Academic literature on the topic 'Compliance management'

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Journal articles on the topic "Compliance management"

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Brink, Alexander. "Handbuch Compliance-Management." Zeitschrift für Wirtschafts- und Unternehmensethik 12, no. 2 (2011): 337–42. http://dx.doi.org/10.5771/1439-880x-2011-2-337.

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Brandt, Verena. "Compliance-Management digitalisieren." Controlling & Management Review 61, no. 4 (May 2017): 78–81. http://dx.doi.org/10.1007/s12176-017-0037-z.

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Brondolo, John, Annette Chooi, Trevor Schloss, and Anthony Siouclis. "Compliance Risk Management: Developing Compliance Improvement Plans." Technical Notes and Manuals 2022, no. 001 (March 2022): 1. http://dx.doi.org/10.5089/9798400205910.005.

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KOTANI, Masashi. "Compliance and records management." Journal of Information Processing and Management 48, no. 7 (2005): 443–50. http://dx.doi.org/10.1241/johokanri.48.443.

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Nash, Hugh O. "Management & Compliance Series." Journal of Clinical Engineering 17, no. 4 (July 1992): 340. http://dx.doi.org/10.1097/00004669-199207000-00021.

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Behringer, Stefan, and Patrick Ulrich. "Compliance-Management in KMU." ZfKE – Zeitschrift für KMU und Entrepreneurship 69, no. 4 (October 1, 2021): 207–23. http://dx.doi.org/10.3790/zfke.69.4.207.

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Ruggiero, Laurie, Anthony Spirito, Donald Coustan, Stephen T. McGarvey, and Kathy Graff Low. "Self-Reported Compliance with Diabetes Self-Management during Pregnancy." International Journal of Psychiatry in Medicine 23, no. 2 (June 1993): 195–207. http://dx.doi.org/10.2190/6l8x-yjp0-4g3d-huuj.

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Objective: The current study examined regimen compliance in pregnant women with pre-existing (overt) diabetes across multiple self-care tasks at three times during the pregnancy: mid-second, early third, and late third trimesters. Method: Forty-nine pregnant women with Type I (68%) or Type II (32%) diabetes completed measures to assess compliance with the diabetic regimen, major and minor life stressors, and social support for the diabetic regimen. Results: Pregnant women with overt diabetes generally reported being compliant with their self-care regimen. There were, however, notable differences in reported compliance levels across different regimen tasks. Specifically, 74 to 79 percent of women reported being always compliant with dietary recommendations compared to 86 to 88 percent for insulin administration, 85 to 89 percent in managing insulin reactions, and 94 to 96 percent for glucose testing. Furthermore, stress in the form of major and minor life events and regimen-related social support were significantly related to self-reported compliance with dietary recommendations. There was no relationship between compliance and blood glucose levels. Conclusions: These findings suggest that psychiatric consultants focus on ways to increase social support as one means of improving compliance in pregnant women with diabetes.
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Miller, Denzil, and Elise Murray. "Compliance Evaluation and Sustainable Resource Management in the CCAMLR." Yearbook of Polar Law Online 12, no. 1 (December 13, 2021): 156–71. http://dx.doi.org/10.1163/22116427_012010011.

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Regional fisheries organisations globally are feeling the impacts of non-compliant behaviour by both contracting and non-contracting parties. Non-compliance arising from activities such as illegal, unreported and unregulated fishing, or failures by flag states to appropriately report the activities of their vessels, has resulted in damage to the environment and damage to the performance of regional fisheries management organisations themselves. As a result, many of these organisations are adopting and implementing a relatively new mechanism to tackle non-compliance: the compliance evaluation procedure. This article demonstrates that by adopting a compliance evaluation procedure, regional fisheries organisations are better placed to identify and address non-compliance in an effort to improve compliance with their conservation measures. It analyses in detail the procedure adopted by one particular organisation, the Commission for the Conservation of Antarctic Marine Living Resources (CCAMLR), to suggest that implementation of their procedure has improved transparency, accountability and enforcement. It is argued that the CCAMLR compliance evaluation procedure represents a model for other polar and high seas areas to promote sustainable, and responsible, fishing practices globally.
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Abdullah, Norris Syed, Marta Indulska, and Shazia Sadiq. "Compliance management ontology – a shared conceptualization for research and practice in compliance management." Information Systems Frontiers 18, no. 5 (February 3, 2016): 995–1020. http://dx.doi.org/10.1007/s10796-016-9631-4.

