Dissertations / Theses on the topic 'European Union countries – Politics and government – Philosophy'

Although the evolution of a unified Europe has been unsteady, the immigration policies of member states have nonetheless become increasingly harmonized in recent years. This harmonization has not been without its controversies, however, and is characterized by two inter-linked political disputes that have shaped the progress achieved thus far. The first dispute area is the exclusion of Europe's legally-resident third country nationals (TCNs) from the privileges of intra-EU free movement, contrary to the inclusionist arguments of the European Commission and Parliament. The second dispute area is the political struggle between advocates of intergovernmental decision-making structures, which are not subject to EU law or institutional control, and the advocates of full (supranational) EU competence over policy. Two hypotheses are contrasted to examine these disputes: (1) the "Fortress Europe" hypothesis, which foresees the continuation of exclusionism and intergovernmentalism; and (2) the "spillover" hypothesis, which predicts the inclusion of TCNs through the EU's central institutions eventually winning full competence over policy. It is concluded that although exclusionism continues to hold the upper hand, recent victories for supranationalism have confirmed the optimism of the spillover hypothesis.

Defence date: 10 December 2007
Examining Board: Prof. Adrienne Héritier (EUI, Florence) ; Prof. Frank Schimmelfennig (ETH, Zürich) ; Prof. Andy Smith (IEP, Bordeaux) ; Prof. Helen Wallace (EUI/RSCAS, Florence)
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
This project investigates a ubiquitous yet under-studied phenomenon in national, European and global politics: delegated preparation, defined as those negotiations through which civil servants or experts "pre-cook" political choice in multi-level decision-processes. While examples are legion-reaching from legislative drafting in national ministries to the Committee of Permanent Representatives (COREPER) in the European Union (EU)- the project focuses on preparation in complex international negotiations, and chooses EU Intergovernmental Conferences (IGCs) as empirical case. Claiming that a look beyond the tip of the "decision-iceberg" will gain us deeper insights into how and by whom Europe has been constitutionalised, I tackle two wider questions: 1) What is preparation and what can it do? and 2) Under what conditions will preparation be effective? Linked to an understanding of international negotiation as a "thick" social process, I argue, first, that the key to preparatory effectiveness lies in a particular set of collective resources as a necessary condition, and in consensual preagreement as both necessary and sufficient. Second, with effective pre-decision-making thus hinging upon successful delegated arguing, a set of scope conditions favourable to persuasion are singled out. These include 1) a familiar, iterative and insulated social context as a pre-condition for the non-distortive use of arguments; 2) an issue's complexity as facilitating the resonance of expertise and novel ideas; and 3) a macronorm's constitutional-systemic nature as favouring factual arguments linked to the international system. The hypotheses are tested on the "Group of Government Representatives" (GoR), with units of observation chosen from the Amsterdam and Nice IGCs according to variation of issue complexity and constitutional-systemic nature. Process-tracing of five issues: the communitarisation of free movement, the integration of Schengen and the institutionalisation of flexibility (Amsterdam), as well as Commission reform and Council votes (Nice) confirms that delegated preparation plays a key role even in the "bastion of high politics" that is EU reform. Yet, empirical evidence shows that persuasion is less prominent than expected, and uncovers alternative mechanisms behind effective preparation,in particular accommodation, depoliticisation and systemic compensation.

In representative democracy the chain of political legitimacy runs from voters to governments through votes cast at elections. In order for representation to occur, political parties must offer distinct policy platforms that citizens consider in their vote choices. This thesis examines whether citizens are adequately represented within the European Union. It finds that although representation on left-right issues occurs, it does not occur for European integration preferences. Over the course its history, European integration has changed from being primarily an economic issue to a social issue. This separation from the primary axis of political competition has increased the need for representation on EU issues directly. Political parties have polarised over European integration providing increased choice, but voters have not engaged with the issue. Examining how voters process party signals about policy positions shows that very few are affected by signals on the EU. Accounting for voters' cognitive biases suggests that the influence of EU issues in European Parliament elections has been overestimated and is non-existent in most member-states. As direct democracy might offer an alternative to inadequate representation this thesis examines why referendums have been held on the EU but finds that they are largely driven by governments' desire to contain the threat of EU issues at national elections, further undermining representation. However, as a result of institutional differences between national and European Parliament elections rather than the emergence of the EU as an electoral issue, the size of party systems at European Parliament elections has grown considerably over successive elections in many member-states, a change that has fed into national party systems. Although representation on EU issues is inadequate, the expansion of European party systems and the redrawing of the lines of political competition offers some hope that representation on EU issues might improve in the future.

This study develops a model of macroeconomic and political determinants of public support for European integration. The research is conducted on pooled cross-sectional time-series data from five European Union member states between 1978 and 1994. The method used in this analysis is a Generalized Least Squares - Autoregressive Moving Average approach. The factors hypothesized to determine a macroeconomic explanation of public support for integration are inflation, unemployment, and economic growth. The effect of the major economic reform in the 1980s, the Single European Act, is hypothesized to act as a positive permanent intervention. The other determinants of public support are the temporary interventions of European Parliament elections and the permanent intervention of the Maastricht Treaty in 1992. These are hypothesized to exert a negative effect. In a fully specified model all variables except economic growth and European Parliament elections demonstrate statistical significance at the 0.10 level or better.

Defence date: 21 November 2022
Examining Board: Prof. Ellen Immergut (EUI, Supervisor); Prof. Anton Hemerijck (EUI); Prof. Christoffer Green-Pedersen (Aarhus University); Prof. Evelyne Hübscher (Central European University)
This dissertation investigates how public opinion and government partisanship affect social policy. It brings an innovative perspective that links the idea of democratic representation to debates about the welfare state. The general claim made here is that social policy is a function of public and government preferences. This claim hinges on two critical premises. The first relates to the general mechanisms that underlie government representation. Politicians have electoral incentives to align their actions with what citizens want. They may respond to public opinion indirectly by updating their party agendas, which can serve as the basis for social policy decisions in case they get elected. They may also respond directly by introducing welfare reforms that react to shifts in public opinion during their mandates. The second premise concerns how citizens and politicians structure their preferences over welfare. These preferences fall alongside two dimensions. First, general attitudes about how much should the state intervene in the economy to reduce inequality and promote economic well-being (how much policy). Second, the specific preferences about which social programmes should get better funding (what kind of policy). The empirical analysis is split into three empirical chapters. Each explores different aspects of government representation in Western European welfare states. The first empirical chapter (Chapter 4) asks how governments shape social policy when facing severe pressures to decrease spending. It argues that governments strategically reduce spending on programmes that offer less visible and indirect benefits, as they are less likely to trigger an electoral backlash. The experience of the Great Recession is consistent with this claim. Countries that faced the most challenging financial constraints cut down social investment and services. Except for Greece, they all preserved consumption schemes. The second empirical chapter (Chapter 5) explores how public opinion affects government spending priorities in different welfare programmes. It expects government responsiveness to depend on public mood for more or less government activity and the most salient social issues at the time. Empirical evidence from old-age, healthcare and education issue-policy areas supports these claims. Higher policy mood and issue saliency is positively associated with increasing spending efforts. Public opinion does not appear to affect unemployment policies. vii The third empirical chapter (Chapter 6) examines how party preferences affect spending priorities in unemployment programmes. It claims that preferences on economic intervention in the economy and welfare recalibration affect different components of unemployment policy. Evidence from the past 20 years bodes well with these expectations. The generosity of compensatory schemes depends on economic preferences. The left invests more than the right. The funding of active labour-market policies depends on both preference dimensions. Among conventional parties, their funding follows the same patterns as compensatory schemes. Among recalibration parties, parties across the economic spectrum present comparable spending patterns.

Defence date: 17 September 2007
Examining Board: Prof. Morten Kelstrup, (University of Copenhagen) ; Prof. Peter Mair, (European University Institute) ; Prof. Gianfranco Pasquino, (University of Bologna) ; Prof. Philippe C. Schmitter, (EUI Professional Fellow)
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
no abstract available

Defence date: 2 July 2019
Examining Board: Professor Hanspeter Kriesi, European University Institute (Supervisor); Professor Elias Dinas, European University Institute; Professor Liesbet Hooghe, University of North Carolina at Chapel Hill; Professor Kai Arzheimer, Johannes Gutenberg University Mainz
Does European integration contribute to the rise of the radical right? This dissertation offers three empirical contributions that aid understanding the interplay between political integration within the European Union (EU) and the surge of the populist radical right across Europe. The first account studies the impact that the European Parliament (EP) elections have for the national fortune of the populist right. The findings of a country fixed-effects model leveraging variation in the European electoral cycle demonstrate that EP elections foster the domestic prospects of the radical right when national and EP elections are close in time. The second study demonstrates that the populist radical right cannot use the EP elections as a platform to socialise the most impressionable voters. The results of a regression discontinuity analysis highlight that the EP contest does not instil partisan ties to the political antagonists of the European idea. The third study shows that anti-European integration sentiments that existed prior to accession to the EU cast a long shadow in the present by contributing to the success of contemporary populist right actors. Relying on an original dataset entailing data on all EU accession referenda on the level of municipalities and exploiting variation within regions, the study demonstrates that those localities that were most hostile to the European project before even becoming part of the Union, today, vote in the largest numbers for the radical right. In synthesis, the dissertation approaches the relationship between two major current transformations of social reality: European integration and the surge of the radical right. The results highlight that contention around the issue of European integration provides a fertile ground for the populist radical right, helping to activate nationalistic and EU-hostile sentiments among parts of the European public.

