems do not meet the new functionalities while higher rates are being set up. A solution for covering all of those needs is to adapt techniques capable to deal with such enormous data rates, and ensuring the same high efficiency for long distances and mitigate the optical impairments accumulated along the transmission path. Additionally, these transmission techniques are expected to provide some degree of flexibility, in order to enhance the network flexibility. A promising technology that can fully cope with those requires is the coherent optical orthogonal frequency division multiplexing (CO-OFDM). CO-OFDM provides several advantages, namely high sensitivity and spectral efficiency, simple integration and possibility to fully recover a signal in phase, amplitude and polarization. These systems are composed by digital signal processing (DSP) blocks that easily process data and can equalize and compensate the main impairments, providing high tolerance for dispersion effects. However, CO-OFDM systems are not free from drawbacks. Their high peak-to-average power ratio (PAPR) reduce their tolerance to nonlinearities. Furthermore, CO-OFDM systems are sensitive to any frequency shift and phase offset. Hence, a constant envelope optical OFDM (CE-OFDM) is proposed for significantly reducing the PAPR and solving high sensitivity to nonlinear impairments. It consists in a phase modulated discrete multi-tone signal, which is coherently detected at the receiver side. An alternative transform, the discrete Hartley transform, is proposed to speed up calculations in the DSP and eliminate the need to have a Hermitian symmetry. The optical CE-OFDM by its unique flexibility and rate scalability turns out as a great technology applicable to different configurations, ranging from access to core networks. In case of access solutions, several cases are investigated. First, the optical CE-OFDM is applied for radio access network signals delivery by means of a wavelength division multiplexing (WDM) overlay in deployed access architecture. A decomposed radio access network is deployed over an existing standard passive optical network (PON), capable to avoid interference and cross talks with access signals between network clients. The system exhibited narrow channel spacing, while reducing losses fed into the access equipment path. Next, a full duplex 10 Gb/s bidirectional PON transmission over a single wavelength with RSOA based ONU is investigated. The key point of that system is the upstream transmission, which is achieved re-modulating the phase of a downstream intensity modulated signal after proper saturation. The reported sensitivity performances show a power budget matching the PON standards and an OSNR easy to reach on non-amplified PON. Next, a flexible metropolitan area network of up to 100km with traffic add/drop using WDM is investigated. There the narrowing effect of the optical filters is studied. Finally, an elastic upgrade of the existing Telefonica model of the Spanish national core network is proposed. For that, the transceiver architecture is proposed to be operated featuring polarization multiplexing. Respect to the existing fixed grid, the flexible approach (enabled by the CE-OFDM transceiver) results into reduced bandwidth occupancy and low OSNR requirement.
Hoy en día, debido al gran despliegue de las redes de ópticas de transporte, se espera un aumento continuado hacia mayores velocidades de datos, hasta 100 Gb/s y más allá. Por otra parte, la evolución que se prevé para las redes ópticas actuales, incluye la adquisición de nuevas funcionalidades, por ejemplo, la asignación del espectro de forma elástica para las señales ópticas. Por tanto, el claro desafío en cuanto a las tecnologías de transmisión es encontrar técnicas preparadas para hacer frente a un crecimiento de la demanda de ancho de banda; demanda que continuamente se incrementa por parte de los operadores de red, para quienes los sistemas estándar no se acaban de ajustar a las nuevas funcionalidades que esperan para la red. Una solución para cubrir todas estas necesidades es la adaptación de técnicas capaces de hacer frente a estas velocidades de datos enormes, y garantizar el mismo nivel de eficiencia para las largas distancias y mitigar las deficiencias ópticas acumuladas a lo largo de la ruta de transmisión. Además, se espera que estas técnicas de transmisión puedan proporcionar cierto grado de flexibilidad, a fin de mejorar y hacer más eficiente la gestión de la red. Una tecnología prometedora que puede hacer frente a estos requisitos es lo que se llama multiplexación por división de frecuencias ortogonales, combinado con la detección óptica coherente (CO-OFDM). CO-OFDM ofrece varias ventajas, entre otras: alta sensibilidad y eficiencia espectral y, sobre todo, la posibilidad de recuperar por completo de una señal en fase, la amplitud y la polarización. Estos sistemas están compuestos por bloques de procesado de señales digitales (DSP) que permiten detectar los datos fácilmente así como también compensar las principales degradaciones, proporcionando alta tolerancia a los efectos de dispersión. Sin embargo, los sistemas CO-OFDM no están exentos de inconvenientes. Su alta relación de potencia de pico a potencia media (PAPR) reduce sensiblemente la tolerancia no linealidades. Por otra parte, los sistemas CO-OFDM son sensibles a cualquier cambio de frecuencia y desplazamiento de fase. Por tanto, se propone un sistema OFDM de envolvente constante (CE-OFDM) para reducir significativamente la PAPR y solucionar la alta sensibilidad a las degradaciones no lineales. Consiste en una señal OFDM modulada en fase, que se detecta coherentemente en el receptor. Una transformada alternativa, la transformada discreta de Hartley, se propone para acelerar los cálculos en el DSP. El sistema CE-OFDM por su flexibilidad y escalabilidad única, resulta una tecnología aplicable a diferentes escenarios, que van desde las redes de acceso hasta las redes troncales. En el caso de las soluciones de acceso, se investigan varios casos. En primer lugar, el CE-OFDM aplica para el desarrollo y soporte de datos de una red radio, reutilizando una red óptica de acceso ya desplegada. A continuación, se investiga la transmisión bidireccional dúplex a 10 Gb / s sobre una sola longitud de onda empleando un RSOA a las unidades de usuario. El punto clave de este sistema es la transmisión en sentido ascendente, que se consigue re-modulando la fase de una señal de intensidad modulada después de saturar de forma adecuada. A continuación, se estudia una red de área metropolitana flexible de hasta 100 km. Concretamente el efecto de concatenación de filtros ópticos es el objetivo de este estudio. Finalmente, se propone una actualización elástica del modelo de Telefónica I+D para la red troncal española. Por ello, se propone operar el CE-OFDM en multiplexación de polarización. Los resultados muestran que esta combinación reduce sensiblemente el empleo de ancho de banda esto como los requisitos de los enlaces transmisión, reduciendo también los costes tanto de desarrollo como de operación y mantenimiento de la red.
Avui dia, a causa del gran desplegament de les xarxes de òptiques de transport, s'espera un augment continuat cap a majors velocitats de dades, fins a 100 Gb/s i més enllà. D'altra banda, l'evolució que es preveu per a les xarxes òptiques actuals, inclou l'adquisició de noves funcionalitats, per exemple, assignació de l'espectre de forma elàstica per als senyals òptics. Per tant, el clar desafiament pel que fa a les tecnologies de transmissió és trobar tècniques preparades per fer front a un creixement de la demanda d'ample de banda; demanda que contínuament es fa per part dels operadors de xarxa, per als qui els sistemes estàndard no s'acaben d'ajustar a les noves funcionalitats que esperen per a la xarxa. Una solució per a cobrir totes aquestes necessitats és l'adaptació de tècniques capaces de fer front a aquestes velocitats de dades enormes, i garantir el mateix nivell d'eficiència per a les llargues distàncies i mitigar les deficiències òptiques acumulades al llarg de la ruta de transmissió. A més, s'espera que aquestes tècniques de transmissió puguin proporcionar cert grau de flexibilitat, per tal de millorar i tornar més eficient la gestió de la xarxa. Una tecnologia prometedora que pot fer front a aquests requisits és el que s'anomena multiplexació per divisió de freqüències ortogonals, combinat amb la detecció òptica coherent (CO-OFDM). CO-OFDM ofereix diversos avantatges, entre altres: alta sensibilitat i eficiència espectral i, sobretot, la possibilitat de recuperar per complet d'una senyal en fase, l'amplitud i la polarització. Aquests sistemes estan compostos per blocs de processament de senyals digitals (DSP) que permeten detectar les dades fàcilment així com també compensar les principals degradacions, proporcionant alta tolerància pels efectes de dispersió. No obstant això, els sistemes CO-OFDM no estan exempts d'inconvenients. La seva alta relació de potència de pic a potència mitjana (PAPR) redueix sensiblement la tolerància a no linealitats. D'altra banda, els sistemes de CO-OFDM són sensibles a qualsevol canvi de freqüència i desplaçament de fase. Per tant, es proposa un sistema OFDM d'envolvent constant (CE-OFDM) per a reduir significativament la PAPR i solucionar l'alta sensibilitat a les degradacions no lineals. Consisteix en un senyal OFDM modulat en fase, que es detecta coherentment en el receptor. Una transformada alternativa, la transformada discreta d'Hartley, es proposa accelerar els càlculs en el DSP. El sistema CE-OFDM per la seva flexibilitat i escalabilitat única, resulta una tecnologia aplicable a diferents escenaris, que van des de les xarxes d'accés fins a les xarxes troncals. En el cas de les solucions d'accés, s'investiguen diversos casos. En primer lloc, el CE-OFDM s'aplica per al desplegament i suport de dades d'una xarxa radio, reutilitzant una xarxa òptica d'accés ja desplegada. A continuació, s'investiga la transmissió bidireccional dúplex a 10 Gb/s sobre una sola longitud d'ona emprant un RSOA a les unitats d'usuari. El punt clau d'aquest sistema és la transmissió en sentit ascendent, que s'aconsegueix re-modulant la fase d'un senyal d'intensitat modulada després de saturar-la de forma adequada. A continuació, s'estudia una xarxa d'àrea metropolitana flexible de fins a 100 km. Concretament l'efecte de concatenació de filtres òptics és l'objectiu d'aquest estudi. Finalment, es proposa una actualització elàstica del model de Telefónica I+D per a la xarxa troncal espanyola. Per això, es proposa operar el CE-OFDM en multiplexació de polarització. Els resultats mostren que aquesta combinació redueix sensiblement l'ocupació d'ample de banda això com també els requisits dels enllaços transmissió, reduint també els costos tant de desplegament com d'operació i manteniment de la xarxa.

This thesis presents a detailed study of different advanced Raman fibre laser (RFL) based amplification schemes and the development of novel broadband distributed and discrete Raman amplifiers in order to improve the transmission performance of modern high capacity, long-haul coherent optical systems. The numerical modelling of different Raman amplifier techniques including power distribution of signal, pump and noise components, RIN transfer from pump to signal, broadband gain optimization and so on have been described in details. The RIN and noise performances of RFL based distributed Raman amplifiers (DRAs) with different span lengths, forward pump powers and input reflection levels have been characterized experimentally. It has been shown through coherent transmission experiment that, in order to improve pump power efficiency, a low level of input reflection up to ~10% can be allowed without increasing the Q factor penalty > 1dB due to additional signal RIN penalty. A novel broadband (>10nm) first order Raman pump is developed for use as a forward pump in long-haul transmission experiment. Significant signal RIN mitigation up to 10dB compared with conventional low RIN, narrowband sources was obtained for bidirectional DRA schemes. Long-haul coherent transmission experiments with 10×120Gb/s DP-QPSK system were carried out in are circulating loop setup using the proposed broadband pump in bidirectional and backward only pumping configurations. The maximum transmission reach up to ~8330km was reported with first order broadband pumped bidirectional DRA, with transmission reach extensions of 1250km and1667km compared with conventional backward only and first order semiconductor pumped bidirectional pumping scheme respectively. Finally, a novel design of bidirectional broadband distributed DRA is proposed to reduce the noise figure tilt and improve the WDM transmission performances. Furthermore, broadband discrete Raman amplifier schemes in dual stage configuration are also shown for high gain, high output power, low noise and low nonlinear performances.