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Bacon, William R., and Nadine J. Dower. "Regulatory Management Simplified with Enterprise Compliance Management." Proceedings of the Water Environment Federation 2007, no. 14 (January 1, 2007): 4197–98. http://dx.doi.org/10.2175/193864707787974094.

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Dissertations / Theses on the topic "Compliance management"

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Dittmers, Claudia [Verfasser]. "Werteorientiertes Compliance-Management : Die Werte von Compliance-Beauftragten und ihr Einfluss auf die Compliance-Kultur im Unternehmen / Claudia Dittmers." Baden-Baden : Nomos Verlagsgesellschaft mbH & Co. KG, 2018. http://d-nb.info/1160310645/34.

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Klopp, Thorben [Verfasser]. "Der Compliance-Beauftragte. : Arbeitsrechtliche Stellung und Funktion in der Compliance. / Thorben Klopp." Berlin : Duncker & Humblot, 2012. http://d-nb.info/1238426913/34.

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Lowis, Lutz [Verfasser], and Günter [Akademischer Betreuer] Müller. "Automatisierte Compliance-Prüfung von Geschäftsprozessen." Freiburg : Universität, 2011. http://d-nb.info/1123462925/34.

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Sandner, Thorben [Verfasser]. "Beiträge zum IT-Compliance Management / Thorben Sandner." Hannover : Technische Informationsbibliothek und Universitätsbibliothek Hannover (TIB), 2011. http://d-nb.info/1015460968/34.

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Lambers, Mechthild, and Hendrik Schneider. "Compliance management at the Düsseldorf University Hospital." Universitätsbibliothek Leipzig, 2016. http://nbn-resolving.de/urn:nbn:de:bsz:15-qucosa-208944.

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In light of the demanding requirements inherent to the operation of a university hospital, a multitude of compliance risks are entailed in the medical care, training, and research entail which such institutions are engaged in. If such risks materialize, the public will notice, which will substantially tarnish not only the public’s confidence in the proper functioning and the integrity of the impacted hospital, but ultimately, the whole German health care system. In examining the structural and requisite prevention protocols, three risk groups can be distinguished. The Düsseldorf University Hospital provides a leading example in the area of compliance management.
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Allmann, Ivonne [Verfasser]. "Open Source Compliance / Ivonne Allmann." Baden-Baden : Nomos Verlagsgesellschaft mbH & Co. KG, 2019. http://d-nb.info/1183471742/34.

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Koch, Cora, Gisela Schott, David Klemperer, Thomas Lempert, Wolf-Dieter Ludwig, and Klaus Lieb. "Conflicts of interest in medicine and their management." Universitätsbibliothek Leipzig, 2016. http://nbn-resolving.de/urn:nbn:de:bsz:15-qucosa-208954.

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Conflicts of interest (COI) in healthcare have increasingly gained attention in the lay press as well as among healthcare professionals. COIs increase the risk of undue influence on professional decision making and may have far-reaching consequences in healthcare. Therefore, it is essential to develop strategies to deal with such risk situations in order to prevent negative outcomes for patients and the health care system. This article describes recent research on COIs in Germany as well as initiatives aiming at more transparency and better management of COIs in Germany.
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Awad, Ahmed Mahmoud Hany Aly. "A compliance management framework for business process models." Phd thesis, Universität Potsdam, 2010. http://opus.kobv.de/ubp/volltexte/2010/4922/.