This thesis examines the relation between subnational autonomies, that is to say regional and local authorities and the norms they create, and European Union law. The existence of local and regional autonomies within the various Member States of the EU is a factual truth. We know that they exist and co-exist with other levels of public authority, themselves generating norms. Yet, on its surface European Union law does not devise any substantive understanding of such autonomies. This stands in stark contrast to the relation between the Member States and the EU, which is governed by a complex catalogue of Treaty rules. As a consequence of European integration, however, subnational autonomies and EU law do interact, so that the latter cannot simply ignore the existence of the former. This thesis sets out to determine the contours of their mutual relation through an analysis of EU procedural and substantive law. It uncovers that the relation between subnational autonomies and EU law is multifarious and diverges depending on whether we look at the surface of EU law, that is to say the Treaties, or whether we look below its surface, at the Court of Justice's rich case law or soft law instruments of the Commission. I map this conclusion through a modelling approach, relying on what I term the 'Insider Model' and the 'Outsider Model' respectively. These models underline that, in some areas of EU law, SNAs are seen to be outsiders to the project of European integration whereas other areas recognise SNAs and especially their norms to be the insiders of that project. The coexistence of both models forces us intellectually to rearrange things. It challenges our 'constitutional imagination'. The key to understanding the coexistence of both models can be found in the evolution of EU law itself. While the Outsider Model remains attached to the public international law origins of the EU Treaties, the Insider Model captures the reality that not only States and citizens, but also SNAs, are integrated into the EU legal order.

Three models are developed to analyze the state level conditions fostering the rise of far right parties in the European Union in the last two decades. The political background of these parties is examined. This study offers a definition for far right parties, which combines several previous attempts. The research has focused on the effects of the number of the parties, immigration, and unemployment on support for the far right in Europe. Empirical tests, using a random effects model of fifty elections in eight nations, suggest that there are political, social, and economic conditions that are conducive to electoral success. Specifically, increases in the number of "effective" parties favor the far right, while electoral thresholds serve to dampen support. Immigration proves to be a significant variable. Surprisingly, changes in crime and unemployment rates have a negative effect on support for the far right. Suggestions for future research are offered.

On May 1st 2004, Poland entered the European Union (EU), introducing new variables into the domestic politics of the Polish Republic. Since gaining its independence from Soviet control in 1989, Poland’s political landscape can be described as a dynamic and ever changing force towards democratic maturation. With the accession of Poland to the EU, questions of European integration and Europeanization have arisen, most specifically with how these two processes effect and shape the behaviors of domestic political actors. With Poland entering its second decade of EU membership, this study attempts to explain how, and if, further European integration has had any effect on the Europeanization of political parties in Poland. Building upon the work of various scholars, most notably Aleks Szczerbiak, this study examines the years 2009-2014, and examines Poland’s political parties through Robert Ladrech’s framework of Europeanization.

The dissertation is about the impact of the European Union (EU) on the foreign policy of a candidate in the pre-accession period. More specifically, the research analyses the factors and processes that intervene between the EU power to generate change in Turkish foreign policy and Turkish national compliance with the EU conditions between 1997 and 2005 by way of analysing three cases: Turkish foreign policy towards Cyprus issue, Greek-Turkish bilateral problems in the Aegean Sea; and Turkey’s stance vis-à-vis the launch of the ESDP. Main question the research addresses is “why does a candidate choose to comply (or fail to comply) with the EU conditions in foreign policy?” In other words: “How (through what mechanisms) does the EU generate compliance with the EU conditions in foreign policy?” The dissertation approaches these questions through the perspective of the Europeanization literature and its conditionality school drawing on the Rational Choice Institutionalism. In accordance with this rationalist account, main argument the doctoral research intends to prove is that “the EU’s adaptational pressure on Turkey (operationalized as a function of clear/attainable membership perspective and credible conditionality policy) is a necessary yet not a sufficient condition for domestic compliance in foreign policy if the cost of compliance is high for the target government. In this respect, domestic actors’ strategic calculation is the ultimate determinant of the compliance degrees at the domestic level. In order to prove this core hypothesis, the research used theory testing process-tracing, longitudinal comparison of cases, counter-factual reasoning and the use of a control case. The evidence for testing the argument comes from the measurement of conditionality (measured as the linkage between a given foreign policy condition and membership-related reward) and domestic compliance (measured as foreign policy output ranging from rhetorical to behavioural change) through the content analysis of primary documents. This analysis is complemented with 33 semi-structured elite interviews. The dissertation by proving that the EU’s transformative power in foreign policy works through the cost and benefit calculation of the ruling party and by elaborating on the conditions under which the EU can interfere with this rational calculus (hence modify the opportunity structure for the target government), advances our understanding of the EU’s transformative power and contributes to the Accession Europeanization literature in general. Furthermore, the study provides additional empirical as well as theoretical in-depth case knowledge to the available literature on the Europeanization of Turkey and Turkish foreign policy.
Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

Since 2009, the European Union has faced the worst economic crisis of its history. Due to the devastating impact of the Eurozone crisis on their economies, European countries realized the need to deepen the integration. Without a fiscal union, the Monetary Union would always be prone to economic crises. However, the efforts to reinforce the Union’s economy have been hampered by the UK due to its obsession with national sovereignty and lack of European ideals. In opposing further integration, the UK officials have started to speak out about the probability of leaving the EU. The purpose of this paper is to present benefits and challenges of Britain’s EU membership and to assess the consequences of leaving the Union both for the UK and for the EU. This study utilizes Power Transition theory to analyze British impact on European integration. With the perspective of this theory, the UK is defined as a dissatisfied partner. By applying the conflict– cooperation model of Brian Efird, Jacek Kugler and Gaspare Genna, the effect of the UK’s dissatisfaction is empirically portrayed. The empirical findings of the conflict– integration model clearly show that Britain’s dissatisfaction has a negative impact on European integration and jeopardizes the future of the Union. Power Transitions analysis indicates that the UK would become an insignificant actor in the international system and lose the opportunity for the Union’s leadership if it leaves the EU. On the other hand, although Britain’s departure would be a significant loss in terms of capability, economic coherence is more important for the EU. Without enough commitment for the Union, increasing the level of integration with the UK would raise the probability of conflict with the integration process in the future.

In the past decade, there has been a surge of interest in extreme right Western European parties. Well-established parties such as the National Front (FN) in France, Vlaams Belang (formerly Vlaams Blok) in Belgium, and Lega Nord in Italy have been scrutinized. However, extreme right parties that have just recently begun to experience electoral successes such as the British National Party (BNP) have received less evaluation and discussion in the literature. Therefore, this study examines the BNP's electoral fortunes in the European elections of 1999, 2004, and 2009. I explore the support for the BNP using the traditional variables of unemployment, education, income, and immigration. In addition to these variables, I examine how support for other parties present in Great Britain, such as the right-wing United Kingdom Independence Party (UKIP) and the center-right Conservative Party affects electoral support for the BNP. I find that support for other right-wing parties in Great Britain do exert an influence on BNP electoral fortunes (the UKIP a positive one, and the Conservative Party a negative one). I also find a strong negative link between BNP support and education and a weak positive one between BNP support and unemployment. However, income and immigration rates appear to have no effect on voter support for the BNP.
ID: 030646218; System requirements: World Wide Web browser and PDF reader.; Mode of access: World Wide Web.; Thesis (M.A.)--University of Central Florida, 2011.; Includes bibliographical references (p. 62-71).
M.A.
Masters
Political Science
Sciences
Political Science; International Studies Track

“What is Europe's role in this changed world? Does Europe not, now that is finally unified, have a leading role to play in a new world order, that of a power able both to play a stabilising role worldwide and to point the way ahead for many countries and peoples?” These were two of the central questions put by the Laeken Declaration, adopted by the European Council in December 2001. The Declaration offered the beginning of an answer, pointing out the direction for future policy developments, and for the institutional reform underpinning them: “The role it has to play is that of a power resolutely doing battle against all violence, all terror and all fanaticism, but which also does not turn a blind eye to the world's heartrending injustices. In short, a power wanting to change the course of world affairs…A power seeking to set globalisation within a moral framework.” At the same time, the Laeken Declaration pointed out some more specific questions concerning the institutional innovations required to enhance the coherence of European foreign policy and to reinforce the synergy between the High Representative for CFSP and the relevant Commissioners within the RELEX family. With a view to a better distribution of competences between the EU and Member States, on the basis of the principle of subsidiarity, the text mentioned the development of a European foreign and defence policy first, and referred more particularly to the scope for updating the ‘Petersberg’ tasks of crisis management, a policy domain that would take a pivotal place in the consolidation of ESDP and CFSP at large. This Declaration marks the beginning of the process of regime reform that covers the last three years of common foreign and security policy (CFSP) of the European Union. This evolution, and the innovations that it has brought about in institutional and normative terms, are the subjects of this thesis.

The Convention on the future of Europe, set up by the Laeken Declaration, represented an important stage in the pan-European debate on the objectives, values, means and decision-making tools of CFSP. The US-led intervention in Iraq in March 2003 marked a new ‘critical juncture’ in the development of the conceptual and institutional bases of CFSP. As it was the case in the past, following major policy failures in the course of the Balkan wars, Member States sought to mend the rift that divided them in the run up to the Iraq war. In so doing, Member States agreed on a significant degree of institutional reform in the context of the Convention and of the subsequent Inter-Governmental Conference (IGC). The creation of the new position of a double-hatted Foreign Minister, as well as the envisaged rationalisation and consolidation of the instruments at his/her disposal, including a new European External Action Service (EAS), is a primary achievement in this perspective. On the defence side, a new formula of ‘permanent structured cooperation’ among willing and able Member States has been included in the Treaty Establishing the European Constitution (Constitutional Treaty), with a view to them undertaking more binding commitments in the field of defence, and fulfilling more demanding missions. Right at the time when the Iraq crisis was sending shockwaves across the political and institutional structures of the Union, and of CFSP in particular, the first ESDP civilian mission were launched, soon followed by small military operations. The unprecedented deployment of civilian and military personnel under EU flag in as many as 13 missions between 2002 and 2005 could be achieved thanks to the development of a new layer of policy-makign and crisis-management bodies in Brussels. The launch of successive ESDP operations turned out to be a powerful catalyst for the further expansion and consolidation of this bureaucratic framework and of the conceptual dimension of CFSP/ESDP. Most importantly, these and other dimensions of institutional and operational progress should be set in a new, overarching normative and political framework provided by the European Security Strategy (ESS).