In the recent years, the exponential Internet traffic growth projections place enormous transmission rate demand on the underlying information infrastructure at every level, from the long haul submarine transmission to optical metro networks. In recent years, optical transmission at 100 Gb/s Ethernet date rate has been standardized by ITU-T and IEEE forums and 400Gb/s and 1Tb/s rates per DWDM channel systems has been under intensive investigation which are expected to be standardized within next couple of years.To facilitate the implementation of 400GbE and 1TbE technologies, the new advanced modulation scheme combined with advanced forward error correction code should be proposed. Instead of using traditional QAM, we prefer to use some other modulation techniques, which are more suitable for current coherent optical transmission systems and can also deal with the channel impairments. In this dissertation, we target at improving the channel capacity by designing the new modulation formats. For the first part of the dissertation, we first describe the optimal signal constellation design algorithm (OSCD), which is designed by placing constellation points onto a two dimensional space. Then, we expand the OSCD onto multidimensional space and design its corresponding mapping rule. At last, we also develop the OSCD algorithm for different channel scenario in order to make the constellation more tolerant to different channel impairments. We propose the LLR-OSCD for linear phase noise dominated channel and NL-OSCD for nonlinear phase noise dominated channel including both self-phase modulation (SPM) and cross-phase modulation (XPM) cases. For the second part of the dissertation, we target at probability shaping of the constellation sets (non-uniform signaling). In the conventional data transmission schemes, the probability of each point in a given constellation is transmitted equally likely and the number of constellation sets is set to 2!. If the points with low energy are transmitted with larger probability then the others with large energy, the non- uniform scheme can achieve higher energy efficiency. Meanwhile, this scheme may be more suitable for optical communication because the transmitted points with large probabilities, which have small energy, suffer less nonlinearity. Both the Monte Carlo simulations and experiment demonstration of both OSCD and non-uniform signaling schemes indicate that our proposed signal constellation significantly outperforms QAM, IPQ, and sphere-packing based signal constellations.

In this paper, we propose a rate-compatible forward error-correcting (FEC) scheme based on low-density-parity check (LDPC) codes together with its software reconfigurable unified field-programmable gate array (FPGA) architecture. By FPGA emulation, we demonstrate that the proposed class of rate-compatible LDPC codes based on puncturing and generalized LDPC coding with an overhead from 25% to 46% provides a coding gain ranging from 12.67 to 13.8 dB at a post-FEC bit-error rate (BER) of 10(-15). As a result, the proposed rate-compatible codes represent one of the strong FEC candidates of soft-decision FEC for both short-haul and long-haul optical transmission systems.

Doutoramento em Engenharia Eletrotécnica
This thesis focuses on digital equalization of nonlinear fiber impairments for coherent optical transmission systems. Building from well-known physical models of signal propagation in single-mode optical fibers, novel nonlinear equalization techniques are proposed, numerically assessed and experimentally demonstrated. The structure of the proposed algorithms is strongly driven by the optimization of the performance versus complexity tradeoff, envisioning the near-future practical application in commercial real-time transceivers. The work is initially focused on the mitigation of intra-channel nonlinear impairments relying on the concept of digital backpropagation (DBP) associated with Volterra-based filtering. After a comprehensive analysis of the third-order Volterra kernel, a set of critical simplifications are identified, culminating in the development of reduced complexity nonlinear equalization algorithms formulated both in time and frequency domains. The implementation complexity of the proposed techniques is analytically described in terms of computational effort and processing latency, by determining the number of real multiplications per processed sample and the number of serial multiplications, respectively. The equalization performance is numerically and experimentally assessed through bit error rate (BER) measurements. Finally, the problem of inter-channel nonlinear compensation is addressed within the context of 400 Gb/s (400G) superchannels for long-haul and ultra-long-haul transmission. Different superchannel configurations and nonlinear equalization strategies are experimentally assessed, demonstrating that inter-subcarrier nonlinear equalization can provide an enhanced signal reach while requiring only marginal added complexity.
A presente tese foca-se no tema da equalização digital de distorções não lineares da fibra em sistemas coerentes de transmissão ótica. Tirando partido de modelos físicos bem conhecidos para a propagação de sinal em fibras óticas mono-modo, novas técnicas de equalização não linear são propostas, testadas numericamente e validadas por demonstração experimental. A estrutura dos algoritmos propostos é fortemente condicionada pela otimização do compromisso entre complexidade e desempenho, tendo em conta a sua futura implementação prática em transcetores comerciais operando em tempo-real. O trabalho desenvolvido foca-se inicialmente na mitigação das distorções não lineares intra-canal, aplicando o conceito de propagação digital inversa realizado através de filtros de Volterra. Após uma análise sistemática do núcleo de Volterra de terceira ordem, é identificado um conjunto de simplificações críticas, culminando no desenvolvimento de algoritmos de equalização não linear de baixa complexidade, formulados no domínio do tempo e frequência. A complexidade de implementação das técnicas propostas e analiticamente descrita em termos de esforço computacional e latência de processamento, através da determinação do número de multiplicações reais por amostra e do número de multiplicações realizadas em série, respetivamente. O desempenho da equalização e avaliado recorrendo a simulação numérica e validação experimental através da medição da taxa de erros. Por fim, a questão da compensação não linear inter-canal é abordada no contexto da propagação de supercanais 400G para sistemas de transmissão metro e longa distância. Nesse âmbito são experimentalmente testadas diferentes configurações de supercanal e estratégias de equalização não linear, demonstrando assim que a implementação de equalização inter-subportadora permite estender consideravelmente o alcance, requerendo apenas um esforço computacional ligeiramente superior.

[ES] Los sistemas de transmisión óptica no-coherente se emplean actualmente en las redes ópticas de corto alcance (< 80 km), como son las redes de ámbito metropolitano. La implementación más común en el estado del arte se basa en sistemas que emplean multiplexación por división en longitud de onda (WDM, wavelength division multiplexing) de cuatro longitudes de onda (¿) proporcionando un régimen binario de 100 Gbps (4¿×25 Gbps). En los últimos años, los sistemas de transmisión ópticos no-coherentes están evolucionando desde 100 Gbps a 400 Gbps (4¿×100 Gbps). Dado que este mercado comprende un gran número de sistemas, el coste es un parámetro importante que debe ser lo más bajo posible. El objetivo de esta tesis es investigar distintos aspectos del procesado de señal en general y, específicamente, investigar nuevas técnicas de procesado digital de señal (DSP, digital signal processing) que puedan ser utilizadas en sistemas de transmisión óptica no-coherentes empleando la modulación por amplitud de pulsos (PAM, pulse-amplitude modulation). Para que una técnica DSP sea interesante en el contexto de una red óptica WDM no-coherente, esta debe mitigar de manera efectiva al menos una de las tres limitaciones principales que afectan a estos sistemas: limitaciones de ancho de banda, limitaciones por dispersión cromática (CD), y el ruido. En esta tesis se proponen y examinan una serie de algoritmos cuyo su rendimiento es analizado mediante simulación y experimentalmente en laboratorio: - Feed-forward equalizer (FFE): este es el esquema de ecualización más común que se emplea principalmente en las transmisiones ópticas no-coherentes de alto régimen binario. Puede compensar grandes limitaciones en el ancho de banda. - Estimación de la secuencia de máxima verosimilitud (MLSE): el MLSE es un detector óptimo y, por lo tanto, proporciona las mejores prestaciones en detección cuando se abordan las limitaciones por CD y de ancho de banda. - Conformación geométrica de la constelación: en los esquemas de modulación de intensidad óptica multinivel, la distancia entre los niveles de amplitud puede ajustarse adecuadamente (de manera que no son equidistantes) a fin de aumentar la tolerancia de la señal frente al ruido. - Conformación probabilística: técnica diseñada específicamente para esquemas de modulación multinivel. Esta técnica ajusta la probabilidad de cada nivel de amplitud de modo que se incrementa la tolerancia al ruido óptico. - Señalización de respuesta parcial (PRS, partial signaling response): este es un enfoque basado en DSP donde una interferencia entre símbolos (ISI, inter-symbol interference) controlada es introducida intencionalmente de tal manera que la señal resultante requiere menos ancho de banda. La técnica PRS puede adaptarse para combatir también el efecto de CD. - Pre-énfasis digital (DPE, digital pre-emphasis): esta técnica consiste en aplicar el inverso de la función de transferencia del sistema a la señal en el transmisor, lo que reduce el impacto de las limitaciones de ancho de banda en el receptor. - Modulación con codificación Trellis (TCM, Trellis-coded modulation): esquema de modulación que combina elementos de corrección de errores (FEC, forward error correction) con técnicas de partición en conjuntos y modulación multidimensional para generar una señal más resistente al ruido. - Modulación multidimensional por partición en conjuntos: muy similar a TCM, pero sin ningún elemento FEC. Tiene menos ganancias que TCM en términos de tolerancia al ruido, pero no es tan sensible al ISI. Utilizando estas técnicas, esta tesis demuestra que es posible lograr una transmisión óptica con régimen binario de 100 Gbps/¿ empleando componentes de bajo coste. En esta tesis también demuestra regímenes binarios de más de 200 Gbps, lo que indica que la transmisión óptica no-coherente con modulación PAM puede ser una solución viable y eficiente en coste
[CAT] Actualment, s'utilitzen sistemes òptics no coherents en xarxes òptiques de curt abast ( < 80 km), com són les xarxes d'àmbit metropolità. La implementació més comuna que podem trobar en l'estat de l'art es correspon amb sistemes emplenant multiplexació per divisió en longitud d'ona (WDM, wavelength division multiplexing) de quatre longituds d'ona (¿) proporcionant un règim binari de 100 Gbps (4¿×25 Gbps). En els últims anys, els sistemes de transmissió òptica no-coherents han evolucionat des de 100 Gbps cap a 400 Gbps (100 Gbps/¿). Atès que el mercat de sistemes de curt abast compren un gran volum de dispositius òptics instal·lats, el cost unitari és molt important i ha de ser el més baix possible. L'objectiu d'aquesta tesi és analitzar aspectes del processament de senyal en general i, específicament, investigar noves tècniques de processament digital de senyal (DSP, digital signal processing) que puguen ser utilitzades en sistemes de transmissió òptica no-coherent que utilitzen la modulació per amplitud d'impulsos (PAM, pulse-amplitude modulation). Per tal que una tècnica DSP es considere interessant per a una xarxa òptica WDM no-coherent, aquesta ha de mitigar efectivament almenys una de les tres principals limitacions que afecten aquests sistemes: limitacions d'ample de banda, limitacions per dispersió cromàtica (CD), i el soroll. En aquesta tesi s'examinen una sèrie d'algoritmes, el seu rendiment s'analitza per simulació i experimentalment en laboratori: - Feed-forward equalizer (FFE): aquest és l'esquema d'equalització més comú i s'utilitza bàsicament en les transmissions òptiques no coherents d'alt règim binari. Pot compensar grans quantitats de limitacions d'ample de banda. - Estimació de la seqüència de probabilitat màxima (MLSE): el MLSE és un detector òptim i, per tant, proporciona el millor rendiment quan es tracta de limitacions d'ample de banda i de CD. - Conformació geomètrica de la constel·lació: en esquemes de modulació òptica d'intensitat multinivell es pot ajustar la distància entre els nivells d'amplitud (de manera que ja no són equidistants) per augmentar la tolerància del senyal al soroll. - Conformació probabilística: una tècnica dissenyada específicament per als esquemes de modulació multinivell; ajusta la probabilitat de cada nivell d'amplitud de manera que augmenta la tolerància al soroll òptic. - Senyalització de resposta parcial (PRS, partial signaling response): és un enfocament basat en DSP on la interferència entre símbols (ISI, inter-symbol interference) controlada s'introdueix intencionalment de manera que el senyal resultant requereix menys ample de banda. La tècnica PRS es pot adaptar per combatre els efectes del CD. - Pre-èmfasi digital (DPE, digital pre-emphasis): aquesta tècnica consisteix a aplicar la inversió de la funció de transferència del sistema a la senyal en el transmissor de manera que es redueix l'impacte de les limitacions d'ample de banda en la senyal en el receptor. - Modulació amb codificació Trellis (TCM, Trellis-coded modulation): esquema de modulació que combina els elements de correcció d'errors avançats (FEC, forward error correction) amb tècniques de partionament de conjunts i modulació multidimensional per generar un senyal més resistent al soroll. - Modulació multidimensional per partició en conjuntes: molt similar a TCM però sense elements FEC. Té guanys menors que TCM en termes de tolerància al soroll, però no és tan sensible a l'ISI. Mitjançant l'ús d'aquestes tècniques, aquesta tesi demostra que és possible aconseguir una transmissió òptica amb un règim binari de 100 Gbps/¿ utilitzant components de baix cost. Esta tesi també demostra règims binaris de més de 200 Gbps, el que indica que la tecnologia no-coherent amb modulació PAM és una solució viable i eficient en cost per a una nova generació de sistemes transceptors òptics WDM funcionant a 800 Gbps (4¿×200 G
[EN] Non-coherent optical transmission systems are currently employed in short-reach optical networks (reach shorter than 80 km), like metro networks. The most common implementation in the state-of-the-art is the four wavelength (¿) 100 Gbps (4¿×25 Gbps) wavelength division multiplexing (WDM) transceiver. In recent years non-coherent optical transmissions are evolving from 100 Gbps to 400 Gbps (4¿×100 Gbps). Since in the short-reach market the volume of optical devices being deployed is very large, the cost-per-unit of the devices is very important, and it should be as low as possible. The goal of this thesis is to investigate some general signal processing aspects and, specifically, digital signal processing (DSP) techniques required in non-coherent pulse-amplitude modulation (PAM) optical transmission, and also to investigate novel algorithms which could be applied to this application scenario. In order for a DSP technique to be considered an interesting solution for non-coherent WDM optical networks it has to effectively mitigate at least one of the three main impairments affecting such systems: bandwidth limitations, chromatic dispersion (CD) and noise (in optical or electrical domain). A series of algorithms are proposed and examined in this thesis, and their performance is analyzed by simulation and also experimentally in the laboratory: - Feed-forward equalization (FFE): this is the most common equalizer and it is basically employed in every high-speed non-coherent optical transmission. It can compensate high bandwidth limitations. - Maximum likelihood sequence estimation (MLSE): the MLSE is the optimum detector and thus provides the best performance when it comes to dealing with CD and bandwidth limitations. - Geometrical constellation shaping: in multilevel optical intensity modulation schemes the distance between amplitude levels can be adjusted (such that they are no longer equidistant) in order to increase the signal's tolerance to noise. - Probabilistic shaping: another technique designed specifically for multilevel modulation schemes; it adjusts the probability of each amplitude level such that the tolerance to optical noise is increased. - Partial response signaling (PRS): this is a DSP-based approach where a controlled inter-symbol interference (ISI) is intentionally introduced in such a way that the resulting signal requires less bandwidth. PRS can be customized to also mitigate CD impairment, effectively increasing transmission distances up to three times. - Digital pre-emphasis (DPE): this technique consists in applying the inverse of the transfer function of the system to the signal at the transmitter side which reduces the impact of bandwidth limitations on the signal at the receiver side. - Trellis-coded modulation (TCM): a modulation scheme that combines forward error correction (FEC) elements with set-partitioning techniques and multidimensional modulation to generate a signal that is more resistant to noise. - Multidimensional set-partitioned modulation: very similar with TCM but without any FEC elements. It has lower gains than TCM in terms of noise tolerance but is not so sensitive to ISI. By using the techniques enumerated above, this thesis demonstrates that is possible to achieve 100 Gbps/¿ optical transmission bitrate employing cost-effective components. Even more, bitrates higher than 200 Gbps are also demonstrated, indicating that non-coherent PAM is a viable cost-effective solution for next-generation 800 Gbps (4¿×200 Gbps) WDM transceivers.
Prodaniuc, C. (2019). Advanced Signal Processing for Pulse-Amplitude Modulation Optical Transmission Systems [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/117315
TESIS