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Companies develop process models to explicitly describe their business operations. In the same time, business operations, business processes, must adhere to various types of compliance requirements. Regulations, e.g., Sarbanes Oxley Act of 2002, internal policies, best practices are just a few sources of compliance requirements. In some cases, non-adherence to compliance requirements makes the organization subject to legal punishment. In other cases, non-adherence to compliance leads to loss of competitive advantage and thus loss of market share. Unlike the classical domain-independent behavioral correctness of business processes, compliance requirements are domain-specific. Moreover, compliance requirements change over time. New requirements might appear due to change in laws and adoption of new policies. Compliance requirements are offered or enforced by different entities that have different objectives behind these requirements. Finally, compliance requirements might affect different aspects of business processes, e.g., control flow and data flow. As a result, it is infeasible to hard-code compliance checks in tools. Rather, a repeatable process of modeling compliance rules and checking them against business processes automatically is needed. This thesis provides a formal approach to support process design-time compliance checking. Using visual patterns, it is possible to model compliance requirements concerning control flow, data flow and conditional flow rules. Each pattern is mapped into a temporal logic formula. The thesis addresses the problem of consistency checking among various compliance requirements, as they might stem from divergent sources. Also, the thesis contributes to automatically check compliance requirements against process models using model checking. We show that extra domain knowledge, other than expressed in compliance rules, is needed to reach correct decisions. In case of violations, we are able to provide a useful feedback to the user. The feedback is in the form of parts of the process model whose execution causes the violation. In some cases, our approach is capable of providing automated remedy of the violation.
Firmen entwickeln Prozessmodelle um ihre Geschäftstätigkeit explizit zu beschreiben. Geschäftsprozesse müssen verschiedene Arten von Compliance-Anforderungen einhalten. Solche Compliance-Anforderungen entstammen einer Vielzahl von Quellen, z.B. Verordnung wie dem Sarbanes Oxley Act von 2002, interne Richtlinien und Best Practices. Die Nichteinhaltung von Compliance-Anforderungen kann zu gesetzlichen Strafen oder dem Verlust von Wettbewerbsvorteilen und somit dem Verlust von Marktanteilen führen. Im Gegensatz zum klassischen, domänen-unabhängigen Begriff der Korrektheit von Geschäftsprozessen, sind Compliance-Anforderungen domain-spezifisch und ändern sich im Laufe der Zeit. Neue Anforderungen resultieren aus neuen Gesetzen und der Einführung neuer Unternehmensrichtlinien. Aufgrund der Vielzahl der Quellen für Compliance-Anforderungen, können sie unterschiedliche Ziele verfolgen und somit widersprüchliche Aussagen treffen. Schließlich betreffen Compliance-Anforderungen verschiedene Aspekte von Geschäftsprozessen, wie Kontrollfluss- und Datenabhängigkeiten. Auf Grund dessen können Compliance-Prüfungen nicht direkt Hard-coded werden. Vielmehr ist ein Prozess der wiederholten Modellierung von Compliance-Regeln und ihrer anschließenden automatischen Prüfung gegen die Geschäftsprozesse nötig. Diese Dissertation stellt einen formalen Ansatz zur Überprüfung der Einhaltung von Compliance-Regeln während der Spezifikation von Geschäftsprozessen vor. Mit visuellen Mustern ist es möglich, Compliance-Regeln hinsichtlich Kontrollfluss- und Datenabhängigkeiten sowie bedingte Regeln zu spezifizieren. Jedes Muster wird in eine Formel der temporalen Logik abgebildet. Die Dissertation behandelt das Problem der Konsistenzprüfung zwischen verschiedenen Compliance-Anforderungen, wie sie sich aus unterschiedlichen Quellen ergeben können. Ebenfalls zeigt diese Dissertation, wie Compliance-Regeln gegen die Geschäftsprozesse automatisch mittels Model Checking geprüft werden. Es wird aufgezeigt, dass zusätzliche Domänen-Kenntnisse notwendig sind, um richtige Entscheidungen zu treffen. Der vorgestelle Ansatz ermöglicht nützliches Feedback für Modellierer im Fall eines Compliance-Verstoßes. Das Feedback wird in Form von Teilen des Prozessmodells gegeben, deren Ausführung die Verletzung verursacht. In einigen Fällen ist der vorgestellte Ansatz in der Lage, den Compliance-Verstoß automatisch zu beheben.
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Beckman, Gyllenstrand Anna. "Medication management and patient compliance in old age /." Stockholm, 2007. http://diss.kib.ki.se/2007/978-91-7357-166-1/.

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Karlin, David [Verfasser]. "IT-gestütztes Compliance Management für Geschäftsprozesse / David Karlin." Karlsruhe : KIT Scientific Publishing, 2016. http://www.ksp.kit.edu.

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Books on the topic "Compliance management"

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Behringer, Stefan. Compliance-Management. Berlin, Heidelberg: Springer Berlin Heidelberg, 2018. http://dx.doi.org/10.1007/978-3-662-55711-2.

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Behringer, Stefan. Compliance-Management. Berlin, Heidelberg: Springer Berlin Heidelberg, 2018. http://dx.doi.org/10.1007/978-3-662-55903-1.

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Tai, Elsie. OSHA Compliance Management. London: Taylor and Francis, 2000.

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Risk and compliance management. Englewood, CO: Medical Group Management Association, 2015.