Needless to say, institutional innovations are stalled following the rejection of the Constitutional Treaty in the French and Dutch referenda of May/June 2005. With a view to the evolution of the CFSP regime, however, I argue in this thesis that the institutional reforms envisaged in the Constitutional Treaty are largely consistent with the unfolding normative and bureaucratic features of the regime. As illustrated in the course of my research, the institutional, bureaucratic and normative dimensions of the regime appear to strengthen one another, thereby fostering regime deepening. From this standpoint, therefore, the stalemate of institutional reform does slow down the reform of the international regime of CFSP but does not seem to alter the direction of its evolution and entail its stagnation, or even dismantling. On the contrary, I maintain that the dynamics of regime change that I detect will lead to stronger, endogenous and exogenous demands for institutional reform, whose shapes and priorities are to a large extent already included in the Constitutional treaty. This vantage point paves the way to identifying the trends underlying the evolution of the regime, but does not lead to endorsing a teleological reading of regime reform. As made clear in what follows, CFSP largely remains a matter of international cooperation with a strong (although not exclusive) inter-governmental component. As such, this international regime could still suffer serious, and potentially irreversible, blows, were some EU Member States to openly depart from its normative coordinates and dismiss its institutional or bureaucratic instances. While this scenario cannot be ruled out, I argue in this thesis that this does not seem the way forward. The institutional and normative indicators that I detect and review point consistently towards a ‘deepening’ of the regime, and closer cooperation among Member States. In other words, it is not a matter of excluding the possibility of disruptions in the evolution of the CFSP regime, but to improve the understanding of regime dynamics so as to draw a distinction between long-term trends and conjunctural crises that, so far, have not undermined the incremental consolidation of CFSP/ESDP.

Central to this research is the analysis of the institutional and normative features of the CFSP regime at EU level. The focus lies on the (increasing) difference that institutions and norms make to inter-governmental policy-making under CFSP, in the inter-play with national actors. The purpose of my research is therefore threefold. First, I investigate the functioning and development of the bureaucratic structures underpinning the CFSP regime, since their establishment in 2000/2001 up to 2005. This theoretically informed review will allow me to highlight the distinctive procedural and normative features of CFSP policy-making and, subsequently, to assess their influence on the successive stages of reform. Second, I track and interpret the unprecedented processes by which innovations have been introduced (or envisaged) at the institutional and normative level of the regime, with a focus on the Convention on the future of Europe and on the drafting of the European Security Strategy. Third, I assess the institutional and normative output of this dense stage of reform, with respect both to the ‘internal’ coherence and the deepening of the regime, and to the ‘external’ projection of the EU as an international actor in the making.

On the whole, I assume that a significant, multidimensional transition of the CFSP regime is underway. The bureaucratic framework enabling inter-governmental cooperation encourages patterned behaviour, which progressively generates shared norms and standards of appropriateness, affecting the definition of national interests. In terms of decision-making, debate and deliberation increasingly complement negotiation within Brussels-based CFSP bodies. Looking at the direction of institutional and policy evolution, the logic of ‘sharing’ tasks, decisions and resources across different (European and national) levels of governance prevails, thereby strengthening the relevance of ‘path-dependency’ and of the ‘ratchet effect’ in enhancing inter-governmental cooperation as well as regime reform.

Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

Partant du constat de la constitution de la promotion de la démocratie comme enjeu des relations internationales et de politique étrangère, la présente recherche s’interroge sur les politiques menées en la matière par l’Union européenne dans le cadre des relations avec ses voisins méditerranéens, particulièrement le Maroc et la Tunisie. L’analyse se concentre sur l’Instrument européen pour la démocratie et les droits de l’homme, sur la période 2007-2012.

L’objectif est de comprendre et d’expliquer les pratiques des différents groupes d’acteurs impliqués dans ces politiques, au sein de la Commission (DG Relex/SEAE, DG Devco, délégations) et du Parlement (sous-commission DROI).

La position défendue est la suivante :les pratiques européennes de promotion de la démocratie au Maroc et en Tunisie sont fonction de l’identité des groupes institutionnels qui les mettent en œuvre. Pour chaque groupe institutionnel, peuvent être mis en évidence des normes, intérêts et ressources qui contribuent à défendre et renforcer l’identité institutionnelle. Dès lors, des pratiques qui peuvent paraître incohérentes au premier abord (pourquoi agir au Maroc et pas en Tunisie ?pourquoi créer l’IEDDH et, parallèlement, évincer l’objectif de promotion de la démocratie de la coopération bilatérale avec la Tunisie ?) prennent tout leur sens lorsqu’on parvient à restituer la fonction sociale qu’elles assurent.

Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

On the basis of case studies of 19th and early 20th century Germany, Sweden and the Netherlands, I address the question of how and when incumbent right elites reformed electoral systems under a rising political threat from the left. Some states adopted proportional representation (PR) earlier than others. Why did different states adopt PR at different times? One important factor was the existing electoral system before the adoption of PR. This has been missed in academic research since most scholars have assumed that the electoral system in place before the adoption of PR in most Western European states was single-member plurality (SMP). I show that the system in place prior to PR in most Western European states was not SMP but a two-round system (TRS). TRS effects are still poorly understood by political scientists. I argue that both PR and TRS were used as safeguards by the parties on the right against an electoral threat from the left, which originated from the expansion of suffrage. PR was used as a last resort after other safeguards had been exhausted. I state that in the presence of a strong left threat, countries with TRS could wait longer to implement PR than countries with SMP in place. Under TRS, the adoption of PR was considerably delayed since electoral coordination between parties could be applied more effectively than under SMP systems. This was largely due to the increase of information and time after the first round of TRS elections, which was used by right parties to coordinate votes around the most promising candidate before the second round. First round results under TRS were used as an "electoral opinion poll". Based on these results, the right could react more effectively than the left in order to improve outcomes in round two.

Cette thèse de doctorat s’articule autour d’une question dont l’apparente simplicité masque une réelle complexité :Comment le Conseil européen est-il devenu une institution ?En effet, alors qu’il existait déjà depuis plusieurs décennies, le Conseil européen n’a été formellement considéré comme une institution européenne que depuis l’entrée en vigueur du traité de Lisbonne, le 1er décembre 2009. Ce constat juridique attire l’attention sur les raisons de cette consécration tardive, mais soulève de nombreuses questions aussi bien pour ce qui concerne les institutions dans l’Union européenne (UE) que pour l’ordre politique européen dont elles font partie.

Le dépassement du seul critère juridique et la prise en compte du temps long remettent clairement en question l’idée que le Conseil européen ne soit devenu une institution qu’avec le traité de Lisbonne et interrogent, entre autres, sur ce que signifie « être une institution » dans l’UE. Plusieurs questions de pouvoir fondamentales sont soulevées :Comment les institutions sont-elles crées et développées dans l’UE ?Le Conseil européen est-il une institution « supranationale intergouvernementale » ?L’ordre politique européen est-il un ordre politique autonome ?

Le développement de la recherche a procédé en 3 phases, pour lesquels les répertoires de codification juridique, politique et symbolique ont servi de grille d’analyse. En premier lieu, le temps de l’instituant, temps court posant les bases du temps long dans lequel se développe l’institutionnalisation, a été étudié. Il correspond au moment de l’incursion directe et explicite des Etats dans la sphère européenne. Puis, les évolutions et trajectoires respectives des différents processus de codification du Conseil européen ont été examinées, tout au long de son existence dans l’ordre politique européen. Enfin, l’omniprésence de l’interaction national-européen a conduit à observer les processus suivis par les « sous-institutions » du Conseil européen, dans la mesure où ils permettent d’expliquer son institutionnalisation dans l’ordre politique européen. Le couple franco-allemand et la présidence du Conseil européen ont ainsi fait l’objet de processus d’institutionnalisation propres, mais intrinsèquement liés à ceux suivis par le Conseil européen, et ont servis à déterminer les interactions entre les ordres politiques nationaux et l’ordre politique européen.

Cette recherche a notamment mis en évidence le fait que l’institutionnalisation du Conseil européen a principalement été réalisée sur le plan politique (au travers des actions des acteurs, des rôles qu’ils ont façonné et investi, de la stabilité qu’ils ont instauré par la répétition de pratiques, de convergences de vues facilitées par la pression du groupe, ou encore du respect de l’échelon national par la dimension supranationale), en étant partiellement soutenue sur le plan symbolique, tandis que le droit n’a très longtemps fait que suivre ces processus et n’est vraiment intervenu que pour reconnaître l’existant ou dresser un état des lieux du consensus en vigueur au moment où les circonstances appelaient des reconfigurations substantielles.
Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

Thèse qui propose d'analyser le processus de construction de la politique spatiale européenne. La question au coeur de la recherche est de comprendre pourquoi, alors qu’il fut initialement décidé de ne pas s’en remettre au cadre offert pas la Communauté pour européaniser les efforts naissants de coopération spatiale, put-on assister, à la fin des années 1980, à une implication grandissante de la Communauté européenne, qui se traduisit progressivement par une nouvelle européanisation du spatial ?La thèse défendue est que, loin de résulter uniquement de la confrontation et du choc des intérêts portés par les différents Etats, la politique spatiale européenne a été progressivement construite au travers d’un parcours historique dans lequel ont été impliqués différents espaces sociaux régis par des référentiels et des normes qui leur sont propres.
Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

The EU’s Trade Relations with China (1975-2008):

A Linkage Power at Work?

(Summary)

The central aim of this thesis is to improve our understanding of the EU’s power, in particular in its external trade relations/negotiations. Our hypothesis is that the EU is a distinctive kind of linkage power, defined as an actor relying on linkage as a crucial modus operandi in its external relations. We explored how, to what extent and in which distinctive ways the EU is such a linkage power.

Our analysis was based on three logically interrelated concepts – power resources, linkage and linkage power. Linkage refers to a leveraging strategy, with an aim of packaging relevant power resources, so as to increase leverage in bargaining, or more generally attain a policy objective. I identified seven types of linkages that the EU used: political-economic issue linkage, economic-economic issue linkage, conditionality, contextual linkage, linkage with a third party, cognitive linkage and synergistic linkage. Linkage can hardly work without proper power resources. The latter, as Dahl (1970) defined, refers to all the resources-opportunities, acts, objects etc – that an actor can exploit in order to affect the behaviour of another. So, linkage is a bridge between power resources and impacts – meaning affecting or changing the behaviour of another party. By putting linkage and power together, we created a new term – “linkage power”, referring to a power based on linkages. The EU, the US, China or any other power can all be such labelled, though these actors may diverge in power resources, linkage strategies and the variables affecting linkage effectiveness. When applying such an analytical framework to the EU, we gave particular attention to the implications of the EU’s sui generis nature on its linkage power.