Fiber-optic networks are continually evolving to accommodate the ever increasing data rates demanded by modern applications and devices. The current state-of-the art systems are being deployed with 100 Gb/s rates per wavelength while maintaining the 50 GHz channel spacing established for 10 Gb/s dense wavelength division multiplexed (DWDM) systems. Phase modulation formats (in particular quadrature phase shift keying - QPSK) are necessary to meet the spectral efficiency (SE) requirements of the application. The main challenge for phase modulated optical systems is fiber nonlinearities, where changes in intensity of the combined optical signal result in changes to the fiber's refractive index. Limiting launch power is the primary means to avoid dramatic intensity fluctuations, a strategy which in turn limits the available signal-to-noise ratio (SNR) within the channel. Continuous phase modulation (CPM) is a format in which data is encoded in the phase, while the amplitude is constant throughout all transmission (even during transitions between symbols). With the goal of reducing the impact of nonlinearities, the purpose of this research was to identify a set of CPM signals best suited for high speed fiber-optic transmission, and quantify their performance against other formats. The secondary goal was to identify techniques appropriate for demodulation of high speed fiber-optic systems and implement them for simulation and experimental research. CPM encompasses a number of variable parameters that combine to form an infinite number of unique schemes, each of which is characterized by its own SE, minimum distance, and implementation complexity. A method for computing minimum distance of DWDM-filtered CPM formats is presented and utilized to narrow down to a range of candidate schemes. A novel transmitter design is presented for CPM signal generation, as well as a number of novel reception techniques to achieve proper demodulation of the CPM signal from the coherent optical receiver. Using these methods, the identified range of candidate schemes was compared in simulation to the conventional QPSK format, showing that some modest gain can be expected from CPM. Through these and other simulations, it is revealed that fiber nonlinearities depend on the aggregate sum of all wavelengths rather than the imposition of each separate carrier on its neighbors. Therefore the constant envelope of CPM does not directly impact the nonlinearities since multiple carriers will photonically interfere and result in intensity fluctuations regardless of modulation format. Additionally, dispersive effects in fiber decompose the underlying channels so that the intensity throughout propagation is nearly Gaussian distributed, regardless of format. The benefits gained from CPM are thus limited to schemes that attain a higher minimum distance than alternative formats (in the given channel passband), and for optically compensated links in which low dispersion is maintained throughout the fiber link.

In order to satisfy the ever increasing demand for the bandwidth requirement in broadband services the optical orthogonal frequency division multiplexing (OOFDM) scheme is being considered as a promising technique for future high-capacity optical networks. The aim of this thesis is to investigate, theoretically, the feasibility of implementing the coherent optical OFDM (CO-OOFDM) technique in long haul transmission networks. For CO-OOFDM and Fast-OFDM systems a set of modulation formats dependent analogue to digital converter (ADC) clipping ratio and the quantization bit have been identified, moreover, CO-OOFDM is more resilient to the chromatic dispersion (CD) when compared to the bandwidth efficient Fast-OFDM scheme. For CO-OOFDM systems numerical simulations are undertaken to investigate the effect of the number of sub-carriers, the cyclic prefix (CP), and ADC associated parameters such as the sampling speed, the clipping ratio, and the quantisation bit on the system performance over single mode fibre (SMF) links for data rates up to 80 Gb/s. The use of a large number of sub-carriers is more effective in combating the fibre CD compared to employing a long CP. Moreover, in the presence of fibre non-linearities identifying the optimum number of sub-carriers is a crucial factor in determining the modem performance. For a range of signal data rates up to 40 Gb/s, a set of data rate and transmission distance-dependent optimum ADC parameters are identified in this work. These parameters give rise to a negligible clipping and quantisation noise, moreover, ADC sampling speed can increase the dispersion tolerance while transmitting over SMF links. In addition, simulation results show that the use of adaptive modulation schemes improves the spectrum usage efficiency, thus resulting in higher tolerance to the CD when compared to the case where identical modulation formats are adopted across all sub-carriers. For a given transmission distance utilizing an artificial neural networks (ANN) equalizer improves the system bit error rate (BER) performance by a factor of 50% and 70%, respectively when considering SMF firstly CD and secondly nonlinear effects with CD. Moreover, for a fixed BER of 10-3 utilizing ANN increases the transmission distance by 1.87 times and 2 times, respectively while considering SMF CD and nonlinear effects. The proposed ANN equalizer performs more efficiently in combating SMF non-linearities than the previously published Kerr nonlinearity electrical compensation technique by a factor of 7.

Coherent detection employing multilevel modulation formats has become one of the most promising technologies for next generation high speed transmission systems due to the high power and spectral efficiencies. Using the powerful digital signal processing (DSP), coherent optical receivers allow the significant equalization of chromatic dispersion (CD), polarization mode dispersion (PMD), phase noise (PN) and nonlinear effects in the electrical domain. Recently, the realizations of these DSP algorithms for mitigating the channel distortions in the coherent transmission systems are the most attractive investigations. The CD equalization can be performed by the digital filters developed in the time and the frequency domain, which can suppress the fiber dispersion effectively. The PMD compensation is usually performed in the time domain with the adaptive least mean square (LMS) and constant modulus algorithms (CMA) equalization. Feed-forward and feed-back carrier phase estimation (CPE) algorithms are employed to mitigate the phase noise (PN) from the transmitter (TX) and the local oscillator (LO) lasers. The fiber nonlinearities are compensated by using the digital backward propagation methods based on solving the nonlinear Schrödinger (NLS) equation and the Manakov equation. In this dissertation, we present a comparative analysis of three digital filters for chromatic dispersion compensation, a comparative evaluation of different carrier phase estimation methods considering digital equalization enhanced phase noise (EEPN) and a brief discussion for PMD adaptive equalization. To implement these investigations, a 112-Gbit/s non-return-to-zero polarization division multiplexed quadrature phase shift keying (NRZ-PDM-QPSK) coherent transmission system with post-compensation of dispersion is realized in the VPI simulation platform. In the coherent transmission system, these CD equalizers have been compared by evaluating their applicability for different fiber lengths, their usability for dispersion perturbations and their computational complexity. The carrier phase estimation using the one-tap normalized LMS (NLMS) filter, the differential detection, the block-average (BA) algorithm and the Viterbi-Viterbi (VV) algorithm is evaluated, and the analytical predictions are compared to the numerical simulations. Meanwhile, the phase noise mitigation using the radio frequency (RF) pilot tone is also investigated in a 56-Gbit/s NRZ single polarization QPSK (NRZ-SP-QPSK) coherent transmission system with post-compensation of chromatic dispersion. Besides, a 56-Gbit/s NRZ-SP-QPSK coherent transmission system with CD pre-distortion is also implemented to analyze the influence of equalization enhanced phase noise in more detail.
QC 20120528