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McCullouch, Jim. Compliance officer's management manual. Austin, Tex: Sheshunoff, 1990.

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Hein, Rüdiger. Erfolg im Compliance Management. Wiesbaden: Springer Fachmedien Wiesbaden, 2016. http://dx.doi.org/10.1007/978-3-658-12848-7.

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OSHA compliance and management handbook. Park Ridge, N.J., U.S.A: Noyes Publications, 1993.

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Torp, Jeffrey. Compliance management system: [Jeffrey Torp]. Austin, Tex: AlexInformation, 2004.

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Eggert, Mathias. Compliance Management in Financial Industries. Cham: Springer International Publishing, 2014. http://dx.doi.org/10.1007/978-3-319-03913-8.

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Steinberg, Richard M. Governance, Risk Management, and Compliance. Hoboken, NJ, USA: John Wiley & Sons, Inc., 2011. http://dx.doi.org/10.1002/9781118269190.

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Book chapters on the topic "Compliance management"

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Kreipl, Claudia. "Compliance Management." In Verantwortungsvolle Unternehmensführung, 129–217. Wiesbaden: Springer Fachmedien Wiesbaden, 2020. http://dx.doi.org/10.1007/978-3-658-28140-3_3.

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Zhang, Pengfei, and Lijun Tang. "Compliance management." In Ship Management, 114–25. London: Routledge, 2021. http://dx.doi.org/10.4324/9781003081241-8.

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Lee, Nirmala. "Compliance." In Encyclopedia of Sustainable Management, 1–3. Cham: Springer International Publishing, 2022. http://dx.doi.org/10.1007/978-3-030-02006-4_253-1.

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Behringer, Stefan. "Compliance-Management-Systeme." In Compliance-Management, 55–71. Berlin, Heidelberg: Springer Berlin Heidelberg, 2017. http://dx.doi.org/10.1007/978-3-662-55903-1_4.

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Schneider, Thomas. "Das operative Management." In Wirkungsvolle Compliance, 99–108. Berlin, Heidelberg: Springer Berlin Heidelberg, 2018. http://dx.doi.org/10.1007/978-3-662-55941-3_11.

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Behringer, Stefan. "Voraussetzungen." In Compliance-Management, 1–5. Berlin, Heidelberg: Springer Berlin Heidelberg, 2017. http://dx.doi.org/10.1007/978-3-662-55903-1_1.

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Behringer, Stefan. "Instrumente des Compliance-Managements." In Compliance-Management, 7–33. Berlin, Heidelberg: Springer Berlin Heidelberg, 2017. http://dx.doi.org/10.1007/978-3-662-55903-1_2.

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Behringer, Stefan. "Organisation von Compliance." In Compliance-Management, 35–53. Berlin, Heidelberg: Springer Berlin Heidelberg, 2017. http://dx.doi.org/10.1007/978-3-662-55903-1_3.

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Behringer, Stefan. "Einführung und Begriffe." In Compliance-Management, 1–11. Berlin, Heidelberg: Springer Berlin Heidelberg, 2017. http://dx.doi.org/10.1007/978-3-662-55711-2_1.

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Behringer, Stefan. "Theoretische Grundlagen des Compliance-Managements." In Compliance-Management, 13–33. Berlin, Heidelberg: Springer Berlin Heidelberg, 2017. http://dx.doi.org/10.1007/978-3-662-55711-2_2.

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Conference papers on the topic "Compliance management"

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Koetter, Falko, Maximilien Kintz, Monika Kochanowski, Christoph Fehling, Philipp Gildein, Frank Leymann, and Anette Weisbecker. "Unified Compliance Modeling and Management using Compliance Descriptors." In 6th International Conference on Cloud Computing and Services Science. SCITEPRESS - Science and and Technology Publications, 2016. http://dx.doi.org/10.5220/0005754501590170.

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Cason, A., and L. Larrinaga. "Environmental Compliance Management System." In SPE/EPA Exploration and Production Environmental Conference. Society of Petroleum Engineers, 1995. http://dx.doi.org/10.2118/29699-ms.

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Kokaly, Sahar, Rick Salay, Mehrdad Sabetzadeh, Marsha Chechik, and Tom Maibaum. "Model management for regulatory compliance." In the 8th International Workshop. New York, New York, USA: ACM Press, 2016. http://dx.doi.org/10.1145/2896982.2896985.