Our case study is the EU’s trade relations with China (1975-2008), which were punctuated by two critical historical junctures – the Tian’anmen Square Incident in 1989 and the EU-China Textile Crisis in 2005. In 1975, The EEC’s successful strategy by linking political issues (Europe-China balancing the Soviet Union and recognising China’s sovereignty over Taiwan) with economic issues (signing the EEC-China Trade Agreement) played a crucial role in securing the establishment of diplomatic relations between the EEC and China. Different types of linkages were then applied to the EEC’s negotiations with Beijing on the 1978 Trade Agreement and the 1979 textile agreement, which effectively prompted the Chinese side to agree to the EU’s terms.

Immediately after the 1989 Tian’anmen Square Incident, the EC imposed economic sanctions with an aim of coercing China to accept Western world’s human rights conditions. This linkage did not last long or pay off due to divergent political and economic interests among the Member States and the EC’s institutional handicaps (foreign policy competence was largely in the hands of Member States, collective foreign policy action was non-binding), and soon de-linked.

Having realised that confrontational approach did not work well, the EC/EU and its Member States started to change their China policies in 1993-95. The period of 1993-2004 witnessed the EC/EU’s power through partnership. The strategic partnership was seen as a complex of different pairs of issue linkages, ranging from political-strategic issues to economic and human rights issues. The partnership, once established, had fostered new linkages and consolidated old ones. China’s WTO accession was seen as a once-in-a-century opportunity for the EU to exercise linkage through conditionality, so as to extract market access concessions from the Chinese side. Moreover, by linking with China could the European Commission garnered international support for advancing the Galileo project within the Union and ward off some of the US pressure in 2003.

The Year 2005 was singled out since an unprecedented trade row on textiles broke out, confronting the EU against China’s export prowess resulting from globalisation and China’s WTO accession. Linkages were used as a predominant strategy to help the EU to persuade and press the Chinese side firstly accept voluntary export restrictions and then share the burden of allowing the blocked textiles in European ports to be released. In 2006-08, the trade deficit problem emerged, coupled with a series political spats between Europe (France and Germany) and Beijing on the Tibet issue. As the EU-China honeymoon was over, the Commission toughened its approach towards China. Although linkage was again used to redress the trade deficit, its effects were not satisfactory, as the EU power resources were eroded.

Our conclusions are (1) linkage is a crucial modus operandi in the EU’s internal bargain and its external relations with China; (2) Linkage was generally effective vis-à-vis China, but with variations, either over time or across different linkage types; (3) The EU is a sui generis linkage power, resulting from its institutional characteristics and heterogeneity of interests among the Commission and Member States. We find that the EU’s increased institutionalisation (both regional and bilateral) and competences generally facilitated its use of linkage strategies. The EU’s sui generis structure and its internal interest divergences have mixed implications on its linkage effectiveness. On one hand, the EU’s linkage power was weakened accordingly. But on the other, the Commission could tactically make use of some Member State government’s row with Beijing and advance its own economic agenda (such as the EU-China High-level Economic and Trade Dialogue, HED). Moreover, our research also confirmed Andrew Moravcsik’s argument that issue linkage is more easily made within an issue-area than across issue-areas. But we differ from him on the reason behind that. We find that this was largely attributable to the EU’s pillar structure and competence divisions.

The theoretical contributions include: (1) Linkage power provides a distinctive prism to look into the EU’s concrete strategies in internal bargains, and external commercial negotiations. Linkage serves as a crucial strategy for the EU to handle its relations with a far-abroad country like China, including establishing diplomatic relations, negotiating trade deals, forging strategic partnerships and holding high-level dialogue. (2) Giving some insights to the EU’s actorness. We find that the EU, though institutionally not a unitary actor, was somehow able to present its power to the extent like a sovereign state on some occasions using linkage strategies. (3) Contributing to the understanding of the EU’s means to spread its governance model. We find that the EU’s norm-setting goals have often been achieved through non-normative ways – such as interest exchange and trade-off, and other deliberate ways of persuasion and even coercion, mainly based on linkage. (4) Shedding light on the interactions between the Commission and the Member State governments and on the Commission’s autonomy in external trade relations.

Two future directions of research have been identified: (1) comparative studies: the EU’s linkage practices vis-à-vis the US, Russia and middle powers, or other actors’ linkage strategies vis-à-vis China; (2) post-Lisbon linkage strategies used by the EU.

Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

This study analyses the possible impact of the European Union (EU) on the development of the relations between business interest groups and the government in Turkey, more precisely on the interventions of the business interest groups in domestic policy-making. Hence it deals with the links between the progress of the relationship between Turkey and the EU and the development of domestic interest group activity in Turkey.

The progress of Turkey’s relations with the EU enhanced the visibility of the Turkish Peak Business Organizations (PBOs) in representing Turkish business interests in Brussels. Moreover, the evolution of the activities of the PBOs, provides a broader understanding of the developments of the general characteristics of the relations between the government and business interest groups in Turkey. Hence the investigation focuses on the major Turkish PBOs.

We examine the relations of Turkish PBOs with the EU, essentially, on the basis of the observation of their transnational actions within the EU as well as their participation in financial and technical assistance programmes of the EU and in the joint institutional structures of the association regime between Turkey and the EU. By analysing these two dimensions we assess the repercussions of the socialization of the Turkish PBOs on their strategies of action in dealing with European Affairs, on discourses they adopted regarding domestic policy-making and on their organizational structure and policy agenda.

We elaborate our topic with reference to the Europeanization concept, which covers the examination of the consequences of the European governance on national systems. Through the Europeanization concept we observe the correlation between the progress of the Turkey-EU relations and the ongoing process of change in the patterns of interventions of the Turkish business interest groups in domestic policy-making.

Doctorat en sciences politiques
info:eu-repo/semantics/nonPublished

The EU’s notable transformation over the past five decades is obviously an event of modern state concepts. However, the EU’s matter of concern has placed too much emphasis on economic and trade issues, while its capability and power have achieved remarkable growth with far-reaching ramifications in both economic and political affairs. This also means that studies of the EU foreign policy have hardly reached North East Asia because of geographical limit between them, the EU’s weak institutional capacity and vestige of the Cold War. Therefore the EU and the Korean Peninsula did not have chance to build a critical relationship. This time could be defined as ‘standstill’ between Europe and the Korean Peninsula or ‘quiet diplomacy’. 1993 marked a turning-point in relations between the EU and the Korean Peninsula. Firstly, European countries have launched the Maastricht Treaty since they had signed in 1992. The Treaty implies the EU’s more strengthened international role in the political and economic area in accordance with its increased capability and reinforced power. Secondly, North Korea announced its intention to withdraw from the NPT on 12 March 1993 and then the Korean Peninsula was compelled to face a political crisis. Since the EU took unofficial Humanitarian Aids for North Korea in 1994-1995, KEDO and the EU in 1997 agreed to the terms and conditions of the accession to KEDO of its nuclear regulatory body. This was the first challenge of the EU political engagement of the Korean Peninsula question. In the context, this research seeks to answer the question of “What are the EU priorities in its strategy for Korean Peninsula?” that includes broadly the EU’s regional strategy for North East Asia in line with its foreign policy agenda. To tell the conclusion, the EU’s intervention to North Korea was firstly encouraged in dimension of economic interests through vitalization of international trade after the Korean Peninsula would be reunified. The EU considered that Asian nuclear market is an important factor in order to build nuclear technical standard as well as to obtain commercial interests although the European nuclear firms did not obtain chance enough to construct for North Korea nuclear facilities construction. The EU’s political incentives for political change-seeking in North East Asia must also be considered. Actually, the EU diplomatically opened the door of Pyongyang and led the isolated regime to a channel that communicates with international community although the EU did not take a seat at Six-Party Talks to engage itself in the Korean Peninsula question. As a result, the EU could increase the image of a ‘peaceful mediator’ or an ‘honest blocker’ in the term of ‘reputation’ through engagement continued for the Korean Peninsula Crisis. The EU’s foreign policy has been partly successful in context that Europe succeeds in promoting its existence as a global actor. Therefore, its foreign policy would gradually be reinforced to bolster the EU’s credibility and influence in the Korean Peninsula. The EU’s role is surely reduced in the Korean Peninsula issues with the termination of the KEDO project. However, the EU’s role is expected to be performed in different ways under its confidence and capability. The EU’s next engagement depends on where its new incentives will be, and then its question will be how to realize them in accordance with its institutional conditions and actual capacity.
Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

Alors qu’une riche littérature se concentre sur l’euroscepticisme au sein des arènes politiques nationales, les oppositions à l’Europe au niveau supranational restent largement négligées. Afin de contribuer à combler cette lacune, cette recherche s’interroge sur la façon dont les députés eurosceptiques conçoivent et exercent leur mandat représentatif au sein du PE. Fondée sur l’approche motivationnelle des rôles, il s’agit, d’une part, d’appréhender les rôles joués par les eurosceptiques au sein de l’assemblée et, d’autre part, d’expliquer l’hétérogénéité des rôles endossés par ces élus. Mobilisant une pluralité de données, cette recherche repose sur une méthodologie mixte, combinant méthodes qualitative et quantitative ainsi qu’approches inductive et déductive. L’analyse s’articule autour de deux séquences. La première propose une typologie d’idéaux-types de rôles permettant de rendre compte des pratiques et conceptions du mandat développées par les parlementaires eurosceptiques. La seconde explique la variation des rôles au sein de cette typologie et teste l’hypothèse selon laquelle le rôle dépend d’une combinaison de facteurs institutionnels et individuels. L’étude démontre que les eurosceptiques peuvent endosser quatre rôles, correspondant à une stratégie de défection ou de prise de parole, et que le rôle qu’ils jouent dépend à la fois des règles régissant le fonctionnement du PE et de leurs préférences relatives à l’intégration et à l’architecture institutionnelle de l’UE. Ce faisant, la recherche constitue une réflexion sur deux enjeux très distincts. Premièrement, alors que l’on assiste, dans de nombreux pays européens, à l’émergence de revendications d’acteurs contestant les structures institutionnelles en place, cette thèse permet de contribuer à l’étude, encore restreinte, de l’opposition antisystème au sein d’institutions parlementaires, le PE servant ici de laboratoire privilégié pour l’étude des stratégies de ces acteurs antisystème. Deuxièmement, à l’instar des travaux de sociologie de l’intégration européenne, cette recherche repose sur le postulat qu’analyser de façon microscopique un groupe restreint d’acteurs permet de s’interroger, de façon différente, sur le déficit démocratique et de légitimité du régime européen, en déplaçant la focale du niveau institutionnel au niveau individuel. Il s’agit alors d’appréhender les défis de légitimation de l’UE en se concentrant sur les acteurs hostiles à la construction européenne. Une analyse de leurs pratiques concrètes au sein de l’assemblée représentative permet de dégager des pistes de réflexion quant à leur capacité de légitimation du régime politique.