Au cours des dernières décennies, le monde a subi une révolution majeure qui a profondément affecté comment on utilise les réseaux de communication. De nouveaux services et applications ont été apparus, tels que les réseaux sociaux, les jeux en ligne ou le streaming en direct, qui exigent une augmentation constante de la capacité des systèmes optiques. La motivation de ce travail est donc d'étudier la mise en œuvre d'un nouvel amplificateur SOA à très large bande avec une bande passante de plus de 100 nm afin d’étendre la capacité du système. L'utilisation de l'amplification SOA change complètement le paradigme dans la conception d'un système optique puisque toutes les dégradations ajoutées par la SOA doivent être considérées. Ainsi, la recherche d'un modèle analytique ou numérique capable de caractériser la nature non linéaire de ce dispositif est d'abord étudiée. Ensuite, on montre comment un SOA bien conçu peut non seulement amplifier un signal à large bande, mais également surmonter certains des principaux inconvénients du SOA devant EDFA. Finalement, on évalue la capacité de ce nouveau UWB SOA pour les applications d'interconnexion de centres de données avec deux expériences en transmettant jusqu'à 115 Tbps de données dans une liaison à bande passante continue de 100 nm sur 100 km de fibre et en testant la stabilité du système avec cartes de ligne en temps réelle entre deux points de présence (POP) de Facebook déployés dans la région parisienne
Over the last few decades the world has undergone a major revolution that has deeply affected the way we use communication networks. New services and applications have appeared demanding a constant increase of the channel capacity. In this period, optical systems have been upgraded at pair with advanced signal processing techniques which have permitted the increase of the spectral efficiency approaching the system capacity to the fundamental limit. It is because is becoming extremely challenging to keep growing the system capacity by this means. In this work, an orthogonal direction is studied to further increase the fibre capacity: extending the optical bandwidth. With this purpose, the use of semiconductor optical amplifiers (SOA) is investigated to be implemented in future ultra-wideband (UWB) systems. The use of SOA amplification changes completely the paradigm in the design of an optical system since all the impairments added by the SOA must be considered. In this work, we assess the reservoir model, a simple yet powerful model, to analyze numerically the nonlinear regime of the SOA for WDM systems. We also show for the first that the linewidth enhancement factor of an SOA can be estimated with a coherent receiver. Finally, it is also studied how the correlation between channels degrades significantly the performance of the SOA and the inclusion of a decorrelation fibre is investigated. The conception of a UWB system is then studied. We characterize a novel ultra-wideband SOA developed by the French project CALIPSO which presents high gain in a 100-nm optical bandwidth with high output saturation power and 6-8 dB of noise figure. We analyze its nonlinear regime for WDM systems and we show for QPSK and 16 QAM modulation formats that the input saturation power can be overtaken by serveral dBs without important nonlinear penalty. On the other hand, a novel technique is studied to compensate fibre nonlinearities in UWB systems: the multicarrier multiplexing, which tries to exploit the concept of symbol rate optimization. Finally, we assess the capabilities of this novel UWB SOA for data-centre interconnection applications with two experiments transmitting up to 113 Tbps data troughput in a 100-nm continuous bandwidth link over 100 km of fibre and then testings is stability with real-time line cards between two points of presence (POP)of Facebook deployed in the Paris area

Currently deployed optical transmission systems use coherent detection for data rates of 40 Gb/s and 100 Gb/s. Quadrature phase shift keying (QPSK) modulation using four phase levels in combination with polarization division multiplexing (PDM) allows transmitting four bits per symbol. The use of more complex modulation formats, such as 16 level quadrature amplitude modulation (16QAM) allows increasing the data rate. However, this method reduces dramatically the transmission reach. For example, when passing from 100 Gb/s PDM-QPSK to 200 Gb/s PDM-16QAM, the reach is reduced by a factor of five. A new and disruptive approach in order to increase the capacity is mode division multiplexing (MDM), and this approach is investigated in the frame of my thesis. I start my thesis with some generalities on optical transmission systems followed by a presentation of their historical evolution against the background of the increasing capacity demand in the worldwide telecommunication networks. Afterwards I show some ways to continue the capacity growth in optical transmission systems before focusing on MDM. I describe the new key elements, notably the few-mode fiber and the few-mode amplifier, the mode-multiplexer / -demultiplexer and the new receiver system. I finish with a presentation of some experiments using entire MDM systems, which allowed us to be among the first research teams worldwide to realize a successful MDM transmission

La majeure partie des communications mondiales est transportée par des systèmes transocéaniques à fibre optique. Il est estimé que d'ici 2020 le trafic de données atteindra 4.3 ZB par an. Afin de faire face à cette demande, différentes technologies sont actuellement étudiées pour augmenter la capacité des systèmes de transmission très longue distance. Avec l'avènement des circuits intégrés à haute vitesse, des formats de modulation avancés et des techniques de traitement de signal numérique (DSP) peuvent être utilisés pour maximiser l'efficacité spectrale de transmission. Par ailleurs, la capacité des systèmes modernes est fortement limitée par les effets non-linéaires de type Kerr dans la fibre. Ainsi, la première partie de ce travail est axée sur l’étude de la performance et des gains réalisables par des techniques DSP à faible complexité pour mitiger les effets non-linéaires monocanal. En outre, l’utilisation des formats de modulation multiniveaux à haute efficacité spectrale au-delà de 16QAM a pris de l'ampleur pour augmenter le débit de transmission des systèmes, notamment avec l’introduction des formats QAM avec mise en forme probabiliste (PCS-QAM), plus performants que les formats QAM classiques. La deuxième partie de ce travail présente donc une comparaison théorique ainsi qu’expérimentale du format PCS-64QAM avec d’autres formats à haute efficacité spectrale pour les distances transatlantiques. La mise en œuvre d’un format PCS-64QAM conçu pour les distances transpacifiques est également abordée. Enfin, la dernière partie de ce travail concrétise les résultats des travaux menés dans les deux sections précédentes en présentant plusieurs records de transmission
Global data traffic is expected to reach up to 4.3 ZB per year by 2020. With the majority of the global communications being transported on submarine point-to-point fiber-optic systems, different cutting-edge technologies have been under research to cope with this unprecedented traffic growth. Continuous advances in high-speed integrated circuits have allowed the use of advanced modulation formats and digital signal processing (DSP) techniques to maximize the transmission spectral efficiency. With mitigation of fiber linear effects efficiently carried out by DSP with relative low-complexity, the capacity of modern fiber optic systems rests limited by fiber nonlinearities. To this extent, in the first part of this work, the performance and achievable benefits of low-complexity DSP techniques aiming to mitigate fiber Kerr nonlinear effects are investigated. Besides nonlinear compensation techniques, the use of multi-level modulation formats beyond 16QAM and high symbol rate channels have gained momentum to increase the system spectral efficiency. One of the major breakthroughs in the recent years, has been the introduction of QAM-based probabilistic constellation shaping (PCS-QAM), which has proven to outperform regular QAM formats. In this sense, in the second part of this work, the practical achievable rate increase brought by PCS-QAM for transoceanic distances is investigated. A theoretical and experimental comparison with other high-capacity formats is performed, and the design of a PCS-QAM for trans-Pacific distances is addressed. Finally, in the last section, several transmission records using the two above techniques are reported

Orientadores: Michel Zamboni Rached, Julio Cesar Rodrigues Fernandes de Oliveira
Dissertação (mestrado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de Computação
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Mestrado
Telecomunicações e Telemática
Mestre em Engenharia Elétrica

Worldwide, the coherent technologies have revolutionized the optical communication systems, significantly increasing the capacity of the fiber channel owing to transmission of advanced modulation formats and effective mitigation of propagation impairments. However, the actual commercial solutions for long-haul core/backbone networks are still complex and costly, and therefore hardly feasible for deployment in optical access networks. In particular, the main limitations arise from the customer premises equipment whose cost, footprint and power consumption may be kept down. Thus, the optimal solutions for next generation coherent optical access are required to achieve high performance but at lower complexity and cost, since in the access scenario the cost-effectiveness takes more relevance over achieving the best system performance. The research described in this thesis primarily aims at the development of the customer equipment “namely the coherent transceiver” for a passive optical access network that implements the novel wavelength-to-the-user concept by serving hundreds of users (e.g., 256 users) with dedicated wavelengths allocated in ultra-narrow optical grid. The proposed access network features complexity-reduced coherent technologies by leveraging photonic integration, commercial low-cost lasers and optics, and consumer electronics. To this end, the thesis investigates on the main transmission impairments that affect signal integrity from source to destination in the access network, and proposes novel and enhanced mitigation strategies by either low-complexity digital signal processing or analog hardware design. The covered topics spread over both the optical transmitter and the coherent receiver subsystems. Simplified optical modulation is addressed by direct phase modulation of semiconductor lasers profiting from the laser chirp. Digital pre-equalization of non-ideal frequency response from electronic/photonic devices “such as lasers, amplifiers and data converters” is investigated, focusing on the tolerance to quantization noise from digital-to-analog converters with limited resolution. Hardware-efficient strategies for optical carrier recovery based on differential phase detection are explored in two scenarios: homodyne receivers aided by digital signal processing, or fully analog heterodyne receivers. Finally, to deal with the critical polarization matching in coherent systems, simplified architectures for polarization-independent coherent receivers using low-cost optics and simpler receiver front-end are investigated.
A nivel mundial, las tecnologías coherentes han revolucionado los sistemas de comunicaciones ópticas, aumentando significativamente la capacidad del canal de fibra gracias a la transmisión de formatos de modulación avanzados y a la mitigación efectiva de las degradaciones en la propagación. Sin embargo, las soluciones comerciales actuales para redes troncales de largo alcance siguen siendo complejas y costosas y, por lo tanto, difícilmente viables para su implementación en redes ópticas de acceso. En particular, las principales limitaciones surgen del equipo de usuario cuyo coste, tamaño y consumo de energía deben mantenerse bajos. Por lo tanto, las soluciones óptimas para las redes ópticas de acceso coherentes de nueva generación deben lograr un alto rendimiento pero con menor complejidad y coste, ya que en el escenario de acceso la relación coste-eficiencia toma más relevancia que lograr el mejor rendimiento del sistema. La investigación descrita en esta tesis se enfoca principalmente en el desarrollo del equipo de usuario, es decir, el transceptor coherente¿, para una red óptica pasiva de acceso que implementa el nuevo concepto de longitud de onda al usuario, al servir a cientos de usuarios (e.g., 256 usuarios) con longitudes de onda dedicadas y asignadas en una rejilla óptica ultra estrecha. La red de acceso propuesta implementa tecnologías coherentes de complejidad reducida al aprovechar la integración fotónica, láseres y dispositivos ópticos comerciales y de bajo coste, y electrónica de consumo. Con tal fin, la tesis investiga las principales degradaciones en la transmisión que afectan la integridad de la señal desde la fuente hasta el destino en la red de acceso, y propone nuevas y mejoradas estrategias de mitigación usando tanto procesamiento digital de señales de baja complejidad como diseño de hardware analógico. Los temas tratados abarcan desde el transmisor óptico hasta los subsistemas del receptor coherente. La modulación óptica simplificada se aborda mediante modulación directa de fase de láseres de semiconductor, aprovechando el chirp del láser. Se investiga la pre-ecualización digital de la respuesta frecuencial no ideal de dispositivos electrónicos/fotónicos tales como láseres, amplificadores y conversores de datos, centrándose en la tolerancia al ruido de cuantificación de los conversores digital-analógico con resolución limitada. Las estrategias para la recuperación de la portadora óptica basadas en la detección diferencial de fase y eficientes en hardware, se exploran en dos escenarios: receptores homodinos asistidos por procesamiento digital de señales, o receptores heterodinos completamente analógicos. Finalmente, para hacer frente al crítico ajuste de la polarización en sistemas coherentes, se investigan arquitecturas simplificadas para receptores coherentes independientes de la polarización utilizando óptica de bajo coste y un front-end óptico del receptor más simple.
Teoria del senyal i comunicacions

