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Books on the topic 'Insurance Intermediarie'

Author: Grafiati

Published: 11 March 2023

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1

Ltd, ICC Business Publications, ed. Insurance brokers & intermediaries. 2nd ed. Hampton: ICC Business Publications, 1997.

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2

Ltd, ICC Business Publications, ed. Insurance brokers and intermediaries. 2nd ed. Hampton: ICC Business Publications, 1998.

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3

Insurance intermediaries and the law. London: Lloyd's of London Press, 1987.

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4

Smith, David I. Evaluative criteria: Factors considered important among Irish insurance intermediaries. Dublin: University College Dublin, 1992.

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5

Devine, Patrick. Insurance intermediaries in the EEC: An industry report. London: Lloyd's of London P., 1992.

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6

Arthur Young (Firm). Management Consultants. and Great Britain. Office of Fair Trading., eds. Study of insurance intermediaries' costs: Report of a survey. London: Arthur Young, 1987.

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7

Buying or selling an insurance broker: A practical guide to buying or selling a non-public insurance intermediary business. London: International Business Communications, 1986.

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8

White, Eugene Nelson. The legacy of deposit insurance: The growth, spread, and cost of insuring financial intermediaries. Cambridge, MA: National Bureau of Economic Research, 1997.

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9

Habed, Víctor. Seguros: Manual para la prevención del lavado de dinero y del financiamiento al terrorismo del intermediario de seguros en Nicaragua : una propuesta técnica y de referencia. Nicaragua]: BITECSA, 2012.

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10

Québec (Province). Ministère des finances. The distribution of financial products to the public: Taking up the challenge of change : quinquennial report on the implementation of the Act respecting market intermediaries. Québec City: Gouvernement du Québec, Ministère des finances, 1996.

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11

Office, General Accounting. CHAMPUS has improved its methods for procuring and monitoring fiscal intermediary services to process medical claims: Report to the Honorable Albert Gore, Jr., United States Senate. Washington, D.C: The Office, 1985.

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12

Office, General Accounting. CHAMPUS has improved its methods for procuring and monitoring fiscal intermediary services to process medical claims: Report to the Honorable Albert Gore, Jr., United States Senate. Washington, D.C: The Office, 1985.

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13

Insurance brokers and intermediaries. 2nd ed. Hampton: ICC Business Publications, 1996.

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14

Hodgin, Ray W., and R. W. Hodgin. Insurance Intermediaries: Law & Regulation. L L P, 1992.

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15

Havenga, P. The Law of Insurance Intermediaries. Juta Legal and Academic Publishers, 2001.

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16

Hodgin, R. W. Insurance intermediaries: The law and regulation. Lloyd's of London Press, 1992.

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17

Douglas W, Arner, Hsu Berry FC, Goo Say H, Johnstone Syren, Lejot Paul, and Tse Maurice Kwong-Sang. Part II Regulation of Banking, Securities, and Insurance, 5 Insurance Regulation, the Office of the Commissioner of Insurance, and the Insurance Authority. Oxford University Press, 2016. http://dx.doi.org/10.1093/law/9780198706472.003.0005.

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This chapter looks in detail at the legal and regulatory framework for insurance in Hong Kong. The chapter examines the regulation of financial intermediaries, products, and services in the context of insurance. It concludes that Hong Kong’s regulatory system for insurance is comprehensive and of an international standard. The legal and regulatory framework for the insurance market in Hong Kong consists of the Insurance Companies Ordinance (ICO), a statutory body called the Office of the Commissioner of Insurance (OCI), and self-regulatory measures. These are supplemented by a large body of common law. However, at the time of writing, this is set to change, with the establishment of a new independent Insurance Authority (IA) with a much broader regulatory remit.

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18

Max, Claudia. Valuation and Value Creation of Insurance Intermediaries. Lang GmbH, Internationaler Verlag der Wissenschaften, Peter, 2016.

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19

Max, Claudia. Valuation and Value Creation of Insurance Intermediaries. Lang GmbH, Internationaler Verlag der Wissenschaften, Peter, 2016.

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20

Max, Claudia. Valuation and Value Creation of Insurance Intermediaries. Lang GmbH, Internationaler Verlag der Wissenschaften, Peter, 2016.

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21

Max, Claudia. Valuation and Value Creation of Insurance Intermediaries. Lang GmbH, Internationaler Verlag der Wissenschaften, Peter, 2016.

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22

George, Walker, Purves Robert, and Blair Michael. Part III Financial Sectors and Activities, 17 Insurance Regulation. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198793809.003.0017.

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This chapter examines the statutory regime for the regulation of insurers as well as intermediaries and brokers dealing with insurance products. It first provides an overview of terminology and categorisation of insurance under European Union legislation and UK regulation before discussing the evolution of the regulatory approach to insurers. It then considers EU law and UK law on insurance and reinsurance, along with the relevant provisions of the Financial Services and Markets Act 2000, Contracts (Rights of Third Parties) Act 1999, and other applicable legislation. It also analyses insurance regulation under the Financial Ombudsman Service and the Financial Services Compensation Scheme. Finally, it assesses the influence of EU legislation on the structure and much of the detail of the UK regulatory regime for insurance.