While an abundant literature focuses on Euroscepticism in the national political arenas, oppositions to Europe at the supranational level remain largely under-studied. In order to contribute to fill this gap, this research examines how Eurosceptic Members of the European Parliament (MEPs) conceive and carry out their representative mandate in the European Parliament (EP). Inspired by the motivational approach of role theory, the study aims first at understanding the roles played by Eurosceptics within the assembly and second at explaining the heterogeneity of the roles played by these actors. Using a plurality of data, this research is based on mix-methods, combining qualitative and quantitative methodologies as well as inductive and deductive approaches. The analysis proceeds in two steps. The first proposes a typology of ideal-types of roles that allows understanding the ways Eurosceptics conceive and carry out their parliamentary mandate. The second explains the variation between the roles and tests the hypothesis that the role played by an actor depend on the combination of institutional and individual factors. The study demonstrates that Eurosceptics may assume four roles, corresponding to an exit or voice strategy, and that the role they play depends both on the EP’s rules and MEP’s preferences concerning European integration and the EU’s institutional design. The research contributes to on-going debates on two very different issues. First, while we witness in many European countries, the emergence of anti-system actors, this thesis can contribute to the study of the anti-systemic opposition within parliamentary institutions, the EP being here a special laboratory for the study of the strategies of anti-system actors. Second, like recent studies focusing on the sociology of European integration, this research is based on the premise that analysing a small group of actors allows to question in a different way, the democratic and legitimacy deficit of the EU, moving the focal from the institutional to the individual level. The aim is then to understand the challenges of legitimacy of the EU by focusing on actors hostile to the European project. An analysis of their actual practices in the EP allows us to reflect on their ability to legitimize the political system.

Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

The constitution of the European visa regime has deservingly received much scholarly attention. It has been analyzed as part of the policy toolkit that displaces migration control away from the edges of the territory of Europe. Nevertheless, the street-level implementation of this European policy in national consulates remains understudied. This dissertation sheds ethnographic light on Schengen visa policy implementation that is conceptualized as bordering policy. By delivering Schengen visas, state and nonstate organizations achieve the filtering work of borders; this dissertation therefore investigates the day-to-day bordering of Europe abroad and using a comparative approach and focusing on from the theoretical perspective of street-level policy implementation. The analysis builds on a comparative case study: it focuses on the visa sections of the consulates of two old immigration countries, Belgium and France, and one new immigration country, Italy, which implement visa policy in a same third country, i.e. Morocco. This study highlights cross-national differences of visa policy day-to-day implementation that are due to shifting historical backgrounds, national sense-making of visa policy, and distinct organizational conditions. However, the comparative research design and the inductive epistemological approach deployed have revealed processes of transfer at the implementation level, which result in transnational policy-making from below. Informal interactions between actors constitute a ‘community of practice’ based on the desire to share local and practical knowledge rather than expert knowledge in order to address problems linked to day-to-day implementation.

La construction d’un régime européen de visas représente un domaine de recherche important. Ceci a été analysé comme un des instruments politiques qui déplacent le contrôle migratoire au delà des limites du territoire européen. Cependant, la mise en œuvre dans les consulats nationaux reste très peu étudiée. Cette thèse analyse la mise en œuvre de la politique du visa Schengen conceptualisée comme politique des frontières. Par la délivrance du visa Schengen, organisations étatiques et non-étatiques réalisent le travail de filtrage des frontières. Cette thèse investigue la construction quotidienne de la frontière européenne à l’étranger en privilégiant la perspective théorique de la mise en œuvre des politiques publiques. L’analyse s’appuie sur un cas d’étude comparé. Elle se concentre sur les services visas des consulats de deux anciens pays d’immigration, la France et la Belgique, et un nouveau pays d’immigration, l’Italie, qui mettent en œuvre la politique du visa dans un même État tiers :le Maroc. Cette étude met en évidence des différences nationales importantes qui sont dues aux différents passés historiques, à l’attribution d’un sens national à la politique du visa, aux conditions organisationnelles distinctes. Toutefois, la méthodologie comparative et l’approche épistémologique inductive choisis ont permis de mettre en exergue des processus de transferts au niveau de la mise en œuvre qui constituent l’action publique transnationale par le bas. Les interactions informelles entre les acteurs constituent une ‘communauté de pratiques’ basé sur le désir de partager un savoir pratique et local qui sert à adresser des problèmes liés à la mise en œuvre au quotidien.
Doctorat en Sciences politiques et sociales
info:eu-repo/semantics/nonPublished

Defence date: 16 September 2002
Examining Board: Prof. Daniel Verdier (Supervisor; European University Institute) ; Prof. Adrienne Héritier (Co-supervisor; Max Planck Project Group on Common Goods) ; Prof. Walter Mattli (Columbia University) ; Prof. Helen Wallace (Robert Schuman Centre for Advanced Studies)
PDF of thesis uploaded from the Library digitised archive of EUI PhD theses completed between 2013 and 2017

Defence date: 21 October 2016
Examining Board: Professor Hanspeter Kriesi, European University Institute (Supervisor); Professor Pedro C. Magalhães, University of Lisbon; Professor Mariano Torcal, Pompeu Fabra University; Professor Alexander H. Trechsel, European University Institute
This thesis is a collection of four empirical studies that analyze Europeans’ democratic aspirations and evaluations and their behavioral implications. It is well established that most citizens support democracy in the abstract but that a substantial proportion of them are not fully satisfied with the way democracy works. However, we know significantly less about the specific type of democracy citizens aspire to, about the extent to which they evaluate that their democracies meet these democratic aspirations, and about how these aspirations and evaluations relate to their political behavior. Drawing on an innovative dataset that provides a detailed account of individuals’ democratic aspirations and evaluations I first assess the availability and structuration of these attitudes towards democracy in the belief systems of Europeans. Next, I analyze how democratic aspirations and evaluations and the imbalance between the two relate to political participation and party choice decisions. The empirical analyses reveal that: (i) these attitudes towards democracy are widely available and coherently structured in the belief systems of most individuals; (ii) that democratic aspirations and evaluations, and the imbalance between the two, are significantly related to the likelihood of turning out to vote and demonstrating, but that, at the same time, their impact is contingent on a series of individual- and macro-level factors; (iii) that the imbalance between democratic aspirations and evaluations that individuals perceive for specific elements democracy is significantly related to their likelihood of defecting from mainstream parties and voting for different types of challenger parties. In the conclusion to this dissertation I discuss the potential implications of these findings for the quality and stability of democracies, and how these findings qualify some aspects of the prevailing optimistic outlook about the behavior of those who are critical or dissatisfied with the functioning of their democracies.