Aujourd'hui, le format « Quadrature Phase Shift Keying » avec multiplexage de polarisation (DP-QPSK) opérant à 100 Gbps est devenue un standard pour la transmission WDM longue distance. Une alternative au format DP-QPSK permettant d’atteindre des débits de 100 Gbps et plus (400 G & 1Tbps) est l’ « Orthogonal Frequency Division Multiplexing » (OFDM). Mais, des interrogations subsistent quant à sa robustesse aux effets non linéaires. Dans cette thèse nous avons étudié le potentiel de la technologie OFDM pour la transmission WDM longue distance à 100 Gbps. Le traitement du signal est détaillé ainsi que la mise en œuvre du transmetteur et récepteur OFDM cohérent. Nous présentons aussi les résultats expérimentaux de la transmission obtenus dans plusieurs configurations. Dans l’une de ces configurations, le canal modulé avec le format DP-OFDM coherent (Co-DP-OFDM) est multiplexé avec 40 canaux modulés en DP-QPSK à 100 Gbps. Les canaux ont ensuite été transmis sur 1000 km de fibre G.652 sans gestion de dispersion chromatique. Dans une autre configuration, les canaux Co-DP-OFDM et Co-DP-QPSK sont combinés avec 78 canaux 10 Gbps NRZ-OOK et transmis sur 1000 km de fibre G.652 avec gestion de dispersion. Nous avons montré que le Co-DP-OFDM et Co-DP-QPSK ont des performances similaires après une transmission de 1000 km sur une ligne sans gestion de dispersion, et nous avons aussi montré que la transmission de ces formats sur une infrastructure de fibre deployée est possible à condition de réduire de 5 dB la puissance des canaux 10 Gbps NRZ-OOK par rapport aux canaux à100 Gbps. Ces résultats sont précieux pour la prochaine génération de systèmes WDM à 400 Gbps ou 1 Tbps
Today the 100 Gbps coherent dual polarization quadrature phase shift keying (Co-DP-QPSK) is standardized as the industrial solution for long-haul WDM transmission. Another alternative format to DP-QPSK that permits also to reach a data rate of 100 Gbps and beyond is the coherent orthogonal frequency division multiplexing (OFDM) format. However a doubt exists over the ability of OFDM to be as efficient as QPSK for long-haul WDM transmission due to its supposed higher sensitivity to nonlinear effects . In this thesis, we have investigated the potential of Co-DP-OFDM for 100 Gbps WDM transport. The digital signal processing algorithms are detailed as well as the various experimental set-ups required to carry out and validate the 100 Gbps transceiver. We also present the transmission results obtained with several configurations. In one of these configurations, the 100 Gbps Co-DP-OFDM channel is multiplexed with forty 100 Gbps DP-QPSK channels and all these channels are transmitted over 1000 km of DCF-free G.652 fiber, while in another configuration, the Co-DP-OFDM and Co-DP-QPSK channels are combined with seventy eight 10 Gbps NRZ-OOK channels and transmitted over 1000 km of dispersion managed G.652 fiber line. We have demonstrated that OFDM and QPSK have nearly the same performance after a transmission over 1000 km, and also we have demonstrated that the transmission of these two formats over legacy fiber infrastructure is possible under the condition of decreasing by 5 dB the 10 Gbps NRZ-OOK channel power with respect to the 100 Gbps channels. The results presented in this thesis are very valuable when considering the next generation of 400 Gbps or 1 Tbps for WDM systems

Thesis (S.M.)--Massachusetts Institute of Technology, Dept. of Mechanical Engineering, 2012.
Cataloged from PDF version of thesis.
Includes bibliographical references (p. 65-67).
The abnormal structure of cutaneous capillaries is associated with many skin diseases including skin cancer and port wine stain. Consequently, the demand for an imaging modality that can provide non-invasive visualization of capillary level blood flow is high. The major challenge in such imaging is to achieve high resolution and great flow sensitivity over a sufficient depth. Numerous imaging techniques derived from optical coherence tomography have provided a technical breakthrough and produced promising images of capillary networks of retina and brain tumors. However, these modalities have never been applied in clinical dermatological studies. This thesis illustrates the process of design and complete construction of an optical frequency domain imaging (OFDI) system for dermal vasculature imaging that can be used in a clinical environment. The system consists of optical hardware, electronics, and a microscope; every part is contained in a portable cart that can be readily carried to a clinic. The optical subsystem includes a wavelength-swept laser source, a fiber optic interferometer with a delay stage and a polarization-sensitive balanced receiver. All power supplies, control drivers and monitoring circuits are integrated and enclosed in a case with a control interface. The microscope is attached to an articulating arm to be positioned as desired while the patient sits at ease. The system performance is summarized as 10 [mu]m resolution with frame rate of 100 frames per second. Further studies, in collaboration with dermatologists, will involve imaging the vascular structure of port wine stain lesions and investigating their correlation to laser treatment.
by Ahhyun Nam.
S.M.

Over the last decade, rapid growth of broadband services necessitated research aimed at increasing transmission capacity in fiber-optic communication systems. Wavelength division multiplexing (WDM) technology has been widely used in fiber-optic systems to fully utilize fiber transmission bandwidth. Among optical amplifiers for WDM transmission, semiconductor optical amplifier (SOA) is a promising candidate, thanks to its broad bandwidth, compact size, and low cost. In transmission systems using SOAs, due to their large noise figures, high signal launching powers are required to ensure reasonable optical signal-to-noise ratio of the received signals. Hence the SOAs are operated in the saturation region and the signals will suffer from SOA impairments including self-gain modulation, self-phase modulation, and inter channel crosstalk effects such as cross-gain modulation, cross-phase modulation, and four-wave mixing in WDM. One possibility to circumvent these nonlinear impairments is to use constant-intensity modulation format in the 1310 nm window where dispersion is also negligible. In this dissertation, differential phase-shift keying (DPSK) WDM transmission in the 1310 nm window using SOAs was first considered to increase the capacity of existing telecommunication network. A WDM transmission of 4 x 10 Gbit/s DPSK signals over 540 km standard single mode fiber (SSMF) using cascaded SOAs was demonstrated in a recirculating loop. In order to increase the transmission reach of such WDM systems, those SOA impairments must be compensated. To do so, an accurate model for quantum-dot (QD) SOA must be established. In this dissertation, the QD-SOA was modeled with the assumption of overall charge neutrality. Static gain was calculated. Optical modulation response and nonlinear phase noise were studied semi-analytically based on small-signal analysis. The quantitative studies show that an ultrafast gain recovery time of ~0.1 ps can be achieved when QD-SOAs are under high current injection, which leads to high saturation output power. However more nonlinear phase noise is induced when the QD-SOAs are used in the transmission systems operating at 10 Gbit/s or 40 Gbit/s. Electronic post-compensation for SOA impairments using coherent detection and digital signal processing (DSP) was investigated next in this dissertation. An on-off keying transmission over 100 km SSMF using three SOAs at 1.3 [micrometer] were demonstrated experimentally with direct detection and SOA impairment compensation. The data pattern effect of the signal was compensated effectively. Both optimum launching power and Q-factor were improved by 8 dB. For advanced modulation formats involving phase modulation or in transmission windows with large dispersion, coherent detection must be used and fiber impairments in WDM systems need to be compensated as well. The proposed fiber impairment compensation is based on digital backward propagation. The corresponding DSP implementation was described and the required calculations as well as system latency were derived. Finally joint SOA and fiber impairment compensations were experimentally demonstrated for an amplitude-phase-shift keying transmission.
Ph.D.
Optics and Photonics
Optics and Photonics
Optics PhD

At a time where almost 1.75 billion people around the world use the Internet on a regular basis, optical communication over optical fibers that is used in long distance and high demand applications has to be capable of providing higher communication speed and re-liability. In recent years, strong demand is driving the dense wavelength division multip-lexing network upgrade from 10 Gb/s per channel to more spectrally-efficient 40 Gb/s or 100 Gb/s per wavelength channel, and beyond. The 100 Gb/s Ethernet is currently under standardization, and in a couple of years 1 Tb/s Ethernet is going to be standardized as well for different applications, such as the local area networks (LANs) and the wide area networks (WANs). The major concern about such high data rates is the degradation in the signal quality due to linear and non-linear impairments, in particular polarization mode dispersion (PMD) and intrachannel nonlinearities. Moreover, the higher speed transceivers are expensive, so the alternative approaches of achieving the required rates is preferably done using commercially available components operating at lower speeds.In this dissertation, different LDPC-coded modulation techniques are presented to offer a higher spectral efficiency and/or power efficiency, in addition to offering aggregate rates that can go up to 1Tb/s per wavelength. These modulation formats are based on the bit-interleaved coded modulation (BICM) and include: (i) three-dimensional LDPC-coded modulation using hybrid direct and coherent detection, (ii) multidimensional LDPC-coded modulation, (iii) subcarrier-multiplexed four-dimensional LDPC-coded modulation, (iv) hybrid subcarrier/amplitude/phase/polarization LDPC-coded modulation, and (v) iterative polar quantization based LDPC-coded modulation.

Orientadores: Aldário Chrestani Bordonalli, Júlio César Rodrigues Fernandes de Oliveira
Dissertação (mestrado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de Computação
Made available in DSpace on 2018-09-27T13:36:17Z (GMT). No. of bitstreams: 1 Carvalho_LuisHenriqueHeckerde_M.pdf: 8092940 bytes, checksum: da29699f8638d37de27fc0743c89a013 (MD5) Previous issue date: 2014
Resumo: Uma das alternativas para os sistemas de transmissão óptica de próxima geração é o uso de múltiplos subcanais ópticos densamente multiplexados em frequência (supercanais) com alta eficiência espectral. Supercanais ópticos empregam o processamento paralelo de sinais para alcançar taxas de transmissão além dos limites da eletrônica. Atualmente, as técnicas CO-OFDM e Nyquist WDM são vistas como as principais para a implementação de supercanais ópticos. Neste trabalho, estudam-se abordagens para aumentar a capacidade de transmissão dos sistemas ópticos por meio da realização de supercanais. A implementação em laboratório, análise de desempenho e comparativo entre as técnicas CO-OFDM e Nyquist WDM são realizadas para sistemas operando a 400 Gb/s e 1 Tb/s por canal, com modulação DP-16QAM e eficiências espectrais que chegam a 6 b/s/Hz e acima. Os principais desafios e soluções para a implementação de sistemas de transmissão óptica de próxima geração baseados em supercanais são identificados
Abstract: One of the options for the next generation of optical transmission systems is the use of multiple optical subchannels densely multiplexed in frequency (superchannels) with high spectral efficiency. Optical superchannels employ parallel signal processing to achieve transmission rates beyond the limits of electronics. Currently, CO-OFDM and Nyquist WDM are seen as the main techniques to the implementation of optical superchannels. In this work, different ways to increase the capacity of the current optical systems by the realization of superchannels are studied. The experimental implementation, performance analysis, and comparison between CO-OFDM and Nyquist WDM techniques are performed for systems operating at 400 Gb/s and 1 Tb/s per-channel with DP-16QAM modulation and spectral efficiencies of 6 b/s/Hz and beyond. The main challenges and solutions for the implementation of next generation optical transmission systems based on superchannels are identified
Mestrado
Telecomunicações e Telemática
Mestre em Engenharia Elétrica