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Rifaut, Andre. "Compliance management with measurement frameworks." In 2011 Fourth International Workshop on Requirements Engineering and Law (RELAW). IEEE, 2011. http://dx.doi.org/10.1109/relaw.2011.6050268.

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Zhang, Dan, Zhi-Dong Liang, and Jian-Hua Gao. "Compliance Management in Bidding Procurement." In 3rd Annual International Conference on Management, Economics and Social Development (ICMESD 17). Paris, France: Atlantis Press, 2017. http://dx.doi.org/10.2991/icmesd-17.2017.54.

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Schneider, Alexander, and Martin Mauve. "Compliance management for P2P systems." In 2017 23rd Asia-Pacific Conference on Communications (APCC). IEEE, 2017. http://dx.doi.org/10.23919/apcc.2017.8303961.

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Elisabeth Gierl, Corinna. "Compliance and Organizations – How Can Organizations Enable Compliance?" In 3rd International Conference on Advanced Research in Management, Business and Finance. GLOBALKS, 2021. http://dx.doi.org/10.33422/3rd.icmbf.2021.07.380.

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Hoffman, D., R. Boteler, and J. Malinowski. "Efficiency and Compliance Regulations: Side Effects." In Carbon Management Technology Conference. Carbon Management Technology Conference, 2012. http://dx.doi.org/10.7122/151387-ms.

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Jones, Hugh. "Environmental compliance." In First International Seminar on the Reduction of Risk in the Management of Tailings and Mine Waste. Australian Centre for Geomechanics, Perth, 2010. http://dx.doi.org/10.36487/acg_rep/1008_27_jones.

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Brunel, Julien, Frédéric Cuppens, Nora Cuppens, Thierry Sans, and Jean-Paul Bodeveix. "Security policy compliance with violation management." In the 2007 ACM workshop. New York, New York, USA: ACM Press, 2007. http://dx.doi.org/10.1145/1314436.1314441.

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Reports on the topic "Compliance management"

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Bishop, Bradley Wade. Data from Data Management Plan Compliance. University of Tennessee, Knoxville Libraries, January 2020. http://dx.doi.org/10.7290/pebuwhcq7l.

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Laney, T. Configuration management compliance matrix for K Basins. Office of Scientific and Technical Information (OSTI), March 1995. http://dx.doi.org/10.2172/34341.

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Curtis, S. A. Cultural resource management: The risk of compliance. Office of Scientific and Technical Information (OSTI), February 1994. http://dx.doi.org/10.2172/204013.

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Trapp, Ralf. Compliance Management under the Chemical Weapons Convention. The United Nations Institute for Disarmament Research, December 2019. http://dx.doi.org/10.37559/wmd/19/wmdce3.

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Schaad, J., and M. Myers. Certificate Management Messages over CMS (CMC): Compliance Requirements. RFC Editor, June 2008. http://dx.doi.org/10.17487/rfc5274.

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Krooks, David A. Environmental Compliance Assessment and Management Program (ECAMP): Italy. Fort Belvoir, VA: Defense Technical Information Center, July 1997. http://dx.doi.org/10.21236/ada327632.

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VanVliet, J. A., and J. N. Davis. Environmental management compliance reengineering project, FY 1997 report. Office of Scientific and Technical Information (OSTI), September 1997. http://dx.doi.org/10.2172/563254.

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Krooks, David A. Environmental Compliance Assessment and Management Program (ECAMP) Republic of Turkey. Fort Belvoir, VA: Defense Technical Information Center, August 1997. http://dx.doi.org/10.21236/ada328966.

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Hearn, W. H. SRS ES&H standards compliance program management plan. Revision 1. Office of Scientific and Technical Information (OSTI), September 1993. http://dx.doi.org/10.2172/10127793.

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Trapp, Ralf, and Cheng Tang. Enhancing the Management and Enforcement of Compliance in the Regime Prohibiting Chemical Weapons. The United Nations Institute for Disarmament Research, December 2021. http://dx.doi.org/10.37559/wmd/21/cwc/01.

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This reports looks at why and how the international community should enhance further the management and enforcement of compliance with the Chemical Weapons Convention. It provides an overview of the status of compliance with the norm against chemical weapons, and sets out the compliance mechanisms that are available under the Convention, outside the Convention, and that can be used by individual States. Finally, the authors suggest six concrete ways in which the different tools for management and enforcement of compliance can be improved.
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