Defence date: 8 January 2015
Examining Board: Professor Pepper Culpepper, European University Institute (Supervisor); Professor E. Scott Adler, University of Colorado, Boulder (External Supervisor); Professor Stefano Bartolini, European University Institute; Professor Peter John, University College London.
Who sets lawmakers' priorities? The aim of the thesis is to provide a convincing theoretical argument able to identify what are the policy problems that demand lawmakers' attention, but also to test this empirically for France, Denmark, Spain and the United Kingdom between 1980 and 2008. This research shows how accounting for the way in which lawmakers deal with competing policy problems integrate two major accounts of the way in which governments set their priorities: party mandate approaches and public policy approaches. The thesis does so by suggesting that given their double role of representatives and administrators, lawmakers have to deliver policies consistent both with electoral and non-electoral mandates. In this framework, parties’ promises, administrative commitments, and the priorities of the public originate policy problems that compete for lawmakers' attention to enter the policy agenda. Compared to classic party mandate approaches, this research does not conceive parties as being the key actors of the game or the major agenda-setters. Compared to public policy approaches, the study does not dismiss the role of parties. The theory argues that a problem-solving approach is key to account for lawmakers' priorities and for the way in which lawmakers select policy problems that need to be addressed in the policy agenda. In this framework, different policy problems demand lawmakers' attention and problems-solving scholars have illustrated that the types of issues that need to be addressed are different in "nature". Existing accounts of the composition of policy agendas distinguish between problems ranging from "compulsory" to "discretionary" concerns (Walker 1977; Adler and Wilkerson 2012) where the former derive from "periodically recurring demands " and the latter from "chosen problems" (Walker 1977:425). Building on these contributions, the theoretical model of the dissertation discusses the "nature" of different policy problems by identifying some 'ideal types' that originate from the double functions that lawmakers shall perform in contemporary democracies as "representatives" of voters' interests and as "responsible" administrators (Mair 2009). In this sense, the dissertation contends that different policy problems emerge from the electoral promises of the governing parties, from commitments related to the responsibility of being in office, and from the 'external world', and that the balance between them determines the composition of the policy agenda. 13 There are four propositions of this study to existing knowledge in the field of policy agendas. The first is that the content of the policy agenda is stable across countries with different institutional settings. Lawmakers' priorities are no less stable in institutional systems that are more 'open' to accommodating policy problems brought by the electoral promises of the parties. At the same time stability persists even when elections approach, questioning the long-lasting assumption that lawmakers may manipulate policies to their will in order to assure re-election. The second is that policy problems brought by the electoral promises of the governing parties impact lawmakers’ priorities, but this is only half of an old story. The results show that the policy problems originating from the electoral promises of the opposition influence the content of the policy agenda confirming that the agenda-setting power of parties is not limited to those who are in office. The third proposition is a theoretical effort and empirical contribution to conceptualise and measure "policy commitments". Studies of public policy have stressed the importance of inherited commitments in everyday law making (Rose 1994; Adler and Wilkerson 2012) since some decisions take longer than a legislature to be realised. Classic analyses have emphasised the importance of budgetary constraints on policy agendas, but the thesis suggests that there is also another striking case of policy commitments for European polities: EU integration, since decisions on EU affairs and delegation of powers taken from previous governments are hard (if not impossible) to reverse by their successors. In this sense, EU decisions are inherited by all governments, and they add complexity to the problem-solving capacity of Member States because they produce extra policy problems that require lawmakers' attention. For lawmakers respecting legally binding EU decisions, this is a way to avoid "reckless and illegal decision making" (Mair 2009). The results highlight that when reflecting on the divisions of competences between the Union and its Member States (MSs), policy commitments derived from the EU directives are concentrated on a narrow set of policy areas. The results show that in most fields where commitments are higher, the agenda-setting power of parties’ electoral promises is weakened. Finally, this research suggests that policy problems originating from the agenda of the public (as approximated by media coverage) are another explanatory factor of policy priorities, but in a very narrow set of policy areas. Media effects appear to be limited to policy areas with the special characteristics of newsworthiness and sensationalism (Soroka 2002) that contribute to boost their policy appeal. In addition, the findings highlight that the agenda-setting power of the media is mediated by the interaction with the electoral promises of the opposition, probably as a result of a blame avoidance game to discredit incumbents. 14 Chapter 1 introduces the concepts of policy agenda and policy problem before summarising existing accounts of the content of policy agendas. Two theoretical traditions are identified. The first one is the "partisan account" highlighting the importance of partisan preferences for lawmakers' priorities. The second is made up of the "public policy accounts" proposing incrementalist and agenda-setting approaches to representatives' priorities. Chapter 2 sets up the theoretical framework that will be tested in this research. Drawing upon theories of "representative and responsible" government (Mair 2009) the research provides an encompassing model of how different policy problems compete for attention in order to enter the agendas of lawmakers. The thesis highlights that different agenda-setters have to be considered as creating policy problems: the electoral promises of the governing parties, the demands addressed to lawmakers by the EU agenda, and the issues that are important for the public as reported by the media. Starting from existing typologies of problems that must be addressed in the policy agenda (Walker 1977; Adler and Wilkerson 2012), the research roughly distinguishes between discretionary and compulsory policy problems, discussing how the three agenda-setters considered in this study fit into those ideal types, as well as the incentives for lawmakers to prioritise one over the other. Chapter 3 presents the data, models and methods that are used to test the theoretical framework. The dissertation relies on data from the Comparative Agendas Project modelled in the form of time series cross sectional models. Chapter 4 introduces the empirical investigation of the content of the policy agenda. It focuses on stability and change in lawmakers' priorities, to understand the extent to which priorities change (or remain the same) across elections. Chapter 5 moves a step further and will assess the connection between policy problems brought by parties' electoral promises and the content of the policy agenda. Chapter 6 will account for one of the most debated sources of policy problems among public policy scholars: policy commitments. This chapter will test the agenda-setting power of policy commitments deriving from the content of the EU directives on lawmakers' priorities and proposing an "EU acquiescence index" to shed light on the 'overlaps' between EU and domestic policy agendas. Finally, Chapter 7 aims at analysing the connection between lawmakers' priorities and media coverage (in terms of print and, where appropriate, audio media) and each of the two relevant types of policy problems competing for lawmakers' attention identified in the previous chapters. In sum the thesis offers a theory of the composition of policy agendas grounded in a problem-solving understanding of politics, and an empirical assessment of its validity. In this sense the study is about how policy problems originating from the dual role of lawmakers in 15 contemporary democracies (representation and administration) affect everyday policy making. More precisely the thesis considers the impact of different agenda venues (parties, EU commitments, and the media) on the way in which lawmakers deliver policies.

Defence date: 11 April 2018
Examining Board: Prof. Rainer Bauböck, European University Institute (Supervisor); Prof. Maurizio Ferrera, University of Milan; Prof. Andrew Geddes, European University Institute; Prof. Liesbet Hooghe, University of North Carolina at Chapel Hill
Over the last forty years, regions in Europe have acquired an increasingly important role in the provision of rights that were traditionally used by states to define the boundaries of national citizenship. Despite this trend, there are still few comparative examinations of what citizenship means for subnational actors, how these affect the provision of rights, and what the consequences of this process are for internal solidarity, the democratic process, and ultimately the constitutional integrity of modern states. These are important questions at a time when ideas about membership and rights within multilevel polities are vigorously contested in courts, legislative chambers, and election booths. Instances of these contestations are the Spanish Constitutional Court’s decision on the legality of subsequent referendums on Catalan secession in 2014 and 2017; the ongoing standoff between the state of California and the American federal government over who ought to regulate the rights of undocumented immigrants; and the Scottish and UK referendums on independence and exit from the European Union, respectively. This dissertation sets out to explain under what conditions, how, and with what kind of consequences some regions are more inclusionary than others in their approach to what citizenship entails and to whom it applies. This is what I refer to as the politics of regional citizenship. The empirical analysis focuses on subnational variations in the realisation of the right to health care for undocumented immigrants in three multilevel states where regional governments have some control over health care and, within these, on pairs of regions that have been governed by either left- or right-wing parties and coalitions: Lombardy (Italy, conservative government from 1995), Tuscany (Italy, progressive government from 1970), Andalusia (Spain, progressive government from 1980), Madrid (Spain conservative government from 1995), Vaud (Switzerland, progressive government from 2002) and Zürich (Switzerland, conservative government from 1991). Evidence is collected via the analysis of over 31 legislative documents and 62 interviews with policy-makers, health care professionals, and members of NGOs. The comparison shows that the interaction of political ideologies at different territorial levels leads to the emergence of contested ideas about citizenship through the use that regional governments make of the distinct traditions of regional protection of vulnerable individuals like minor children, the disabled, and the homeless. The comparison also shows that the structure of the territorial system of the state plays an important role in determining the direction of the politics of regional citizenship. The value assigned to territorial pluralism within a country, in particular, determines whether regional citizenship is developed against the state, as a strategy to manifest dissent and mark the difference—as is the case in Spain and, to some extent, in Italy—or, instead, together with the state, as an expression of multilevel differentiation—as in Switzerland. Importantly, however, regional citizenship does never develop in complete isolation from the state because it always represents an attempt to weaken or reinforce the policies of the central government.

Examining board: Prof. Pascal Vennesson, EUI/RSCAS (Supervisor) ; Prof. Adrianne Héritier, EUI/RSCAS ; Prof. Monica Den Boer, Free University of Amsterdam; Prof. Hanna Ojanen, Finnish Institute of International Affairs
Defence date: 22 December 2008
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
Prior to 11 September 2001, the counter-terrorist responsibilities overseen by the European Union (EU) were relatively unimportant. Since then, however, member states have decided to engage the EU in a larger number of counter-terrorist issues and, in some cases, empower it to undertake substantial tasks. The EU has thus become an important player in counterterrorism in Europe; notwithstanding the fact that the major actor remains the member states themselves. However, this increase in EU engagement on counter-terrorist issues has varied enormously from one policy area to another. This asymmetric increase lies at the centre of my research question: since 11 September 2001, why have member states conferred important anti-terrorist responsibilities to the EU in some areas - for instance, judicial cooperation in criminal matters - and less significant in others, such as policing? I address this question by investigating the agenda-setting and decision-making processes of two specific EU decisions in each of my two policy area cases (2001-2007). In each case, one decision constitutes a large increase of EU engagement and the other represents a small or zero increase. The two cases are: Judicial Cooperation (European Arrest Warrant and the European Evidence Warrant) and Police Cooperation (EU ‘Prüm Measure’ and failure of the Commission’s proposal on the Principle of Availability). In order to explain the research puzzle, I apply a modified version of John Kingdon’s ‘Three Strands Model.’ This enquiry sheds light on the relative influence on decision-making of the occurrence or non-occurrence of a major terrorist attack (i.e. changes in the addressed problem) and the entrepreneurship of the European Commission or of the member state holding the rotating Presidency of the EU Council. The EU member states are the central actors and their preferences are analysed as a means to understand the role played by the logic of consequentialism and the logic of appropriateness, respectively.

Examining board: Professor Christian Joerges (supervisor) EUI; Professor Loïc Azoulai EUI; Professor Ellen Vos Maastricht University; Professor Maria Lee University College London
Defence date: 30 August 2012
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
This thesis aims at addressing the problem of a potential dis-embedding of the EU administration from democratic institutions. For that purpose it explores the potential of a novel approach to EU constitutionalism, namely of European conflicts-law to ensure the democratic legitimacy of EU administrative governance of GMOs. The term administrative governance is being used as referring to a system of administrative action, in which EU administrative actors implement EU law in cooperation with national administrations, as well as with scientific and private experts. In order to analyse the functioning of this system governance is employed as analytical framework. This thesis shows that the conflicts-law approach constitutes a valuable constitutional framework. It helps to identify and better understand the legitimacy problems of EU administrative governance in the field of GMOs. The existent legal rules in this area can to a certain extent be reconceived as embodying conflicts-law mechanisms and ideas. This is most visible in their aim to procedurally organise cooperation between various actors within horizontal network structures of decision-making. However, the implementation of GMO rules in practice has considerably undermined the functioning of conflicts-law mechanisms. The analysis reveals problematic shifts of authority, which go beyond the system of shared responsibility envisaged by the EU legislator. Instead of administrative cooperation between national and supranational actors, hierarchy in the sense of central decision-making by the Commission dominates the process. Moreover, instead of shared responsibility between public authorities and the biotech industry, the applicant has become a powerful player of GMO regulation. This has to some extent also undermined the application of the precautionary principle in this area. This thesis concludes that attempts of EU law to constitutionalise administrative governance of GMOs in a legitimate way have not proven to be successful so far. Finally, this thesis also reveals certain limitations of the conflicts-law approach. It is suggested that conflicts-law at present should not be considered as a fully-fledged theory of European integration. Its strength lies in the ability to re-direct the discussion on democratic legitimacy of EU law, and to offer constitutional ideas for further elaboration of regulatory solutions. However, further conceptual clarifications seem necessary in order to make it operational in concrete cases of EU regulation.