Thesis (Ph.D.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 1999.
Vita.
Includes bibliographical references (p. 236-239).
This electronic version was submitted by the student author. The certified thesis is available in the Institute Archives and Special Collections.
A technology base for optically-coupled systems was developed that permits in-vivo transmission of biomedical signals across the skin. By complete implantation of sensors and instrumentation electronics, problems with percutaneous connectors were eliminated. Optical power and signal transmission was accomplished with smaller and lighter implant structures than previously achieved with radio frequency (RF) coupling techniques. This is particularly valuable in the field of neuroprosthetics, because it may be possible to implant an optical telemeter directly on the surface of the brain to make mechanically stable connections to microelectrode arrays for neuroelectric recordings. Miniature optical power panels (2.5 mm x 2.5 mm) were developed from arrays of photodiodes. Infrared light of 880 nm wavelength was effective for delivering power across the skin. Panels composed of silicon photodiodes were 14% efficient at converting this light to electrical power, and GaAlAs panels were 41% efficient. Tissue heating experiments demonstrated the safety of optical power transmission. An LED was identified that was both electrically efficient (16%) and of appropriate wavelength (660 nm) for transmitting optical signals from the implant. Pulse period encoding was used for transmission of signals because it was robust and required less power than schemes with higher LED duty cycles. Specialized photodetector circuits were developed to receive pulse encoded data, and decoder circuits were built to reconstruct the transmitted signals. Two prototype single-channel neural waveform telemeters (approx. 10 Hz to 7 kHz bandwidth) were constructed and implanted in the visual cortex of rabbits. Both implants successfully transmitted neuroelectric signals. The first implant survived for four weeks before failing due to a flaw in the encapsulation, and the improved second prototype continues to function properly 28 months after implantation. Integrated circuits (ICs) were designed to record and transmit eight channels of neural waveforms. The first IC telemeter functioned properly, although the sensitivity was not as great as needed for the recording of neural waveforms. It required less than 50 mW of electrical power to operate. Efforts to improve this design introduced flaws in the next set of IC designs, so these problems were addressed, and a final set of designs was submitted for fabrication at the conclusion of this research project.
by Bruce C. Larson.
Ph.D.

This thesis describes experiments involving the coherent manipulation of a single ⁸⁸88Sr⁺ ion that is confined in a microfabricated trap. A stable and agile laser is constructed and used to perform rotations on an optical qubit that is encoded in the D₁/₂ (mj = -1/2) -D₅/₂(mj = -5/2) transition at 674 nm. After the excess micromotion is fully compensated in the microtrap, frequency-resolved optical pumping to the S₁/₂(mj = 1/2) qubit level is demonstrated with 99.8 % efficiency and resolved sideband cooling is used to reduce the mean vibrational number of the axial mode to n̄z~1. Deterministic ion transport between segments of the microtrap is also performed at frequencies up to 1 kHz. The agile laser permits fast, accurate and precise modulation of the optical phase, amplitude and frequency on a sub-microsecond timescale. Amplitude-shaped pulses are produced in near-perfect agreement with the desired functional form for durations ranging over 10⁶, which allows the frequency spectrum to be tailored in order to reduce off - resonant excitation. The agile system is stabilised in frequency by injection locking to an ultra-stable laser to yield a linewidth of < 10 Hz. Also, interrogation pulses are stabilised over a range of 10⁵ in optical power using a cascaded series of avalanche photodiodes, and the beam position at the ion is stabilised to < 0.4 % of the beam diameter. The complete system is capable of performing single qubit gate operations with an infidelity below a fault-tolerant limit. The agile laser is used to demonstrate that using Blackman rather than square shaped interrogation pulses offers an 11 dB reduction in off -resonant excitation. Also the phase agility of the system is verifed using Rabi and Ramsey spectroscopy. Finally, a spin-echo sequence is used to enhance the storage time of the optical qubit, and high resolution scans over the quadrupole transition are performed to measure a system coherence time of 1 ms.

In this thesis, a fully millimetre-wave (mm-wave) generation and transmission system is proposed for futuristic communications. Significant challenges have been dealt with regarding the proposed system, including designing the mm-wave generation and transmission technique, and its application in cellular networks. These challenges are presented through five main contributions and validated via Optiwave Design Software and MATLAB simulation tools. Firstly, three novel photonic generation methods are proposed and designed based on the characteristics of Brillouin fibre laser and the Stimulated Brillouin Scattering (SBS) effects with phase modulation. The mm-wave carriers are successfully generated with a tuning capability from 5 to 90 GHz. Also, these carriers are with good Signal to Noise Ratio (SNR) up to 51 dB, and low noise signal power of about -40 dBm. The impact of these methods is obtaining stable mm-waves appropriate for Radio over Fibre (RoF) transmission systems in 5G optical networks. Secondly, a full-duplex RoF system with the generation of a 64 GHz mm-wave is proposed. Successful transmission of the mm-wave over a fibre link is achieved for up to 100 km of fibre with a data rate of 5 Gbits/s. The main impact of this system is cost reduction and performance improvement by simplifying mm-wave generation and transmission over fibre. Also, it ensures a useful communication link for small cell networks. Thirdly, a hybrid Fibre/Free-space optical (FSO) system for the generation and transmission of 64 GHz mm-wave is proposed. This optical system provides a low latency communication link and overcomes mm-wave high path losses. A successful mm-wave transmission is achieved over a 10 km fibre length, and 2 km FSO link length with a good Bit Error Rate (BER) of about 1.5×10-13 and a data rate of 10 Gbits/s. This system increases the network coverage area by transmitting the mm-wave over the FSO link to the areas with natural obstacles the laying of fibre cables impossible. Also, it can be used as an effective solution under emergency disaster conditions. Fourthly, a comprehensive study of the wireless propagation performance for different mm-wave bands (28, 60, and 73 GHz) as cellular networks is investigated and compared with the 2.4 GHz Ultra-High Frequency band (UHF). A map-based scenario is proposed for the deployment of Base Stations (BSs) within the Brunel University London Campus map to consider real blockage effects. This investigation involved specifying which mm-wave spectrum can enhance the futuristic cellular networks, by evaluating the coverage and rate trends. Comparative results show that the 73 GHz bands can achieve the higher rate with good coverage and the lowest interference effects than the other mm-wave bands. Finally, a simplified path loss model is proposed to estimate precisely the 28 GHz mm-wave performance, which is considered a key component in 5G networks in outdoor applications. The proposed path loss model captures the diffraction and specular reflection impacts on mm-wave wireless propagation.

The construction of an optical experimental setup is the objective, to measure transmission coefficient of optical components used in plasma investigations. Thus, proper light source either with continuous or line radiation spectrum should be used. In addition, the detectors&rsquo
output signal is recorded on a PC based data recorder after being digitized by an analog to digital converter card.

Le trafic dans les réseaux optiques est en constante augmentation depuis de nombreuses années. CISCO affirme qu'il devrait augmenter d'un facteur 13 en 2020. Ceci induit une augmentation de la consommation énergétique et de l'évolution de la taille des réseaux entrainant un accroissement de la complexité des réseaux. Dans ce contexte, pour répondre à l'augmentation du débit dans les réseaux et procure un réseau de télécommunications fiable, il faut prévoir une planification et une ingénierie de réseaux adaptées. Dans ce but, nous étudions dans cette thèse le design d'un nœud de commutation optique ROADM. nous considérons différentes architectures de nœud, composants et sous-systèmes utilisés dans les configurations de nœud RODM "Broadcast and Select" et "Route and Select". Diverses configurations de modules d'insertion/extraction sont analysées ("Colored/colorless, directional/directionless et contentional/contentionless"). Pour ce faire, nous avons développé un simulateur de nœud ROADM dans une plateforme de trafic dynamique et nous avons proposé une stratégie de gestion offline de la contention à l'intérieur du nœud. Nous avons obtenu une réduction du rapport de blocage intra noeud de l'ordre de 1.5. Ensuite, nous nous sommes focalisés sur la planification des futures générations de réseaux optiques métro cœur. Dans ce but, nous avons étudié la possibilité d'une transmission non cohérente à 100 Gb/s en utilisant le format de modulation PDM-DQPSK. Ensuite, nous avons considéré l'implémentation de la PDM-CS-DQPSK. La qualité de transmission de ces deux systèmes a finalement été évaluée
Traffic demand is exponentially increasing in recent years. Cisco forecast claims that by 2020, transport traffic will be 13 times of today's traffic transmission. This incremental traffic demand makes concerns about energy consumption and network scalability as well as increasing the network complexity. In this respect, to adresse the future traffic demand requirement and provide a reliable telecommunication network, precise network planning and engineering are needed. To this aim, we adress the problem of ROADM node design by presenting different architectures, components and subsystems to investigate the Broadcast and Select and Route and Select ROADM node architectures. Colored/colorless, directional/directionless and contentional/contentionless add/drop module configurations are studied. Futhermore, the problem of Intra Node Blocking is investigated by developing a node simulator in a dynamic network traffic platform. In this respect, we propose an offline contention management strategy for an ROADMnode in order to efficiently decrease the Intra Node blocking ration by more than 1.5 order of magnitude. Finally, we focus on network planning by investigating short and medium term network upgrades for metro-core optical network. To this goal, we investigate the possibility of non coherent signal transmission in metro-core segment of hierarchical layered optical network. Quality of transmission for 100 Gbit/s PDM-DQPSK-modulation format is investigated. Then, we propose the implementation of PDM-CS-DQPSK modulation format to transmit 100 Gbit/s signals in ROADM based optical transmission systems