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23

Insurance Intermediaries in the EEC: An Industry Report. L L P, Inc., 1992.

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24

Britain, Great. Financial Services and Markets Act 2000 (Transitional Provisions) (General Insurance Intermediaries) Order 2004. Stationery Office, The, 2005.

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25

George, Walker, Purves Robert, and Blair Michael. Part III Financial Sectors and Activities, 19 Retail Investment Firms. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198793809.003.0019.

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This chapter examines the UK regulatory framework governing retail investment firms. It begins with a discussion of financial scandals related to mis-selling of pensions, mortgage endowments and payment protection insurance. It then considers the changing regulatory environment for investment business, the general principles of conduct for investment firms, and the question of whether a representative or intermediary is under a duty to provide accurate or adequate information or has a duty to advise as to the suitable course of conduct. It also analyses the relevant provisions spelled out in the Conduct of Business Sourcebook (COBS) and the Markets in Financial Instruments Directive before concluding with an analysis of the effect of the legal ‘cut-over’ from the Financial Services Authority to the Financial Conduct Authority (FCA).

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26

George, Walker, Purves Robert, and Blair Michael. Part III Financial Sectors and Activities, 20 Home Finance Transactions. Oxford University Press, 2018. http://dx.doi.org/10.1093/law/9780198793809.003.0020.

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This chapter examines the regulatory regime for building societies in their capacity as lenders and for home finance transactions, which includes lending on mortgage secured on domestic property, home purchase business, and home reversion business. It begins with a discussion of the supervision and regulation of building societies before the Financial Services and Markets Act 2000 (FSMA) and under FSMA. It then considers some key developments relating to the regulation of mortgage and home finance business, including the European Commission's introduction of the Mortgage Credit Directive and the replacement of the Financial Services Authority by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). The chapter also analyses the regulation of the consumer buy to let mortgage business, home reversion plans, home purchase plans, and regulated sale and rent back agreements before concluding with a review of the Prudential Sourcebook for Mortgage and Home Finance Firms and Insurance Intermediaries.

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27

Douglas W, Arner, Hsu Berry FC, Goo Say H, Johnstone Syren, Lejot Paul, and Tse Maurice Kwong-Sang. Part II Regulation of Banking, Securities, and Insurance, 3 Banking Regulation and the Hong Kong Monetary Authority. Oxford University Press, 2016. http://dx.doi.org/10.1093/law/9780198706472.003.0003.

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This chapter explains the legal and institutional framework for banking in Hong Kong. It discusses the regulation of financial intermediaries, products, and services in the context of a framework based largely on the Banking Ordinance, the Exchange Fund Ordinance, and the Clearing and Settlements Systems Ordinance, supported by ordinances derived from international best practice. The chapter summarizes the main functions of the Hong Kong Monetary Authority (HKMA). Established in 1993, the HKMA maintains Hong Kong as an international financial centre and ensures that Hong Kong’s legal and regulatory framework for banks is comprehensive and of an international standard. At the same time, the chapter argues, the system’s many divisions allow certain risks to remain unaddressed. A specific area of concern applies to financial conglomerates, in that there is no clear division of regulatory responsibility in the case of the insolvency of a financial conglomerate.

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28

Batten, Jonathan A., Niklas Wagner, and Peter MacKay. Advances in Financial Risk Management: Corporates, Intermediaries and Portfolios. Palgrave Macmillan, 2013.

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29

Advances in Financial Risk Management: Corporates, Intermediaries and Portfolios. Palgrave Macmillan, 2013.

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30

Batten, Jonathan A., N. Wagner, Peter MacKay, and P. Mackay. Advances in Financial Risk Management: Corporates, Intermediaries and Portfolios. Palgrave Macmillan Limited, 2013.

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31

Wagner, N., J. Batten, Peter MacKay, and P. Mackay. Advances in Financial Risk Management: Corporates, Intermediaries and Portfolios. Palgrave Macmillan Limited, 2013.

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32

Douglas W, Arner, Hsu Berry FC, Goo Say H, Johnstone Syren, Lejot Paul, and Tse Maurice Kwong-Sang. Part II Regulation of Banking, Securities, and Insurance, 4 Securities Regulation: The Securities and Futures Commission and Hong Kong Exchanges and Clearing Limited. Oxford University Press, 2016. http://dx.doi.org/10.1093/law/9780198706472.003.0004.

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This chapter outlines the evolution of the system of securities regulation in Hong Kong and the regulation of financial intermediaries, products, and services in the context of securities. Prior to 1987, capital market regulation in Hong Kong was minimal, with all the various exchanges operating largely on the basis of self-regulation in the context of the common law framework. The market crash of October 1987 triggered a review of the regulatory framework. Significantly, during the last decade the Hong Kong securities and futures market has gone through a profound transformation from a largely domestic market to an international market with active trading in equity and derivative products. The chapter concludes by stating that Hong Kong’s legal and regulatory framework for securities is comprehensive and of an international standard. However, at the same time the system’s many divisions allow certain risks to be unaddressed.

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