Defence date: 22 December 1988
Examining board: Prof. Antonio Cassese, European University Institute ; Prof. Giorgio Gaja, Università degli Studi di Firenze ; Prof. Mr. Henry G. Schermers, Rijksuniversiteit te Leiden ; Prof. Joseph. H.H. Weiler (Supervisor), WUI External Professor, University of Michigan
PDF of thesis uploaded from the Library digitised archive of EUI PhD theses completed between 2013 and 2017

Defence date: 23 October 2008
Examining Board: Prof. Jacques Ziller, (European University Institute, Supervisor);Prof. Bruno de Witte, (European University Institute); Prof. Walter Van Gerven, (Professor emeritus KU Leuven, U Maastricht, U Tilburg); Judge Horstpeter Kreppel, (President of the First Chamber of the European Civil Service Tribunal)
Awarded the Mauro Cappelletti Prize for the best comparative law doctoral thesis, 2009.
First made available online 16 December 2014.
This thesis examines the principle of Member State liability for breaches of European Community law committed by a national court adjudicating at last instance as established in the European Court of Justice's ruling of September 2003 in Gerhard Köbler v. Republic of Austria (C-224/01). It focuses on the ECJ's assessment in the case of the various approaches to Member State liability for judicial breaches under the national laws of the (then) fifteen EU Member States and extends the analysis to an enlarged Europe of 27. In an attempt to verify the Court's conclusions, namely that the concept of State liability for judicial breaches constitutes a common principle that has been accepted in most EU Member States, the thesis embarks on a comparative analysis of the prevailing national legal concepts in the area of State liability for judicial breaches. The categorisation of the different systems into four groups allows for the creation of a general taxonomy of the various national approaches to the question. An in-depth analysis of one national system per category then sheds light on the general concepts of public liability in the 27 Member States. The prototypes representing the four groups are the United Kingdom, Austria, France and Belgium. Apart from the analysis of the framework and composition of the respective State liability regimes, special attention is directed to the interaction of the Köbler-principle on the Community level with the effective framework of State liability in the national prototypes. Against this background, the thesis provides a general reflection on the substantive and procedural difficulties arising in the course of the application of the Köbler-principle under each national remedial framework. In doing so, several issues are addressed, including the impact of liability à la Köbler on the principles of legal certainty and the impartiality of the judiciary, as well as the question of a possible violation of the principle of res judicata. Furthermore, the study addresses the claim that Köbler triggers the development of an indirect appellate procedure to the ECJ giving it the role of a 'quasi-final court of appeal'. In addition, the thesis seeks to unravel past and present problems of communication between the ECJ and the national supreme courts and discusses a possible change from the ECJ's traditional cooperative approach towards incompliant national supreme courts to a more assertive stance which suggests that non-compliance by the national court in question, with its obligation to make a reference for a preliminary ruling under Article 234(3) EC, might incur the liability of the Member State in question.

Defence date: 20 June 2008
Jury Members: Prof. Niels Åkerstrøm Andersen, Copenhagen Business School; Prof. Damian Chalmers, London School of Economics and Political Science; Prof. Marise Cremona, European University Institute; Prof. Dr. Christian Joerges, European University Institute/University of Bremen (Supervisor).
Fulltext in Open Access was removed in January 2010 upon request by the author due to publication of the thesis with a commercial publisher.
First made available online: 29 July 2021
This dissertation explains the emergence and functioning of three forms of governance structures within the context of the European integration and constitutionalisation process: comitology, (regulatory) agencies and the Open Method of Co-ordination. The point of departure is the insight that the intergovernmental/supranational distinction, which most theories of European integration and constitutionalisation rely on, has lost its strength. A new paradigm of EU research is therefore needed. Against this background it is suggested that the distinction between governing and governance provides a more appropriate basis for analysing the phenomenon of integration and constitutionalisation in Europe. The distinction between governing and governance allows for an understanding of the EU as a hybrid consisting of a governing dimension, characterised by legal and organisational hierarchy, and a governance dimension which operates within a network form characterised by legal and organisational heterarchy. The function of governance structures is to ensure the embeddedness of the governing dimension in the wider society. Instead of representing contradictory developments, the two dimensions are therefore mutually constitutive in the sense that more governing implies more governance and vice versa. These theoretical insights are illustrated through two detailed case studies which respectively reconstruct the operational mode of the Open Method of Coordination within EU Research & Development Policy and the regulatory system for the EU chemicals market (REACH). The book is inter-disciplinary in nature and incorporates insights from law, political science and sociology.

Defence date: 10 December 2012
Examining Board: Professor Stefano Guzzini, Uppsala University and Danish Institute for International Affairs; Professor Friedrich V. Kratochwil, formely EUI (Supervisor); Professor Ulrich Krotz, RSCA/EUI; Professor Antje Wiener, Hamburg University.
First made available online on 24 November 2015.
The European Union (EU) turns increasingly to negative sanctions - a classical tool of international relations and the sharpest expression of the EU’s common foreign and security policy (CFSP) - in response to a variety of norm violations in world politics. This thesis investigates how the EU positions itself and receives a position on the world scene by using sanctions. Regardless of whether sanctions successfully induce target change or not, they signal distance to some actors and proximity to others. In recognition of sanctions’ deeply relational character beyond the sender-target polarity, the thesis juxtaposes the EU’s self-understandings with the perceptions of a significant bystander: the African Union (AU). The thesis exposes patterns of disagreement and consensus as concerns logics of action, autonomy and volume of the sanctions policy, as well as policy linkages between sanctions and other external actions. It combines qualitative and quantitative analysis of European Parliament debates on sanctions between 1999 and 2012 with scrutiny of official documents and semi-structured interviews at the AU headquarters in Addis Ababa. The analysis reveals that self-oriented justifications dominate EU discourse on sanctions. Policymakers are concerned with how to successfully inflict harm on the targets, but mechanisms for making targets change are discussed only exceptionally. Instead, proponents and critics reason about sanctions in terms of the good or bad they do to the EU as a sender, and in particular to the Union’s credibility as an international actor. This thesis disputes the artificial separation between material and symbolic types of sanctions, to instead demonstrate the need to distinguish between primarily self-oriented and primarily target-oriented sanctions. While the AU draws on the European experience in institution building and has high esteem of the EU’s resource capacity, it favours ideational autonomy in its own sanctions doctrine against unconstitutional changes of government. AU perceptions show that the EU has a credibility deficit as an external sender of sanctions. Deep-rooted historical impressions of Europe subsist and are strongly associated with the former colonial powers. The EU’s use of sanctions seems to add to these impressions rather than to challenge them.

Defence date: 21 June 2017
Examining Board: Professor Alexander H. Trechsel, University of Lucerne (Supervisor); Professor Hanspeter Kriesi, European University Institute; Professor Russell J. Dalton, University of California, Irvine; Professor David Farrell, University College Dublin
How is electoral competition structured in Europe? This fundamental problem lies at the core of democracy, as popular sovereignty depends on the existence of a real policy choice, and requires the most preferred alternative being selected and implemented (Dahl 1956). However, there is no consensus yet regarding the actual occurrence of this mechanism of responsive electoral competition (Schumpeter 1942). I develop a new empirical design to test whether a structure of electoral competition in Europe actually exists, based on the idea that greater party system polarization should be associated with a smaller propensity for voters to switch between electoral blocks. To do so, I identify two potential loci of electoral competition in Europe: the left-right dimension (Downs 1957; Bartolini and Mair 1990), and the more recently introduced integration-demarcation cleavage (Kriesi 1998; Kriesi et al. 2006). Data from the European Election Survey (2009, 2014) allow the implementation of the novel design in order to study electoral competition in 27 EU member states. For this thesis to empirically address the question of electoral competition in Europe a preliminary, methodological development has to be made. Indices of political polarization are generally produced using survey respondents’ average perceptions of party positions. I show that this approach leads to systematic measurement error: the problem, known as Differential Item Functioning (DIF), depends on the fact that voter perceptions are subjective and cannot be directly compared, neither within nor between countries. To separate the actual polarization from perceptual bias, I develop a two-stage Bayesian Aldrich-McKelvey (2S-BAM) scaling procedure and apply Dalton’s index on DIF-corrected measures of party positions (ideal points) on both dimensions. Results show that when standard DIF-inflated polarization indices are used, left-right ideology seems to be still structuring European electoral competition. However, once the indices are optimized, using party ideal points, the integration-demarcation cleavage gains the upper hand over the left-right dimension in structuring electoral competition in contemporary Europe. Thus, this thesis makes both a methodological and theoretical, as well as an empirical contribution to the literature in this field.

Defence Date: 26/06/2009
Examining Board: Frank Baumgartner (Penn State University); Susana Borrás (Copenhagen Business School); Adrienne Héritier (EUI/RSCAS) (Co-Supervisor); Rikard Stankiewicz (Lund University (emeritus), formerly EUI) (Supervisor)
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
The literature on the policy-making of the European Union (EU) has trouble understanding the long-term evolution of EU policies. While numerous accounts exist that analyze EU policies from a historical, analytical-descriptive and normative perspective, no existing account has studied the evolution of EU policy output from a positive perspective. This thesis wants to start filling this gap in the literature by studying the patterns of policy evolution in the European Union’s research and technology development (RTD) policy. This policy is studied at three different levels of analysis. The first level is that of budgetary dynamics; here I test two alternative hypotheses on the pattern of budgetary change, both derived from the American literature: the classical incrementalist hypothesis, and the punctuated-equilibrium hypothesis of Bryan Jones and Frank Baumgartner. The second level of analysis is that of agenda dynamics, where I study the pattern of issue expansion/contraction on the fragmented agenda of the EU, and test two alternative hypotheses on the allocation of agenda space to RTD policy. The third level of analysis is that of institutional dynamics; here I test the hypothesis that institutional stability is associated with phases of incremental changes, whereas institutional developments occur in correspondence with budgetary punctuations. The empirical results show that both the budgetary and agenda dynamics of this policy are fully compatible with the punctuated-equilibrium hypothesis. However, the hypothesis on the correspondence between budgetary punctuations and institutional change is to be rejected. The final part of this work investigates the mechanism and the necessary conditions for the emergence of new policy priorities, by focusing on the recent emergence of security RTD as a new priority of the Framework Programme. This dissertation is the first work to empirically test the punctuated-equilibrium model on the EU, with an extensive and original dataset composed of budgetary, agenda and institutional delegation data.