La sécurité est un problème important dans la transmission et le stockage de l'image, tandis que le cryptage est un moyen d'assurer la sécurité qui est requise dans de nombreuses applications (télévision par câble, la communication d'images militaires, systèmes d'imagerie confidentielle, etc.). Toutefois, à l'instar du message texte, les données images présentent des caractéristiques spéciales telles que la haute capacité, la redondance et la haute corrélation entre les pixels, et nécessite souvent une transmission et des traitements temps réel pour certaines applications. Construire un système rapide et efficace de cryptographie d'images suscite un intérêt considérable. C'est dans ce contexte qu’ont été menés ces travaux thèse qui portent sur l’élaboration d’un corrélateur optique en termes de cryptage/décryptage des données pour son implémentation dans un montage optique innovant. L’objectif de ces travaux est de réaliser un système optique de chiffrement sur la base d'exploitation de transformation optique et de générateurs chaotiques. L'idée originale des travaux consiste à exploiter la non-linéarité des systèmes chaotiques comme clés de chiffrement pour les systèmes optiques de chiffrement d'images multispectrales. Dans ces travaux de thèse, nous avons proposés et évalués plusieurs chiffrements d'images à base d’un système hyperchaotique et de transformées optiques (gyrator, Fourier, Baker , Arnold et Gerchberg- Saxton) à partir d’un processus de cryptage reposant sur une décomposition composants RVB et un encodage dans un flux dimensionnel d’images couleurs. L'originalité des solutions de chiffrement adoptée reposent sur l'exploitation de signaux réellement aléatoires à travers la mise en œuvre de générateurs hyperchaotiques pour la génération de données aléatoires sous forme images comme base de matrices de clés de chiffrement. En effet, ces générateurs présentent des propriétés et des caractéristiques fondamentales en termes de cryptage car il présente une non-linéarité, une imprédictibilité et une extrême sensibilité aux conditions initiales les rendant très intéressantes pour le développement de clés de chiffrement par flot. L’algorithme mis en œuvre permet d'extraire en temps réel les caractéristiques de texture dans les différentes bandes spectrales d'images en vue d’évaluer et de détecter les teneurs potentielles en information et dont les transmissions doivent être sécurisée via une transmission optique
Optical information security is one of the most important research directions in information science and technology, especially in the field of copyright protection, confidential information transmission/storage and military remote sensing. Since double random phase encoding technology (DRPE) was proposed, optical image encryption technology has become the main topic of optical information security and it has been developed and studied deeply. Optical encryption techniques offer the possibility of high-speed parallel processing of two dimension image data and hiding information in many different dimensions. In this context, much significant research and investigation on optical image encryption have been presented based on DRPE or further optical operation, such as digital holography, Fresnel transform, gyrator transform. Simultaneously, the encrypted image has been extended from single gray image to double image, color image and multi-image. However, the hyperspectral image, as a significant element in military and commercial remote sensing, has not been deeply researched in optical encryption area until now. This work extends the optical encryption technology from color image to hyperspectral image. For better comprehension of hyperspectral image encryption, this work begins with the introduction and analysis of the characteristics of hyperspectral cube. Subsequently, several kinds of encryption schemes for color image, including symmetric and asymmetric cryptosystem, are presented individually. Furthermore, the optical encryption algorithms for hyperspectral cube are designed for securing both the spatial and spectral information simultaneously. Some numerical simulations are given to validate the performance of the proposed encryption schemes. The corresponding attack experiment results demonstrate the capability and robustness of the approaches designed in this work. The research in this dissertation provides reference for the further practicality of hyperspectral image encryption

In this thesis, I have developed a range of theoretical and numerical techniques for modelling the behaviour of partially coherent optical systems and multi-mode detectors. The numerical simulations were carried out for the ultra-low-noise Transition Edge Sensors (TESs) being proposed for use on the SAFARI instrument on the cooled aperture infrared space telescope SPICA (34 - 210 μm). The optical behaviour of the SAFARI system is described in terms of the optical modes of the telescope, as distinct from the optical modes of the detector. The performance of the TESs were assessed in terms of signal power, background power and photon noise. To establish a method for precisely characterising and calibrating ultra-low-noise TESs, a cryogenic test system was designed and engineered to measure the optical efficiencies of the SAFARI TESs. The multi-mode, partially coherent illumination conditions of the measurement system were engineered to be precisely the same as those of the telescope. A major difference between the test system and the telescope’s optics is that the telescope will have focusing elements, but the test system was designed to avoid focusing elements in order to keep the optical path as clean as possible. The theoretical formalism and numerical models were adapted accordingly to address this difference. The numerical simulations show that the test system could provide near identical optical performance as that of the telescope system even though the focusing elements were absent. I also performed experimental measurements to investigate the optical efficiencies of the multi-mode TESs. The detectors worked exceedingly well in all respects with satisfactory optical efficiencies. In addition, it has been shown that the optical model provides a good description of the optical behaviour of the test system and detectors. Further modal analysis was developed to study losses in the multi-mode horns. The optical behaviour of the waveguide-mounted thin absorbing films in the far-infrared was modelled using a mode-matching method.

La demande en capacité liée à la transmission de tout type d’information (voix, vidéos, données, etc.) ne cesse de croître. Afin de répondre à cette demande croissante, de nouvelles générations de systèmes de communication multiplexés en longueur d’onde transmettant des débits élevés d’information par canal (100 Gbit/s ou plus) doivent être conçues. En plus des fibres ayant de très faibles pertes, des amplificateurs à fibre dopée à l’Erbium et du multiplexage en longueur d’onde, des technologies sont mises en place, comme notamment le multiplexage en polarisation, la détection cohérente, les formats de modulation multi-niveaux et plus récemment le multiplexage spatial. Des interrogations résident sur l’impact du multiplexage en polarisation ainsi qu’un développement vers des formats de modulation plus évolués incluant modulation de phase et multiplexage en polarisation. Dans cette thèse, afin de contribuer à l’augmentation du produit capacité x distance dans les systèmes de transmission Nx100 Gbit/s par fibre optique également multiplexés en polarisation et utilisant la détection cohérente, nous avons étudié d’une part, la mise en forme spectrale des signaux à l’émission pour augmenter la densité spectrale d’information (ISD: Information Spectral density). Dans cette optique, nous avons étudié l’impact du filtrage étroit gaussien du second ordre et de la mise en forme spectrale en racine de cosinus surélevé (RRC: Root Raised Cosine) sur les signaux émis dans le cas de modulations en Polarization Division Multiplexed-Quaternary Phase Shift Keying (PDM-QPSK) et Polarization-Switched-Quaternary Phase Shift Keying (PS-QPSK). Ceci a été réalisé en simulation numérique en considérant un espacement spectral entre les différents canaux variable. Nous avons montré qu’en tenant compte à la fois du facteur de qualité maximal et de la densité spectrale d’information, l’application de la mise en forme RRC sur des signaux modulés en PS-QPSK, fournit de meilleures performances de transmission dans une configuration où toute la dispersion est compensée en fin de propagation, pour toutes les valeurs d’espacement spectral étudiées. D’autre part, nous nous sommes intéressés aux effets non-linéaires qui limitent la portée de ces systèmes en dégradant pendant la propagation, les symboles émis, par les interactions entre des symboles d’un même canal, entre canaux ou modes de polarisation. La compréhension et la réduction de l’impact des effets non-linéaires est indispensable lorsqu’on veut utiliser certaines technologies pour augmenter la densité spectrale d’information. L’utilisation du multiplexage en polarisation par exemple, se heurte aux dégradations causées par les effets non-linéaires car de nouvelles interactions entre symboles sont présentes pendant la propagation. Par conséquent le développement des futurs systèmes ayant des débits plus élevés de 400 Gbit/s et 1 Tbit/s par canal passe par une diminution de l’impact des effets non-linéaires. Nous avons établi dans ce travail de thèse, des règles de conception permettant de réduire l’impact des effets non-linéaires entre polarisation dans les systèmes de transmission optiques considérés
The ever-increasing demand of capacity in very high bit rate coherent optical transmission systems has paved the way towards the investigation of several techniques such as the use of ultra-low loss fibers, Erbium doped fiber amplifiers, polarization and wavelength division multiplexing (WDM), coherent detection, multi-level modulation formats, spatial division multiplexing, etc. However, there are questions concerning polarization division multiplexing and a development towards some advanced modulation formats including phase modulation and polarization division multiplexing. In this thesis, in order to increase the capacity-by-distance product of future optical coherent systems using wavelength and polarization division multiplexing, we first study spectral shaping of the transmitted signals to increase the information spectral density. For this purpose, we have numerically investigated the multi-channel transmission performance of Polarization Switched Quadrature Phase Shift Keying (PSQPSK) and we have compared it to the performance of Polarization-Division-Multiplexed QPSK (PDM-QPSK), using Root Raised Cosine (RRC) spectral shaping, in the context of a flexible channel grid. In addition we have presented the advantage of PS-QPSK against PDM-QPSK as a function of the system parameters, while we have also discussed the benefit of a RRC spectral shaping against a tight filtering at the transmitter side with a 2nd order super-Gaussian-shaped filter. Furthermore, we have focused on nonlinear effects that limit the transmission distance by degrading the transmitted symbols during propagation. Analyzing and reducing the impact of nonlinear effects is essential when using technologies that increase the information spectral density such as polarization division multiplexing which causes new nonlinear effects due to additional interactions between symbols during the propagation through the fiber. Therefore a reduction of the impact of nonlinear effects is necessary for the development of future systems with higher bit rates of 400 Gbit/s and 1 Tbit/s per channel. We have established in this thesis, design rules to reduce the impact of nonlinear effects in the optical WDM transmission systems at 100 Gbit/s per channel that use polarization multiplexing

Des méthodes de modulation et de détection de la lumière originales ont été étudiées afin d’améliorer la performance des systèmes de transmission optique longue distance. Des formats de modulation multiplexés en polarisation, utilisant plusieurs niveaux de phase ont été étudiés en particulier. La détection cohérente associée à un traitement numérique du signal a également été choisie au niveau de la réception afin d’optimiser la performance du système. Cela permet notamment de compenser de façon très efficace les distorsions linéaires introduites par la propagation dans le fibre optique, telles que la dispersion chromatique et la dispersion modales de polarisation. Après propagation sur grande distance, le rapport signal à bruit devient une limitation importante. L’autre limitation provient des interactions non linéaire entre la lumière et la fibre optique qui limitent la puissance maximale que l’on peut injecter dans la fibre optique.La première transmission multiplexée en longueur d’onde sur grandes distances (>1000km) utilisant la détection cohérente a notamment été démontrée.Afin de minimiser l’impact de ces effets non linéaires, différentes stratégies ont été proposées et investiguées. L’impact du multiplexage de polarisation a notamment été quantifié dans des configuration où la dispersion chromatique de la fibre est compensée régulièrement dans la liaison et dans le cas où elle n’est compensée qu’en fin de liaison de façon numérique.La proposition d’utiliser un format de modulation à 2 niveaux de phase ainsi que les algorithmes permettant de le détecter ont été fait. Le gain de performance obtenu par rapport à la solution conventionnelle à 4 niveaux de phase a été montré.Au débit de 100Gb/s, la démonstration de la première transmission sur des distances transocéanique a également été faite.Ces travaux de recherche ont été notamment utilisés pour définir puis développer des produits Alcatel-Lucent qui sont maintenant commercialisés, à 40Gb/s en utilisant un format de modulation multiplexé en polarisation à deux niveaux de phase, et à 100Gb/s en utilisant un format multiplexé en polarisation à quatre niveaux de phase
Modulation and detection methods have been studied to improve the performance of optical long distance communication systems. Polarization division multiplexed modulation and multilevel phase modulation format have been evaluated. Coherent detection associated with digital signal processing has been selected at the receiver side to optimize system performance. This receiver design allows especially to compensate linear distortions induced by fiber optics propagation very efficiently. After long distance propagation, optical signal to noise ratio is a major limitation. The other main limitation comes from non linear interactions of light and fiber optics which put a limit on the maximum power to be injected within fiber optics.The first wavelength division multiplexed transmission over long distances (>1000km) using coherent detection has been demonstrated.Various strategies have been proposed to minimize the impact of non linear effect. The impact of polarisation multiplexing has been quantified in configuration where chromatic dispersion is either regularly optically compensated within the line or digitally compensated at the receiver end.The proposition to use a polarization multiplexed format using only 2 phase levels as well as the algorithms capable to detect them has been done. The performance gain obtained compared to the convention solution using 4 phase levels has been demonstrated.At 100Gb/s bit rate, the demonstration of the first transmission over trans-oceanic distance has also been done.These research work have been used to define and then develop Alcatel-Lucent products which are now commercialized, at 40Gb/s by using a polarization multiplexed and 2 phase levels modulation format, and at 100Gb/s by using a polarization multiplexed 4 phase levels format

Les systèmes de communication FSO sont des candidats potentiels pour de solutions de transmission spatiale à large bande. C’est pourquoi la présente thèse s’inscrit dans une contribution d’une nouvelle architecture de réseau FSO dans le cas d’une liaison de communication entre un satellite géostationnaire et une station terrienne. Elle traite aussi de l’influence de l’angle zénithal sur la qualité de la liaison optique en raison de la variation de la scintillation due à la complexité de l’atmosphère. Nous avons établi un nouveau canal de communication tenant compte de la subdivision de l’atmosphère en deux grandes zones de turbulence. Pour améliorer la performance de la liaison, nous avons d’abord placé un relais AF optiques ente le satellite et la station terrienne, ensuite nous avons introduit un paramètre construit `a partir de valeurs : p et 1-p. Le paramètre p correspond au ratio de la distance entre la station terrienne et le relais sur la distance de 36 000 Km correspondant a` l’orbite GEO. Dans notre cas, le relais est placé a 1000 Km a l’exosphère, le paramètre p = 1/36 et enfin la technique de diversité spatiale est appliquée en réception. Les résultats de simulation ont confirmé que les architectures des systèmes proposés sont meilleures que les performances de liaisons optiques directes
Free space optical systems are potential candidates of large band spatial transmission solutions. In this thesis, FSO network architecture in the case of geo- stationary satellite to earth communication link is investigated and the influence of zenith angle on the quality of the link has been evaluated. Because of the variation of scintillation due to the complexity of the atmosphere, the optical space to earth communication link channel model has been developped. In order to overcome the main limitations of the prop- agation, optical relays with low earth orbit satellites and spatial diversity on earth could improve the link performance. To improve the link performance, an aggregated simulation model turbulence has been built based on parameters ”p” and ”1-p” introduced in the combined model a↵ecting the considered channels. The parameter ” p ” corresponds to the ratio of the distance from the earth to the relay over the total distance of 36 000Km. In the case of 1000 Km for a relay in the exosphere, p = 1/36. Simulation results show that the proposed network system architecture has outperformed the direct link performance

Les systèmes de communications optiques jouent un role important pour satisfaire la demande incessante de trafics de données. Cette demande, induite par des applications gourmandes en termes de bande passante et débit, necéssite une augmentation de la capacité des réseaux optiques d’accès et par conséquent une augmentation des capacités de réseaux de transports métropolitains et longues distances. La prochaine génération de systèmes WDM longue distance devrait opérée à des débits de 400Gbps ou 1Tbps. Cette montée en débit s’appuiera sur des nouvelles formes d’ondes avancées de type mono-porteuse (Nyquist-WDM) ou multi-porteuse (OFDM multi-bande). Ces approches sont basées sur le multipléxage de plusieurs porteuses espacées par des intervalles de garde réduits. D’autre part, pour générer ces très haut débits, des modulations multi-états sont utilisées pour chaque porteuse grâce à leur efficacité spectrale élevée. Ces types de systèmes, qui combinent à la fois les approches multi-bande et les modulations multi-états, sont extrêmement vulnérables aux effets nonlinéaires de la fibre optique. En fait, les effets nonlinéaires sont dépendants de la puissance de transmission et inversement proportionels à l’intervalle de garde. Cela rend leur compensation indispensable pour maintenir des bonnes performances des systèmes en terme de distance de transmission. Grâce à l’emploi de récepteurs à détection cohérente, des techniques de traitement du signal numérique sont utlisées pour combattre les effets nonlinéaires. Dans cette thèse, nous avons proposé des nouvelles techniques basées sur les séries de Volterra et les égaliseurs à retour de decision pour compenser respectivement les effets nonlinéaires intrabande et les interférences nonlinéaires inter-bande
Optical communication systems have evolved since their deployment to meet the growing demand for high-speed communications. Over the past decades, the global demand for communication capacity has increased exponentially and the most of the growth has occurred in the last few years when data started dominating network traffic. In order to meet the increase of traffic demands fueled by the growth of internet services, an increase of access network capacity and consequently metro and long-haul network capacities is required. Next generation of long-haul WDM transmission systems is expected to operate at 400Gbps or 1Tbps bit rate. Superchannel approaches, such as Nyquist WDM and multi-band OFDM, allow both high spectral efficiency and small guardband which makes them promising candidates to generate these high bit rates in combination with multi-level modulations formats. Such transmission systems are strongly disturbed by fiber nonlinear effects which increase with the data rate and the small guard band. Therefore, fiber nonlinearities compensation is required to get the desired performance in terms of transmission reach. DSP based approaches such as digital back propagation and third-order Volterra based nonlinear equalizer have been already proposed to deal with intra-channel or intra-band nonlinear effects. In the context of superchannel systems, we have proposed two new compensation techniques to deal with fiber nonlinear effects. The first one, called fifth-order inverse Volterra based nonlinear equalizer, compensate for intra-band nonlinear effects. The second approach, which is the interband/ subcarrier nonlinear interference canceler, is proposed to combat the nonlinear interference insuperchannel systems

Le futur système de transmission multicanaux (WDM) pourrait mettre à profit l'utilisation d'amplificateurs optiques à semi-conducteurs (SOA), pour bénéficier notamment de leur grande bande passante optique pour l'amplification du signal. Dans ce travail, nous étudions l'influence des SOA sur la transmission cohérente de signaux OFDM optiques (CO OFDM). Cette technique, récemment proposée, permet à la fois d'augmenter l'efficacité spectrale de la transmission et de compenser les imperfections linéaires du canal optique. Nous avons développé, dans ce travail, une chaîne expérimentale de transmission de signaux à formats de modulation complexes tout-optiques et une plateforme de simulation au niveau système. Les résultats obtenus par simulation, au niveau composant et au niveau système, sont en très bon accord avec ceux obtenus par les mesures expérimentales à la fois pour des formats de modulation QPSK et QPSK CO-OFDM. À travers différentes mesures et simulations, l'étude a permis de cerner clairement l'influence des paramètres du SOA sur la qualité de transmission des données. Les non-linéarités induites par le SOA, telles que le couplage phase amplitude, l'auto modulation du gain et de la phase (SGM et SPM), la modulation croisée du gain et de la phase (XGM et XPM) et le mélange à quatre ondes (FWM), jouent de façon importante sur les performances de ce format de modulation multi-porteuses ; leur influence a donc été analysée avec précision. Les connaissances acquises permettront à l'avenir d'une part de mieux définir les conditions d'utilisation des SOA dans les réseaux de transmission et d'autre part aideront à l'optimisation de nouvelles structures de SOA conçues pour la transmission de données à très haut débit utilisant des formats de modulation complexes.

Mestrado em Engenharia Eletrónica e Telecomunicações
The SKA (Square Kilometre Array) will be the world’s largest and most sensitive radio telescope with a square kilometre (one million square metres) of collecting area, expecting to be able to clarify some of the main questions about the universe. This project is currently in the preparatory phase, having already established the regions and distributions of the various antennas and the location of signal processing and storage units. In order to satisfy the scientific requirements, the SKA is comprised of thousands of radio wave receivers (antennas) that need to be connected to a processing unit and data centre storage. Transmission distances and capacity depend on the configuration and type of antennas. This dissertation intends to submit a planning and optimization of transport networks between the antennas and the central processing units, in order to present an economic and spectral efficiency solution.
O SKA (Square Kilometre Array) pretende ser o maior e mais sensível radiotelescópio do mundo com uma dimensão de um quilómetro quadrado (um milhão de metros quadrados) de área efetiva, esperando que seja capaz de esclarecer algumas das principais questões sobre o universo. Este projeto encontra-se atualmente na fase preparatória já tendo sido estabelecidas as regiões e as distribuições das várias antenas e a localização das unidades de processamento de sinal e armazenamento. Por forma a atender os requisitos científicos, o SKA é compreendido por milhares de recetores de ondas de rádio (antenas) que necessitam de ser interligados a uma unidade de processamento e armazenamento de dados central. As distâncias de transmissão e a sua capacidade dependem da configuração e do género de antenas. Esta dissertação pretende apresentar um planeamento e otimização de Redes de Transporte entre as antenas e as unidades de processamento central, por forma apresentar uma solução económica e com eficiência espectral.

The aim of this thesis is to introduce to reader the application and use of optical EDFA amplifiers in optical transmission and to show wiring and practical test, including measurements on amplifier. The aim of this thesis is to propose the use of optical amplifier in laboratory practice for subject Optical networks. The thesis briefly introduces the problems of data transmissions through optical fibers with a focus on the use of optical amplifiers. The basic characteristic of optical transmission paths and the reasons for the use of optical amplifiers are described here. One entire chapter is devoted to distinction of optical amplifiers. Amplifiers can be divided according to location in the transmission path to the booster, in-line and pre-amplifiers and according to the used of amplifying technology to optical amplifiers with subsidies, semiconductor optical amplifiers and Raman optical amplifiers. The factors affecting the efficiency of optical amplifiers, such as noise and the level of saturated power are mentioned here too. The different types of optical amplifiers from the two producers are also described. From these amplifiers was chosen EDFA CzechLight Amplifier from Optokon to be used for the laboratory exercise in the subject of Optical networks. The use of EDFA optical amplifiers in optical transmission lines is mentioned here too. These amplifiers can be used in telecommunications transmission systems and for data transmission over long distances. They will find use in WDM transmission systems and cable TV distribution through the optical fiber to the end users. Practical measurements were performed on optical amplifier CLA-PB01F. In the transmission route was located attenuator and the dependence of output power to input signal power was measured. The amplification course was linear in the range of input values provided by the manufacturer. Laboratory exercise for the subject of Optical networks is aimed at preacquaintance of students with problems EDFA optical amplifiers and practical measurements with the optical amplifier CLA-PB01F. Students acquire basic theoretical knowledge of the issue and verify the functionality of optical amplifiers on a specific exercise. This work is destined for all who wish to get basic knowledge of optical amplifiers, their characteristics and possibilities of their use in optical transmission lines.

This dissertation is aimed at examining signal integrity degradation factors and realizing signal integrity enhancement circuits for both wired and wireless communication systems. For wired communication systems, an optical coherent system employing an electrical equalization circuit is studied as a way of extending the transmission distance limited by optical fiber dispersion mechanisms. System simulation of the optical coherent receiver combined with the feed-forward equalizers is performed to determine the design specification of the equalizer circuit. The equalization circuit is designed and implemented in a 0.18 µm complementary metal-oxide semiconductor (CMOS) process and demonstrates the capability to extend the transmission reach of long-haul optical systems over single-mode fiber to 600 km. Additionally, for wireless applications, signal integrity issues found in a full-duplex wireless communication network are examined. Full-duplex wireless systems are subject to interference from their own transmitter leakage signals; thus, a transmitter leakage cancellation circuit is designed and implemented in a 0.18 µm CMOS technology. The proposed cancellation circuit is integrated with a low-noise amplifier and demonstrates over 20 dB of transmitter leakage signal suppression.

This diploma thesis deals with the management of security information, according to ISO/IEC 27005 and it is implementation in the Verinice software environment. The risk information management process is applied to a critical infrastructure, that is connected to a optical fiber network. The work focuses on incidents aimed at threatening data from optical threats and active network elements in transmission systems. The result of the work is defined as a risk file in the .VNA format containing identified risks, for which appropriate measures are implemented in connection with the requirements of ISO/IEC 27001, for the protection of critical infrastructures and transmitted data in the transmission system.