Defence date: 17 September 2013
Examining Board: Professor Stefano Bartolini, EUI (Supervisor) Professor Mark N. Franklin, MIT/EUI Professor Kaare Strøm, University of California, San Diego (External Supervisor) Professor Shane Martin, University of Leicester.
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
Recent contributions in legislative studies field have coined the term mega-seats to denote committee systems and leadership bodies. The significance of viewing the internal bodies of legislatures as mega-seats is that they are conceived as part of the democratic delegation chain. Consequently, such an approach adds a political bargaining dimension to the allocation of mega-seats. During the internal organization process of the legislature, plenary legislators become principals, who delegate power to internal bodies, mainly to enhance labor division, tackle information asymmetries, and channel party demands. This thesis examines the process of payoff distribution in legislatures, using an original dataset containing 350 parties, in 12 Western European parliamentary democracies. The analysis is carried out at the party level as well as at the legislature level. Moreover, I conduct two case studies - Portugal and the United Kingdom - to further disentangle the causal mechanisms used to explain mega-seats allocation in parliamentary democracies. The empirical analysis starts with an examination of whether the division of payoffs (i.e., mega-seats) follows a proportionality logic. The proportionality assumption is borrowed from coalition studies, which have long established that institutional payoffs are distributed in a 1:1 proportionality. Using a new index to gauge disproportionality in the allocation of legislative mega-seats, the first finding of this thesis is that mega-seats allocation in parliamentary democracies is not proportional. Subsequently, I adduce a model that explains this counterintuitive finding at the party and legislature levels. The second main finding is that a party’s degree of disproportionality is a function of its power. Parties are conceived as having a number of resources to spend on mega-seats distribution. The way they spend these resources is constrained by the existence of proportionality protection rules within an institution and incentivized by the value of the payoff. Regarding the former, I find that rules matter in protecting proportionality whilst for the latter I find that the amount of resources parties are willing to spend on a mega-seat depends on the mega-seat’s power. Finally, the third main finding is that, at the aggregate level, the overall power of the legislative branch vis-à-vis the executive branch is important in determining the degree of disproportionality. Powerful legislatures tend to be more disproportional, as executive members seek control of its internal bodies.

Defence date: 19 September 2001
Examining Board: Prof. Dr. Jürgen Habermans, Universität Frankfurt am Main ; Prof. Charles F. Sabel, Columbia University, New York ; Prof. Philippe C. Schmitter, EUI (supervisor) ; Prof. Peter Wagner, EUI
PDF of thesis uploaded from the Library digitised archive of EUI PhD theses completed between 2013 and 2017

Defence date: 31 October 2014
Examining Board: Professor Adrienne Héritier, European University Institute (Supervisor); Professor Laszlo Bruszt, European University Institute; Professor Renaud Dehousse, Sciences-Po Paris; Professor Mark Thatcher, London School of Economics.
In order to fill the 'EU regulatory gap' caused by the mismatch between the single market programme and the lack of EU regulatory capacity, a number of EU regulatory agents were created. Committees, networks and EU agencies mushroomed in order to fulfill different regulatory functions. The thesis aims at explaining the variation of these delegation patterns between sectors and over time. Combining an innovative and refined functional-institutionalist approach and power-distributional factors, the thesis first argues that the distribution of implementing competences has a crucial effect on the delegation pattern. While nationally based implementation would explain the establishment of EU regulatory networks, expert committees would be found where most implementing competences are in the hands of the Commission. Second, the gradual reinforcement of networks and committees up to their possible transformation into EU agencies is addressed by a dynamic relationship between functional and distributional forces unfolding over time through feedback loops. Keen on keeping their power, policy-makers set up weak agents before expanding their power at a later stage after realizing they lacked the means to achieve the policy objectives assigned to them. The empirical analysis, based on three case studies (the regulation of food safety, electricity and telecommunications) confirms and completes the conjectures by pointing at additional factors such as the presence of independent regulatory agencies at the national level, the technicality of the sector and sociological pressure. In addition to providing a wealth of new insights on regulatory delegation in the EU, the thesis offers a sophisticated adaptation of the principal-agent framework in multiple principals configurations and makes a strong case for refining the conceptualization of functional pressure and colouring the study of institutional choice, otherwise dominated by distributional and institutional factors, with a revamped functional approach.

Defence date: 3 December 2012
Examining Board: Professeur Loïc Azoulai, EUI; Professeur Bruno De Witte, Maastricht University/EUI (directeur de thèse); Professeur Mattias Kumm, New York University/WZB; Professeur Gérard Marcou, Ecole de droit de la Sorbonne (co-directeur).
On 14 June 2013 awarded the Mauro Cappelletti Prize.
Attribué le prix de thèse du Conseil constitutionnel 2013.
First made available online 19 March 2019
D’un côté de l’échiquier, l’Union européenne, arc-boutée sur la vénérable jurisprudence Internationale Handelsgesellschaft, aspire légitimement, en tant qu’auteur d’un droit commun, à la primauté de l’ensemble de sa production normative sur l’ensemble du droit des États membres, y compris constitutionnel. Elle apparaît à première vue indifférente vis-à-vis de constitutions qui ne seraient que l’expression d’un «narcissisme des petites différences» de mauvais aloi dans un contexte d’unification européenne. De l’autre côté de l’échiquier en revanche, les États membres, après avoir accepté - non sans mal - que les normes de l’Union puissent prévaloir sur les lois nationales même postérieures, restent inflexibles sur la supériorité ultime de leurs constitutions sur tout autre droit. Les juridictions constitutionnelles des États semblent même se coaliser afin d’imposer leurs constitutions respectives comme ultime horizon. Aussi, le conflit apparaît insurmontable. Beaucoup s’y sont essayés en vain: on ne saurait réconcilier l’inconciliable. La litanie est bien connue et peu encourageante. Une telle vision manichéenne - oserons-nous dire dualiste, à moins qu’il ne s’agisse en fin de compte de monisme - occulte cependant l’imbrication qui est déjà à l’œuvre entre la constitution matérielle de l’Union et les constitutions des États. C’est cette imbrication que nous souhaiterions montrer dans cette étude de droit constitutionnel européen et comparé, sous l’angle de l’identité constitutionnelle nationale. Il apparaît en effet que l’identité constitutionnelle des États membres pourrait être cette passerelle tant attendue : en tant qu’elle est à la fois un concept du droit de l’Union et un concept du droit national, elle fait figure de norme de convergence entre ordres juridiques susceptible de fournir une réponse - probablement imparfaite mais néanmoins bienvenue - au conflit constitutionnel. Miracle ou mirage? Tout ne sera finalement qu’affaire de points de vue.

Defence date: 25 March 2014
Examining Board: Professor Alexander H. Trechsel, European University Institute (Supervisor) Professor Giovanni Sartor, European University Institute, for Prof. Peter Mair (†), EUI Professor David Farrell, University College Dublin Professor Thomas Poguntke, University of Düsseldorf.
European Union institutions have been notoriously criticized for their lack of day-to-day linkage with European citizenry. The European Parliament as the only directly elected EU institution is logically one of the 'closest' linkage institutions to the European electorate. However, little is known about how its representatives - Members' of the European Parliament (MEP) - connect, service and cultivate relations with their constituencies between two elections points. This thesis attempts to fill in this missing link. Using original data from the author's self-administered 2009 MEP survey (N=145), this thesis empirically traces MEP's constituency orientations in three steps. It first maps out MEP constituency orientations in terms of MEP's attitudes / how they think about a their constituencies, the importance they attach to constituency work and the types of activities they pursue in their constituency work. Given that MEP function in an ICT era, in addition to mapping MEP's constituency outreach offline, as part of the second step, the thesis also evaluates how MEP incorporate ICTs and Internet platforms in their constituency outreach. Could it be that the various interactive, transactional and asynchronous features that the Internet provides prompt MEP to use their websites, blogs or social networking sites as quasi virtual constituency offices? In view that a fair degree of variation was found in MEP's constituency outreach, the third last step looks at the determinant of this variation. Overall, the thesis' findings demonstrate that in spite the low institutional and electoral incentives for them to engage in constituency work, MEP conduct a wide range of constituency outreach activities both offline and online. Moreover, citizens contact MEP with diverse types of casework. At the same time data also showed that majority of MEP still prioritize and attach more importance to their legislative duties as oppose to their constituency work. With respect to MEP's Internet usage, the thesis findings further suggest that it is yet premature to conclude that the 'virtual constituency office' is replacing the conventional constituency (offline).

Defence date: 6 December 2013
Examining Board: Professor Adrienne Héritier, EUI (Supervisor); Professor Stefanie Bailer, ETH Zürich (External Supervisor); Professor Mark Franklin, EUI & MIT; Professor Simon Hix, London School of Economics and Political Science.
PDF of thesis uploaded from the Library digital archive of EUI PhD theses
Voting unity in parliamentary parties is an inescapable phenomenon in parliamentary democracies. Knowing only which party a legislator belongs to and how the majority of that party voted allows for the identification, with extremely high levels of accuracy, how said legislator actually voted. However, most explanations of why this is the case rests of unsustainable assumptions about the effects of institutions and electoral systems on the behaviour of parliamentarians. Further, most work ignores the most basic explanation of why legislators vote the way they do: Their policy preferences. Without first explaining the role they play in legislative behaviour, little else can be explained with confidence. This work first theorises and develops measures of how parliamentarians’ policy preferences lead to incentives for them to vote against their party’s line in floor votes, and then applies them to a series of diverse institutional setups, showing that while parliamentarians’ preferences may explain significant parts of parliamentary party voting unity, it is also clear that they cannot, except in rare circumstances, explain all of it. Having shown that preferences cannot explain unity, this work then argues that by analysing MPs’ attitudes to party unity, we can understand why MPs choose to vote contrary to what their preferences alone would predict. Applying this logic to parliaments at either extreme of the spectrum of parliamentary institutionalisation, it is shown that there is little evidence that legislators are compelled to act in ways they do not want. Rather, what is found is that they recognise the value of party voting unity and can overcome the temptation to free-ride on their co-partisans. Finally, analysing floor votes in the European Parliament, it is shown that what explains defection are the long-term rather than short-term goals of parliamentarians, complementing the previous findings.